|
|
D/A |
2016-01-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001596131
- Filed Document
- 0001405086-16-000339
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-01-29 00:00:00 UTC |
- Amount To Be Raised
- $58,000
- Associated Brokers / Dealers
- FIRST LIBERTIES SECURITIES, INC. DBA FIRST LIBERTIES FINANCIAL
- CIK Number
- 0001662859
- Filed Document
- 0001662859-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- IOWA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-01-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001454270
- Filed Document
- 0001454270-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-01-29 00:00:00 UTC |
- Amount To Be Raised
- $900,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001659835
- Filed Document
- 0001659835-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-01-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Barclays Capital Inc. (acting through Barclays Wealth), Deutsche Bank Securities Inc., and Wells Fargo & Company
- CIK Number
- 0001440344
- Filed Document
- 0001315863-16-001073
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-01-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Barclays Capital Inc. (acting through Barclays Wealth)
- CIK Number
- 0001440342
- Filed Document
- 0001315863-16-001080
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-01-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- NH Investment & Securities Co., Ltd. and Park Hill Group LLC
- CIK Number
- 0001623650
- Filed Document
- 0001623650-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-01-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- NH Investment & Securities Co., Ltd., Park Hill Group LLC, and Compass Group Global Advisors S.A.
- CIK Number
- 0001623757
- Filed Document
- 0001623757-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-01-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001664583
- Filed Document
- 0001664596-16-000008
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-01-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001665440
- Filed Document
- 0001665440-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-01-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001664592
- Filed Document
- 0001664596-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-01-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001664748
- Filed Document
- 0001664596-16-000010
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-01-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Constellation Wealth Advisors LLC
- CIK Number
- 0001421736
- Filed Document
- 0000902664-16-005134
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-01-29 00:00:00 UTC |
- Amount To Be Raised
- $728,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001666143
- Filed Document
- 0001666143-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-01-29 00:00:00 UTC |
- Amount To Be Raised
- $6,799,236
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001665068
- Filed Document
- 0001665068-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-01-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001597185
- Filed Document
- 0001597185-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-01-29 00:00:00 UTC |
- Amount To Be Raised
- $8,427,124
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001374410
- Filed Document
- 0001374410-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-01-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001460735
- Filed Document
- 0001460735-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-01-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595271
- Filed Document
- 0001595271-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-01-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001664696
- Filed Document
- 0001664696-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-01-29 00:00:00 UTC |
- Amount To Be Raised
- $373,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001664151
- Filed Document
- 0000906318-16-000087
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-01-29 00:00:00 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001665233
- Filed Document
- 0001665233-16-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2016-01-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-01-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001542427
- Filed Document
- 0000919574-16-009718
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-01-29 00:00:00 UTC |
- Amount To Be Raised
- $250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600758
- Filed Document
- 0001600758-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2016-01-29 00:00:00 UTC |
- Amount To Be Raised
- $370,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001665467
- Filed Document
- 0001665467-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2016-01-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001633899
- Filed Document
- 0000943663-16-000245
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-01-29 00:00:00 UTC |
- Amount To Be Raised
- $10,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001663506
- Filed Document
- 0001663506-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2016-01-29 00:00:00 UTC |
- Amount To Be Raised
- $1,671,259
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001634073
- Filed Document
- 0001634073-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- KENTUCKY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-01-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001630702
- Filed Document
- 0000902664-16-005138
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-01-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001283995
- Filed Document
- 0000919574-16-009700
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-01-29 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001665323
- Filed Document
- 0001665323-16-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2016-01-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2016-01-29 00:00:00 UTC |
- Amount To Be Raised
- $58,000
- Associated Brokers / Dealers
- FIRST LIBERTIES SECURITIES, INC. DBA FIRST LIBERTIES FINANCIAL
- CIK Number
- 0001662865
- Filed Document
- 0001662865-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- IOWA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-01-29 00:00:00 UTC |
- Amount To Be Raised
- $1,564,429
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001144161
- Filed Document
- 0001144161-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-01-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001166212
- Filed Document
- 0001166212-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-01-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001487217
- Filed Document
- 0000945621-16-000381
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Equity
|
|
|
D |
2016-01-29 00:00:00 UTC |
- Amount To Be Raised
- $22,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001665278
- Filed Document
- 0001665278-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-01-29 00:00:00 UTC |
- Amount To Be Raised
- $27,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589306
- Filed Document
- 0001665063-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-01-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000925056
- Filed Document
- 0000925056-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-01-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001566734
- Filed Document
- 0000902664-16-005140
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-01-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001566704
- Filed Document
- 0001315863-16-001074
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-01-29 00:00:00 UTC |
- Amount To Be Raised
- $28,852,767
- Associated Brokers / Dealers
- HitherLane Partners, LLC
- CIK Number
- 0001537672
- Filed Document
- 0001140361-16-049688
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Biotechnology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
GlobeFlex International All Cap Commingled Trust a Ser of GlobeFlex Commingled TR
See All Filings
|
D/A |
2016-01-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001394518
- Filed Document
- 0001394518-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-01-29 00:00:00 UTC |
- Amount To Be Raised
- $4,400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001665044
- Filed Document
- 0001042167-16-000198
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-01-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001458707
- Filed Document
- 0001458707-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
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D |
2016-01-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001649035
- Filed Document
- 0001649035-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
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D |
2016-01-29 00:00:00 UTC |
- Amount To Be Raised
- $58,000
- Associated Brokers / Dealers
- FIRST LIBERTIES SECURITIES, INC. DBA FIRST LIBERTIES FINANCIAL
- CIK Number
- 0001662864
- Filed Document
- 0001662864-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-29 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- IOWA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
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|
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D/A |
2016-01-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Constellation Wealth Advisors LLC and Watermill Institutional Trading LLC
- CIK Number
- 0001421751
- Filed Document
- 0000902664-16-005133
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
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D/A |
2016-01-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Barclays Capital Inc. (acting through Barclays Wealth), Deutsche Bank Securities Inc., and Wells Fargo & Company
- CIK Number
- 0001440344
- Filed Document
- 0001315863-16-001079
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
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D/A |
2016-01-29 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001630092
- Filed Document
- 0001461373-16-000061
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
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D/A |
2016-01-29 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001540252
- Filed Document
- 0001540252-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-01-29 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Debt
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