Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
A-IOM-29-Fund, a series of AngelList-OpTe-Funds, LLC See All Filings	D	2016-01-21 00:00:00 UTC
Amount To Be Raised $102,998 Associated Brokers / Dealers N/A CIK Number 0001664333 Filed Document 0001664333-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HIGHCLERE INTERNATIONAL INVESTORS SMALLER COMPANIES FUND See All Filings	D/A	2016-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001366584 Filed Document 0001393725-16-000150 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WE 241 Bainbridge Holdings LLC See All Filings	D	2016-01-21 00:00:00 UTC
Amount To Be Raised $1,950,000 Associated Brokers / Dealers None CIK Number 0001663977 Filed Document 0001663977-16-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
JBG/Atlantic REIT, L.L.C. See All Filings	D	2016-01-21 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001663725 Filed Document 0001663725-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Senova Systems, Inc. See All Filings	D	2016-01-21 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001481696 Filed Document 0001481696-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-01-21 00:00:00 UTC
Amount To Be Raised $16,742,425 Associated Brokers / Dealers Patrick Sullivan, Andrew McGinnis, Dave Buckalew, and Jason Burlie CIK Number 0001135856 Filed Document 0001135856-16-000415 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
OZDPII HL Access LLC See All Filings	D	2016-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001657083 Filed Document 0001657083-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fintan Partners Specialty Credit Fund I, L.P. See All Filings	D/A	2016-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601059 Filed Document 0000905718-16-001087 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TDCA REIT, Inc. See All Filings	D	2016-01-21 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Phyllis Johnson, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001662523 Filed Document 0001662523-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
NantCell, Inc. See All Filings	D	2016-01-21 00:00:00 UTC
Amount To Be Raised $57,340,243 Associated Brokers / Dealers N/A CIK Number 0001642116 Filed Document 0001642116-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LIGHTING SCIENCE GROUP CORP See All Filings	D/A	2016-01-21 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0000866970 Filed Document 0000866970-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Equity
Quad Learning, Inc. See All Filings	D	2016-01-21 00:00:00 UTC
Amount To Be Raised $1,835,716 Associated Brokers / Dealers N/A CIK Number 0001540492 Filed Document 0001540492-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Debt
Driehaus Elite Partners LLC See All Filings	D/A	2016-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001507977 Filed Document 0001507977-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Waycross Long/Short Opportunity Fund, L.P. See All Filings	D/A	2016-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566253 Filed Document 0001566253-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KENTUCKY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-01-21 00:00:00 UTC
Amount To Be Raised $4,997,851 Associated Brokers / Dealers David Peacock CIK Number 0001135856 Filed Document 0001135856-16-000408 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Northwest China Opportunities Fund Ltd See All Filings	D/A	2016-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542040 Filed Document 0001542040-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Driehaus International Small-Mid Realty Fund, LLC See All Filings	D/A	2016-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538129 Filed Document 0001538129-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
High Street Real Estate Fund V, Inc. See All Filings	D	2016-01-21 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001648336 Filed Document 0001648336-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-01-21 00:00:00 UTC
Amount To Be Raised $1,313,563 Associated Brokers / Dealers John Sanford CIK Number 0001135856 Filed Document 0001135856-16-000410 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
loanDepot.com, LLC See All Filings	D	2016-01-21 00:00:00 UTC
Amount To Be Raised $65,000,000 Associated Brokers / Dealers N/A CIK Number 0001596242 Filed Document 0001596242-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Honey Science Corp See All Filings	D	2016-01-21 00:00:00 UTC
Amount To Be Raised $6,795,000 Associated Brokers / Dealers N/A CIK Number 0001662735 Filed Document 0001662735-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
VRChat Inc. See All Filings	D	2016-01-21 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001661736 Filed Document 0001661736-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
JooMah, Inc. See All Filings	D/A	2016-01-21 00:00:00 UTC
Amount To Be Raised $55,000 Associated Brokers / Dealers N/A CIK Number 0001617736 Filed Document 0001617736-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fulton5 Holdings, LLC See All Filings	D	2016-01-21 00:00:00 UTC
Amount To Be Raised $28,392,736 Associated Brokers / Dealers N/A CIK Number 0001664536 Filed Document 0001664536-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Step Ahead Innovations, Inc. See All Filings	D	2016-01-21 00:00:00 UTC
Amount To Be Raised $2,300,100 Associated Brokers / Dealers N/A CIK Number 0001559971 Filed Document 0001559971-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
Solstice Medical, LLC See All Filings	D	2016-01-21 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001524981 Filed Document 0001524981-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Other
Westfield-Amen, LLLP See All Filings	D	2016-01-21 00:00:00 UTC
Amount To Be Raised $6,400,000 Associated Brokers / Dealers N/A CIK Number 0001664811 Filed Document 0001664811-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Kotak WM India Fund Ltd See All Filings	D/A	2016-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001507309 Filed Document 0001507309-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AgeCheq Inc. See All Filings	D	2016-01-21 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001596232 Filed Document 0001596232-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
River Vision Development Corp. See All Filings	D	2016-01-21 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001564262 Filed Document 0001564262-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
A-LQT-16-Fund, a series of AX-PP-Funds, LLC See All Filings	D	2016-01-21 00:00:00 UTC
Amount To Be Raised $264,300 Associated Brokers / Dealers N/A CIK Number 0001661865 Filed Document 0001661865-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eclipse Toxicology, Ltd. See All Filings	D/A	2016-01-21 00:00:00 UTC
Amount To Be Raised $2,160,000 Associated Brokers / Dealers N/A CIK Number 0001635400 Filed Document 0001162677-16-000143 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SFP Casa Grande 16, LLC See All Filings	D	2016-01-21 00:00:00 UTC
Amount To Be Raised $965,000 Associated Brokers / Dealers N/A CIK Number 0001664277 Filed Document 0001664277-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Entermedia Growth Partners, L.P. See All Filings	D/A	2016-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001158712 Filed Document 0000919574-16-009486 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
TENNEY CREEK DEVELOPMENT LP See All Filings	D/A	2016-01-21 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001651529 Filed Document 0001651529-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Other
GBS Holdings, LLC See All Filings	D	2016-01-21 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001619307 Filed Document 0001619307-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Appian Natural Resources (UST) Fund LP See All Filings	D/A	2016-01-21 00:00:00 UTC
Amount To Be Raised $36,840,000 Associated Brokers / Dealers Mercury Capital Advisors LLC CIK Number 0001588529 Filed Document 0001586780-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Palamon European Equity IV, L.P. See All Filings	D	2016-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CREDIT SUISSE SECURITIES (USA) LLC CIK Number 0001658695 Filed Document 0001658695-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WOO Sports Inc. See All Filings	D	2016-01-21 00:00:00 UTC
Amount To Be Raised $5,327,280 Associated Brokers / Dealers N/A CIK Number 0001588602 Filed Document 0001588602-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Centrose LLC See All Filings	D/A	2016-01-21 00:00:00 UTC
Amount To Be Raised $21,000,000 Associated Brokers / Dealers N/A CIK Number 0001412428 Filed Document 0001412428-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Grosvenor Enhanced Long/Short Equity Fund (TI), L.P. See All Filings	D/A	2016-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523907 Filed Document 0001566114-16-000077 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LexInvest Fund 10 LLC See All Filings	D/A	2016-01-21 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers WealthForge, LLC CIK Number 0001658782 Filed Document 0001664338-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
Sentenai Inc. See All Filings	D	2016-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664217 Filed Document 0001664217-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Equity
LEE Fund LP See All Filings	D/A	2016-01-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559183 Filed Document 0000919574-16-009479 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-01-21 00:00:00 UTC
Amount To Be Raised $24,000,000 Associated Brokers / Dealers Andy Moran CIK Number 0001135856 Filed Document 0001135856-16-000407 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Pacifica Real Estate V, LLC See All Filings	D	2016-01-21 00:00:00 UTC
Amount To Be Raised $7,300,000 Associated Brokers / Dealers N/A CIK Number 0001664387 Filed Document 0001171520-16-000719 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
SEAD Software LLC See All Filings	D	2016-01-21 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001664371 Filed Document 0001664371-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Preteckt, Inc. See All Filings	D	2016-01-21 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001641842 Filed Document 0001641842-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Option To Acquire
A-CYQ-11-Fund, a series of AngelList-ER-Funds, LLC See All Filings	D	2016-01-21 00:00:00 UTC
Amount To Be Raised $253,000 Associated Brokers / Dealers N/A CIK Number 0001664374 Filed Document 0001664374-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CROSSOVER CAPITAL FUND I, LLC See All Filings	D	2016-01-21 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001663958 Filed Document 0001663958-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity