Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SMAHF Fund II L.L.C. See All Filings	D/A	2016-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597187 Filed Document 0001566114-16-000083 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nuburu, Inc. See All Filings	D	2016-01-22 00:00:00 UTC
Amount To Be Raised $4,049,051 Associated Brokers / Dealers N/A CIK Number 0001639581 Filed Document 0001639581-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
ARCHSTONE PARTNERS LP See All Filings	D/A	2016-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Keegan and Company, Inc. ("MK&C") and RAYMOND JAMES & ASSOCIATES, INC. ("RJ&A") CIK Number 0000871613 Filed Document 0000899140-16-000966 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Aithon Offshore Ltd. See All Filings	D/A	2016-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627903 Filed Document 0001315863-16-001051 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VISUALANT INC See All Filings	D	2016-01-22 00:00:00 UTC
Amount To Be Raised $65,751 Associated Brokers / Dealers N/A CIK Number 0001074828 Filed Document 0001161697-16-000633 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
ET National Industrial REIT I LLC See All Filings	D	2016-01-22 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001664484 Filed Document 0001664484-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Juneau Capital Partners, LP See All Filings	D	2016-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664252 Filed Document 0001664252-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ALASKA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Muviknight, INC See All Filings	D	2016-01-22 00:00:00 UTC
Amount To Be Raised $20,000 Associated Brokers / Dealers N/A CIK Number 0001664340 Filed Document 0001664340-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
West Side Student Loan Fund LP See All Filings	D/A	2016-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638532 Filed Document 0001638532-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Metamorphic Ventures III, L.P. See All Filings	D	2016-01-22 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001664640 Filed Document 0001664640-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GGCOF THIRD-PARTY CO-INVEST, L.P. See All Filings	D/A	2016-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001430733 Filed Document 0001430733-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Point Sur Investors Fund I, LP See All Filings	D	2016-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664368 Filed Document 0001664368-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
High Haith Partners, L.P. See All Filings	D/A	2016-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001547120 Filed Document 0000919574-16-009519 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
GROSVENOR LONG/SHORT EQUITY FUND LTD See All Filings	D/A	2016-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001337283 Filed Document 0001566114-16-000088 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SFP VALUE REALIZATION FUND L.P. See All Filings	D/A	2016-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001282366 Filed Document 0000902664-16-004975 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
North Elm Investments LP See All Filings	D/A	2016-01-22 00:00:00 UTC
Amount To Be Raised $31,574,680 Associated Brokers / Dealers N/A CIK Number 0001630741 Filed Document 0000905718-16-001094 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DeepMacro, LLC See All Filings	D	2016-01-22 00:00:00 UTC
Amount To Be Raised $87 Associated Brokers / Dealers N/A CIK Number 0001664664 Filed Document 0001664664-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
OZ Global Equity Opportunities Overseas Fund, Ltd. See All Filings	D/A	2016-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565889 Filed Document 0001565889-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brandywine Alpha Hedge Fund 2x, LP See All Filings	D	2016-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664769 Filed Document 0001664770-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Theorem Advisors Fund LLC See All Filings	D	2016-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664555 Filed Document 0001664555-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Microbion Corp See All Filings	D/A	2016-01-22 00:00:00 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers N/A CIK Number 0001318639 Filed Document 0001318639-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Equity
Manikay Merger Onshore Fund, LP See All Filings	D	2016-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663715 Filed Document 0000919574-16-009569 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Manikay Merger Offshore Fund, Ltd. See All Filings	D	2016-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663718 Filed Document 0000919574-16-009571 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Salthill Partners, L.P. See All Filings	D/A	2016-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001163425 Filed Document 0000919574-16-009545 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SE MAYFIELD INVESTORS, LLC See All Filings	D	2016-01-22 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001663457 Filed Document 0001663457-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Maple AG 575 REIT, LLC See All Filings	D	2016-01-22 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001664475 Filed Document 0001664475-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Shoreline Biome, LLC See All Filings	D	2016-01-22 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001664615 Filed Document 0001664615-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
Zemanta Holding USA Inc. See All Filings	D	2016-01-22 00:00:00 UTC
Amount To Be Raised $3,702,312 Associated Brokers / Dealers N/A CIK Number 0001663731 Filed Document 0001663731-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DYNAVEST CAPITAL PARTNERS, L.P. See All Filings	D/A	2016-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587253 Filed Document 0001587253-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets $Not Applicable Type of Security Equity
Orthovestments, LLC See All Filings	D/A	2016-01-22 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001643182 Filed Document 0001643182-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
IDENTITY THEFT GUARD SOLUTIONS, Inc. See All Filings	D	2016-01-22 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Portico Capital Securities, LLC CIK Number 0001266517 Filed Document 0001266517-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Ellbrooke Partners, L.P. See All Filings	D/A	2016-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001621900 Filed Document 0000919574-16-009557 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
JUGGERNAUT FUND LP See All Filings	D/A	2016-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001219173 Filed Document 0001219173-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sentenai Inc. See All Filings	D/A	2016-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664217 Filed Document 0001664217-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
ICQ Opportunities Fund SR-B,L.P. See All Filings	D	2016-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664693 Filed Document 0001664693-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arrow Creek Partners, L.P. See All Filings	D/A	2016-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001549676 Filed Document 0000919574-16-009521 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Hazelbrook Partners, L.P. See All Filings	D/A	2016-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001107862 Filed Document 0000919574-16-009533 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
BRAINstorm Golf, Inc. See All Filings	D/A	2016-01-22 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001609532 Filed Document 0001609532-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Googooroo, Inc. See All Filings	D	2016-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664679 Filed Document 0001664679-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
QASymphony, Inc. See All Filings	D	2016-01-22 00:00:00 UTC
Amount To Be Raised $8,141,449 Associated Brokers / Dealers N/A CIK Number 0001630631 Filed Document 0001630631-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Kingsway Capital ICAV-Ash Park Global Consumer Franchise Fund See All Filings	D	2016-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664730 Filed Document 0001140361-16-049040 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Pure Recovery California, Inc. See All Filings	D	2016-01-22 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001664627 Filed Document 0001664627-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FL The Glenn, LLC See All Filings	D	2016-01-22 00:00:00 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001664649 Filed Document 0001664649-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
3D Opportunity (US) Fund See All Filings	D	2016-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664756 Filed Document 0001664756-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
210 W 70 REIT LLC See All Filings	D	2016-01-22 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001664579 Filed Document 0001664579-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AURORA EQUITY PARTNERS V L.P. See All Filings	D	2016-01-22 00:00:00 UTC
Amount To Be Raised $800,000,000 Associated Brokers / Dealers PARK HILL GROUP LLC CIK Number 0001664154 Filed Document 0001664154-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ithan Creek Partners, L.P. See All Filings	D/A	2016-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001437992 Filed Document 0000919574-16-009549 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-01-22 00:00:00 UTC
Amount To Be Raised $709,300 Associated Brokers / Dealers Mark Maizel and Andrew Kraus CIK Number 0001135856 Filed Document 0001135856-16-000421 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Iguazu Partners, L.P. See All Filings	D/A	2016-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001356998 Filed Document 0000919574-16-009537 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Temas Partners, L.P. See All Filings	D/A	2016-01-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001607819 Filed Document 0000919574-16-009551 Exclusions or Exemptions 506b Accepted Date 2016-01-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity