Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
EB5 Capital - Jobs Fund 16 LP See All Filings	D	2016-01-26 00:00:00 UTC
Amount To Be Raised $35,500,000 Associated Brokers / Dealers N/A CIK Number 0001664808 Filed Document 0001664808-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-26 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Taurus CD 172 Discovery Lakes LP See All Filings	D/A	2016-01-26 00:00:00 UTC
Amount To Be Raised $9,800,000 Associated Brokers / Dealers T Capital Funding, LLC CIK Number 0001604639 Filed Document 0001546927-16-000340 Exclusions or Exemptions 506b Accepted Date 2016-01-26 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
ALTAIR PARTNERS II, L.P. See All Filings	D/A	2016-01-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001631293 Filed Document 0000919574-16-009606 Exclusions or Exemptions 506b Accepted Date 2016-01-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
MOBO SYSTEMS, INC See All Filings	D	2016-01-26 00:00:00 UTC
Amount To Be Raised $40,000,600 Associated Brokers / Dealers N/A CIK Number 0001431695 Filed Document 0001231919-16-000035 Exclusions or Exemptions 506b Accepted Date 2016-01-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
blackRiver Systems Inc. See All Filings	D	2016-01-26 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001664443 Filed Document 0001664443-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Option To Acquire
LOCUS BIOSCIENCES, INC. See All Filings	D	2016-01-26 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001664639 Filed Document 0001664639-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-26 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Avalon Oregon Partners, LLC See All Filings	D	2016-01-26 00:00:00 UTC
Amount To Be Raised $5,121,440 Associated Brokers / Dealers N/A CIK Number 0001664011 Filed Document 0001664011-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-26 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
EMERGING SOVEREIGN FUND LP See All Filings	D/A	2016-01-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel, Nicolaus & Company, Incorporated and Barclays Capital Inc. CIK Number 0001177383 Filed Document 0000919574-16-009632 Exclusions or Exemptions 506b Accepted Date 2016-01-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EMERGING SOVEREIGN OFFSHORE FUND, LTD. See All Filings	D/A	2016-01-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel, Nicolaus & Company, Incorporated and Barclays Capital Inc. CIK Number 0001176352 Filed Document 0000919574-16-009620 Exclusions or Exemptions 506b Accepted Date 2016-01-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Seven Bridges Multi-Strategy Fund LP See All Filings	D/A	2016-01-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001541477 Filed Document 0001541477-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MKP Opportunity Offshore (BPI), Ltd. See All Filings	D/A	2016-01-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566642 Filed Document 0000902664-16-005053 Exclusions or Exemptions 506b Accepted Date 2016-01-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Envelop VR Inc. See All Filings	D/A	2016-01-26 00:00:00 UTC
Amount To Be Raised $5,550,074 Associated Brokers / Dealers N/A CIK Number 0001626289 Filed Document 0001626289-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-26 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
M3 Real Estate LP See All Filings	D/A	2016-01-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596046 Filed Document 0001596046-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Teforia Co See All Filings	D	2016-01-26 00:00:00 UTC
Amount To Be Raised $4,800,459 Associated Brokers / Dealers N/A CIK Number 0001661324 Filed Document 0001661324-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RMB Real Estate Opportunities QP LLC Series 2 See All Filings	D	2016-01-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664948 Filed Document 0001664948-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EXAGEN DIAGNOSTICS INC See All Filings	D	2016-01-26 00:00:00 UTC
Amount To Be Raised $30,852,618 Associated Brokers / Dealers N/A CIK Number 0001274737 Filed Document 0001140361-16-048645 Exclusions or Exemptions 506b Accepted Date 2016-01-26 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CAZ Partners Fund, L.P. See All Filings	D	2016-01-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001462173 Filed Document 0001315863-16-001058 Exclusions or Exemptions 506b Accepted Date 2016-01-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Core Brewing & Distilling Company, LLC See All Filings	D/A	2016-01-26 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001531125 Filed Document 0001531125-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-26 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Patient Home Monitoring Corp. See All Filings	D	2016-01-26 00:00:00 UTC
Amount To Be Raised $118,404 Associated Brokers / Dealers N/A CIK Number 0001540013 Filed Document 0001183740-16-000286 Exclusions or Exemptions 506b Accepted Date 2016-01-26 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Amber Southern European Equity Fund See All Filings	D/A	2016-01-26 00:00:00 UTC
Amount To Be Raised $356,639,965 Associated Brokers / Dealers N/A CIK Number 0001593558 Filed Document 0001593558-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MERLIN PARTNERS, LP See All Filings	D/A	2016-01-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers INVERNESS SECURITIES, LLC, CORONADO INVESTMENTS, LLC, and HAMILTON MILLER INVESTMENTS, LLC CIK Number 0001431892 Filed Document 0000919574-16-009601 Exclusions or Exemptions 506b Accepted Date 2016-01-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Alternative Investments Opportunity Ltd. See All Filings	D/A	2016-01-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Venovate Marketplace, Inc. CIK Number 0001590820 Filed Document 0000902664-16-005058 Exclusions or Exemptions 506b Accepted Date 2016-01-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GMI-SHILOH/OFALLON, LP See All Filings	D/A	2016-01-26 00:00:00 UTC
Amount To Be Raised $4,926,923 Associated Brokers / Dealers Mark Van Mourick, Michael Ihrie, Joseph Ondris, and Russ Huffington CIK Number 0001663673 Filed Document 0001663673-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-01-26 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Consolidated Asset Funding-Wish, LP See All Filings	D/A	2016-01-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597981 Filed Document 0001597981-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Glacier Peak Global Value Fund, L.P. See All Filings	D/A	2016-01-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001562076 Filed Document 0001562077-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
VantageRx Dispensing Services, LLC See All Filings	D	2016-01-26 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001666785 Filed Document 0001666785-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-26 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
COGNIOS BETA NEUTRAL LARGE CAP FUND, LP See All Filings	D/A	2016-01-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538882 Filed Document 0001538882-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
FREESTONE OPPORTUNITY QUALIFIED PARTNERS LP See All Filings	D/A	2016-01-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468187 Filed Document 0001468187-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EndoShape, Inc. See All Filings	D/A	2016-01-26 00:00:00 UTC
Amount To Be Raised $3,100,000 Associated Brokers / Dealers N/A CIK Number 0001517993 Filed Document 0001517993-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-01-26 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Mariner Lenus Healthcare Fund, L.P. See All Filings	D/A	2016-01-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets, Inc. CIK Number 0001631648 Filed Document 0001631648-16-000009 Exclusions or Exemptions 506b Accepted Date 2016-01-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ESG Domestic Opportunity Offshore Fund Ltd. See All Filings	D/A	2016-01-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C. CIK Number 0001518305 Filed Document 0000919574-16-009618 Exclusions or Exemptions 506b Accepted Date 2016-01-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
XF TECHNOLOGIES INC. See All Filings	D	2016-01-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546414 Filed Document 0001546414-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-26 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Debt
Taurus CD 185 Reserve at Maitland, LP See All Filings	D	2016-01-26 00:00:00 UTC
Amount To Be Raised $8,300,000 Associated Brokers / Dealers Robert Clifford, T Capital Funding, LLC, and Cynthia Frye CIK Number 0001664918 Filed Document 0001546927-16-000338 Exclusions or Exemptions 506b Accepted Date 2016-01-26 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
ParkWhiz, Inc. See All Filings	D	2016-01-26 00:00:00 UTC
Amount To Be Raised $23,000,005 Associated Brokers / Dealers N/A CIK Number 0001614092 Filed Document 0000905718-16-001112 Exclusions or Exemptions 506b Accepted Date 2016-01-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Basic Materials & Infrastructure LP See All Filings	D	2016-01-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664946 Filed Document 0000935836-16-000680 Exclusions or Exemptions 506b Accepted Date 2016-01-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DuoFun Studios, Inc. See All Filings	D	2016-01-26 00:00:00 UTC
Amount To Be Raised $100 Associated Brokers / Dealers N/A CIK Number 0001664904 Filed Document 0001664904-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Blyncsy,Inc. See All Filings	D	2016-01-26 00:00:00 UTC
Amount To Be Raised $2,629,432 Associated Brokers / Dealers N/A CIK Number 0001664876 Filed Document 0001664876-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Ludlow Ventures Detroit I-A LP See All Filings	D	2016-01-26 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001663826 Filed Document 0001663826-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MED-X, INC. See All Filings	1-A POS	2016-01-25 18:23:27 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers None CIK Number 0001620704 Filed Document 0001477932-16-008275 Accepted Date 2016-01-25 18:23:27 UTC Type of Offering 1-A POS Industry MEDICINAL CHEMICALS & BOTANICAL PRODUCTS Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $0 State of Jurisdiction NEVADA Type of Security Equity (common or preferred stock)
Sprinter Football Club, Inc. See All Filings	1-A/A	2016-01-25 13:42:55 UTC
Amount To Be Raised $10,000 Associated Brokers / Dealers N/A CIK Number 0001649728 Filed Document 0001019687-16-004918 Accepted Date 2016-01-25 13:42:55 UTC Type of Offering 1-A/A Industry SERVICES-MEMBERSHIP SPORTS & RECREATION CLUBS Offering Tier Tier1 Principal Place of Business CALIFORNIA Revenue or Assets $0 State of Jurisdiction NEVADA Type of Security Equity (common or preferred stock)
Coastal Banking Company, Inc. See All Filings	1-A	2016-01-25 09:22:08 UTC
Amount To Be Raised $10,536,819 Associated Brokers / Dealers N/A CIK Number 0001093897 Filed Document 0001354488-16-005963 Accepted Date 2016-01-25 09:22:08 UTC Type of Offering 1-A Industry NATIONAL COMMERCIAL BANKS Offering Tier Tier1 Principal Place of Business SOUTH CAROLINA Revenue or Assets -$1 State of Jurisdiction SOUTH CAROLINA Type of Security Equity (common or preferred stock)
STOCKBRIDGE FUND (OS), LTD. See All Filings	D/A	2016-01-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001522736 Filed Document 0001522736-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ITB PREMIUM FUND II LTD See All Filings	D/A	2016-01-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001392067 Filed Document 0001392067-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Equity
STEINBERG INDIA EMERGING OPPORTUNITIES FUND Ltd See All Filings	D/A	2016-01-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539089 Filed Document 0001315863-16-001054 Exclusions or Exemptions 506b Accepted Date 2016-01-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TELIAC CAPITAL PARTNERS, L.P. See All Filings	D/A	2016-01-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540774 Filed Document 0001540774-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
FH Emerging Markets Debt Fund LP See All Filings	D/A	2016-01-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001295174 Filed Document 0001295174-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nickel5 Holdings, LLC See All Filings	D	2016-01-25 00:00:00 UTC
Amount To Be Raised $10,411,459 Associated Brokers / Dealers N/A CIK Number 0001664733 Filed Document 0001664733-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-01-25 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
4443 OCEAN DRIVE LLC See All Filings	D	2016-01-25 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001664826 Filed Document 0001664819-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-25 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Juntos Finanzas, Inc. See All Filings	D	2016-01-25 00:00:00 UTC
Amount To Be Raised $4,999,999 Associated Brokers / Dealers N/A CIK Number 0001613681 Filed Document 0001613681-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Redwood Point Global Opportunity Fund, LLC See All Filings	D/A	2016-01-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001136157 Filed Document 0001136157-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity