|
|
D/A |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Pacer Financial, Inc., CV Brokerage, Inc., WFG Investments, Inc., Silver Leaf Partners, LLC, Silber Bennett Financial Inc., Blue Sand Securities LLC, ARI Financial Services, Hamilton Miller Investments, LLC, Alternative Access Capital, LLC, Orchard Securities, Stifel Nicolaus & Co., Incorporated, Source Capital Group, Inc., EDI Financial, Inc., and Crewe Capital LLC
- CIK Number
- 0001438171
- Filed Document
- 0001668686-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- $6,162,489
- Associated Brokers / Dealers
- Sharespost Financial Corp
- CIK Number
- 0001640790
- Filed Document
- 0001640790-16-000010
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001669436
- Filed Document
- 0001669436-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001669585
- Filed Document
- 0001669585-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- RHODE ISLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Lombard International Life Assurance Co Separate Account VL144
See All Filings
|
D/A |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- M Holdings Securities, Inc, M Holdings Securities, Inc, and Summit Equities, Inc
- CIK Number
- 0001617300
- Filed Document
- 0001617300-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001669553
- Filed Document
- 0001669553-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001065854
- Filed Document
- 0001669122-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- $2,180,820
- Associated Brokers / Dealers
- Michael Corry, Robert Scharff, Paul Flotken, and Gwen Middeke
- CIK Number
- 0001135856
- Filed Document
- 0001135856-16-000471
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- $10,903,917
- Associated Brokers / Dealers
- Michael Corry, Robert Scharff, Paul Flotken, and Gwen Middeke
- CIK Number
- 0001135856
- Filed Document
- 0001135856-16-000469
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001371080
- Filed Document
- 0001013594-16-000889
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- $150,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001669524
- Filed Document
- 0001669524-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001457557
- Filed Document
- 0000902664-16-006406
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001407411
- Filed Document
- 0000919574-16-011917
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- $450,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001306102
- Filed Document
- 0001306102-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001370893
- Filed Document
- 0000919574-16-011905
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001628456
- Filed Document
- 0001315863-16-001305
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001308569
- Filed Document
- 0001553350-16-001720
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- City National Securities, Citigroup Global Markets, Inc., Oppenheimer & Co. Inc., Morgan Keegan & Company, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Enerecap Partners, LLC, MT Rushmore Securities LLC, Capital Management Partners, Inc., EMCOR Securities, Inc., Fortigent Securities Company, LLC, Metcircle Securities LLC, Osage Investments, Inc., Stifel, Nicolaus & Company, Inc., HighTower Securities LLC, and Foreside Fund Services, LLC
- CIK Number
- 0001365495
- Filed Document
- 0001365495-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- Fusion Analytics Securities LLC
- CIK Number
- 0001473931
- Filed Document
- 0001473931-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- $346,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001668156
- Filed Document
- 0001140361-16-058004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001532448
- Filed Document
- 0001532448-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Investing
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001602677
- Filed Document
- 0001013594-16-000884
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001668509
- Filed Document
- 0001668509-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001458399
- Filed Document
- 0001012975-16-001088
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- UBS Financial Services Inc., Merrill Lynch, Pierce, Fenner & Smith Inc., J.P, Morgan Securities LLC, Credit Suisse Securities (USA) LLC, and Morgan Stanley & CO. LLC
- CIK Number
- 0001178063
- Filed Document
- 0001013594-16-000891
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001386570
- Filed Document
- 0001415889-16-005112
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001669519
- Filed Document
- 0001669519-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Construction
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- $87,260
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001669492
- Filed Document
- 0001140361-16-058030
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001629384
- Filed Document
- 0001629385-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- $1,206,118
- Associated Brokers / Dealers
- Michael Shannon
- CIK Number
- 0001135856
- Filed Document
- 0001135856-16-000464
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- $300,000,000
- Associated Brokers / Dealers
- Capital Growth Securities LLC, Profor Securities, LLC, Bride Valley Partners LLP, and Stonington Capital Advisors LLC
- CIK Number
- 0001662817
- Filed Document
- 0001662817-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ISRAEL
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Sendero Securities, LLC, UBS Financial Services Inc., and Ajax Limited
- CIK Number
- 0001460866
- Filed Document
- 0000945621-16-000524
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- $225,000,000
- Associated Brokers / Dealers
- Shannon Advisors, LLC
- CIK Number
- 0001668585
- Filed Document
- 0001015325-16-000044
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- $2,200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001669623
- Filed Document
- 0001669623-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001669614
- Filed Document
- 0001669614-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001638968
- Filed Document
- 0001668686-16-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001645528
- Filed Document
- 0001668686-16-000012
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- $17,361,736
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001583887
- Filed Document
- 0001583887-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001444005
- Filed Document
- 0000902664-16-006405
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- Ernest G. Pellegrino
- CIK Number
- 0001308569
- Filed Document
- 0001553350-16-001721
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- $70,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001047852
- Filed Document
- 0001047852-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Insurance
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001358757
- Filed Document
- 0001013594-16-000883
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Morgan Stanley Smith Barney LLC
- CIK Number
- 0001504886
- Filed Document
- 0001504886-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- $6,000,000
- Associated Brokers / Dealers
- Samir Sheth, Richard Callister, John Argue, and Jason Burlie
- CIK Number
- 0001135856
- Filed Document
- 0001135856-16-000463
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- $3,406,473
- Associated Brokers / Dealers
- Andrew Philip Arigo, Blair Alan Van Buren, and Brett Scott Ellen
- CIK Number
- 0001135856
- Filed Document
- 0001135856-16-000468
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Renaissance Institutional Management LLC
- CIK Number
- 0001544480
- Filed Document
- 0001544480-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- T. Michael Conway III, Fred L. Williams, Jr., UMB Financial Services Inc., EDI Financial, Inc., David E. Hicks, William W. Cathriner, Jill Cohen, Andrew Linbeck, Morgan Stanley Smith Barney LLC, Blair Batson, and William S. Hill
- CIK Number
- 0001616017
- Filed Document
- 0001616017-16-000009
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001406599
- Filed Document
- 0001406599-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$25,000,001 - $50,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- $1,400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001669227
- Filed Document
- 0001669227-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- MISSOURI
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- $234,557
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000868822
- Filed Document
- 0001140361-16-058062
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|