|
|
D |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- $6,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001669766
- Filed Document
- 0001669766-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001457645
- Filed Document
- 0001457645-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BERMUDA
- Revenue or Assets
- $$1 - $5,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- $40,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001668378
- Filed Document
- 0001668378-16-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Construction
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- $183,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001669466
- Filed Document
- 0001669466-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- $351,914
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001618963
- Filed Document
- 0001618963-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- $37,842
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001620403
- Filed Document
- 0001620403-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Blue Sand Securities LLC, Pacer Financial, Inc., Stifel Nicolaus & Co., Inc., Alternative Access Capital, LLC, Silver Leaf Partners, LLC, Crewe Capital LLC, EDI Financial, Inc., CV Brokerage, Inc., Silber Bennett Financial Inc., Orchard Securities, Source Capital Group, Inc., and WFG Investments, Inc.
- CIK Number
- 0001487109
- Filed Document
- 0001668686-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- $62,361,932
- Associated Brokers / Dealers
- Bedminster Financial Group, Limited, Transcapital Georgia Tax Credit Fund II LLC, Habif Arogeti & Wynne LLP, and Frank O. Hendrick II PC
- CIK Number
- 0001333647
- Filed Document
- 0001333647-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Blue Sand Securities
- CIK Number
- 0001510157
- Filed Document
- 0001668686-16-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001053516
- Filed Document
- 0001053516-16-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$1 - $5,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001669551
- Filed Document
- 0001669553-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001499070
- Filed Document
- 0000902664-16-006407
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- $19,200,000
- Associated Brokers / Dealers
- Craig Findley, Kenneth Dayton, and Barbara Roberts
- CIK Number
- 0001135856
- Filed Document
- 0001135856-16-000472
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- $238,459
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001668884
- Filed Document
- 0001668884-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- $800,000
- Associated Brokers / Dealers
- Fundme Securities LLC d/b/a CircleUp
- CIK Number
- 0001601294
- Filed Document
- 0001601294-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001644845
- Filed Document
- 0001644845-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001335299
- Filed Document
- 0001335299-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Emergent Financial Group, Inc., Patrick Capital Markets, LLC, Phil Trussell, Lincoln Douglas Investments, LLC, and Carter Terry & Company, Inc.
- CIK Number
- 0001263454
- Filed Document
- 0001263454-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGIN ISLANDS, BRITISH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- $400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001084267
- Filed Document
- 0001468128-16-000010
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D/A |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001631936
- Filed Document
- 0001315863-16-001304
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001571026
- Filed Document
- 0001571029-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Sendero Securities, LLC, UBS Financial Services Inc., and Ajax Limited
- CIK Number
- 0001461274
- Filed Document
- 0000945621-16-000525
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001407425
- Filed Document
- 0000919574-16-011913
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001669538
- Filed Document
- 0001669538-16-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED STATES
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- $11,000,000
- Associated Brokers / Dealers
- n/a
- CIK Number
- 0001669371
- Filed Document
- 0001669371-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D/A |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001337660
- Filed Document
- 0000902664-16-006402
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001669423
- Filed Document
- 0001669423-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- BlackRock Investments, LLC
- CIK Number
- 0001367718
- Filed Document
- 0001669122-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- UBS Financial Services Inc., Merrill Lynch, Pierce, Fenner & Smith Inc., J.P. Morgan Securities LLC, Credit Suisee Securities (USA) LLC, and Morgan Stanley & CO. LLC
- CIK Number
- 0001357210
- Filed Document
- 0001013594-16-000892
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- Legend Securities, Inc.
- CIK Number
- 0001649619
- Filed Document
- 0001140361-16-058084
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- $72,000,000
- Associated Brokers / Dealers
- Hampton Holcomb, Richard Kimbrough, and Bryant Kirk
- CIK Number
- 0001135856
- Filed Document
- 0001135856-16-000465
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Emergent Financial Group, Inc., Patrick Capital Markets, LLC, Lincoln Douglas Investments, LLC, and Carter Terry & Compay, Inc.
- CIK Number
- 0001454292
- Filed Document
- 0001454292-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001439844
- Filed Document
- 0001013594-16-000885
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- $13,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001628777
- Filed Document
- 0001628777-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- $8,970,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001531193
- Filed Document
- 0001531193-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial Banking
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000948447
- Filed Document
- 0001013594-16-000880
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Oppenheimer & Co. Inc., Compass Securities Corporation, and Jefferies LLC
- CIK Number
- 0001602735
- Filed Document
- 0001398344-16-011058
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001526380
- Filed Document
- 0000902664-16-006576
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- $300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001650315
- Filed Document
- 0001650315-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001506286
- Filed Document
- 0001506286-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- $4,600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001669819
- Filed Document
- 0001669819-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- $5,518,377
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001668651
- Filed Document
- 0001668651-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- $18,600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001669704
- Filed Document
- 0001669704-16-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- WISCONSIN
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- $12,000,000
- Associated Brokers / Dealers
- Piper Jaffray & Co.
- CIK Number
- 0001412391
- Filed Document
- 0001412391-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001467895
- Filed Document
- 0001467895-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$1 - $5,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- $627,014
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001666547
- Filed Document
- 0001666547-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- $49,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001667594
- Filed Document
- 0001667594-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001669481
- Filed Document
- 0001669481-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- $147,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001669470
- Filed Document
- 0001669470-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-03-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001638969
- Filed Document
- 0001668686-16-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|