Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
FIFS Holdings Corp. See All Filings	D/A	2016-02-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561827 Filed Document 0000899140-16-001008 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Portfolio Advisors Asia Fund V, L.P. See All Filings	D/A	2016-02-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656913 Filed Document 0000902664-16-005170 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
SB Holding Corp. See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001665217 Filed Document 0001665217-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Debt
Batu Biologics, Inc. See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001612629 Filed Document 0001612629-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
High Sierra Direct Diamond, LP See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665366 Filed Document 0001665366-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alston Long-Term Opportunities Fund LLC See All Filings	D/A	2016-02-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524453 Filed Document 0001524453-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Luminance Global Fund See All Filings	D/A	2016-02-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594820 Filed Document 0001594820-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
WhisperSom Corp See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001664437 Filed Document 0001664437-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
Merion Investment Partners III, L.P. See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $65,000,000 Associated Brokers / Dealers N/A CIK Number 0001664879 Filed Document 0001015325-16-000039 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
My Personal Health Record Express, Inc. See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $8,080,000 Associated Brokers / Dealers N/A CIK Number 0001664984 Filed Document 0001664984-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
NEW JERSEY KIDNEY STONE CENTER LLC See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $14,600 Associated Brokers / Dealers N/A CIK Number 0001118200 Filed Document 0001118200-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
C. Naomi Wahler, Ph.D., Clinical Psychology & Assessment Services, Inc. See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $500 Associated Brokers / Dealers N/A CIK Number 0001665297 Filed Document 0001665297-16-000001 Exclusions or Exemptions 504, 505, 504.1, and 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Energy Intelligence, Inc. See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001664550 Filed Document 0001664550-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Altus RX, L.P. See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001665435 Filed Document 0001162677-16-000147 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Cyrus Canary Fund, Ltd. See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663628 Filed Document 0001315863-16-001082 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cormorant Private Healthcare Offshore Fund I, LP See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $130,000,000 Associated Brokers / Dealers N/A CIK Number 0001665474 Filed Document 0001665474-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hydro Conduit Energy, LLC See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001665254 Filed Document 0001665254-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Electric Utilities Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
Volition Fund LP See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664908 Filed Document 0001664908-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Globevestor Springboard Fund I, a series of Globevestor Funds, LLC See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $141,277 Associated Brokers / Dealers N/A CIK Number 0001665138 Filed Document 0001665138-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fandealio, Inc. See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $4,838,050 Associated Brokers / Dealers N/A CIK Number 0001664527 Filed Document 0001664527-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Portfolio Advisors Private Equity Fund IX, L.P. See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665469 Filed Document 0000902664-16-005168 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
FundersClub XAW LLC See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $195,000 Associated Brokers / Dealers N/A CIK Number 0001664392 Filed Document 0001664392-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
True Arrow China Investments, LP See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665200 Filed Document 0000919574-16-009754 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lexumo, Inc. See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $4,885,131 Associated Brokers / Dealers N/A CIK Number 0001661885 Filed Document 0001661885-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Parkifi, Inc. See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $9,558,907 Associated Brokers / Dealers N/A CIK Number 0001626756 Filed Document 0001626756-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
UNI SF VII, LLC See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers Paul Rabinovitch CIK Number 0001665576 Filed Document 0001665576-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
PARRISH SANDS DEVELOPMENT, LTD. See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $585,000 Associated Brokers / Dealers N/A CIK Number 0001664905 Filed Document 0001664905-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Other
SHP Topco, Inc. See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $127,000,000 Associated Brokers / Dealers N/A CIK Number 0001665719 Filed Document 0001665719-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
JIREH PROPERTIES Corp See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001576520 Filed Document 0001576520-16-000007 Exclusions or Exemptions 506c Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
BIRCH CREEK CREDIT VALUE FUND, LP See All Filings	D/A	2016-02-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA CIK Number 0001526067 Filed Document 0001526067-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Alpha Lab Enhanced Income Fund, LP See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663295 Filed Document 0001663295-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Relational Analytics LLC See All Filings	D/A	2016-02-01 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001626863 Filed Document 0001626863-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
BIOSTEM TECHNOLOGIES See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers None CIK Number 0001658678 Filed Document 0001493152-16-007050 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
HMLP Multi-Strategy Plus Private Investors LLC See All Filings	D/A	2016-02-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPM") CIK Number 0001485941 Filed Document 0000899140-16-001021 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Humble Capital Fund I, LP. See All Filings	D/A	2016-02-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001476279 Filed Document 0001476279-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HAWAII Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Industry Ventures Secondary VIII, L.P. See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $425,000,000 Associated Brokers / Dealers N/A CIK Number 0001665487 Filed Document 0001665487-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hidden Hills Partners, L.P. See All Filings	D/A	2016-02-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598196 Filed Document 0000935836-16-000691 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Donald Smith Futures Fund, L.P. See All Filings	D/A	2016-02-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569042 Filed Document 0000945621-16-000423 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Investeco Sustainable Food Fund II, L.P. See All Filings	D/A	2016-02-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Growth Capital Services, Inc. CIK Number 0001661817 Filed Document 0001661817-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Other
TAPNSELL INC. See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001665468 Filed Document 0001665468-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Alco Manufacturing Holding Corp See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525332 Filed Document 0001525332-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
OZOFII Access Ltd. See All Filings	D/A	2016-02-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001489970 Filed Document 0001489970-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oude Oak Brewing Co LLC See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $180,000 Associated Brokers / Dealers N/A CIK Number 0001665476 Filed Document 0001665476-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Equity
WhisperSom Corp See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001664437 Filed Document 0001664437-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
KnowBe4, Inc. See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $8,000,002 Associated Brokers / Dealers N/A CIK Number 0001664998 Filed Document 0000897069-16-000606 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Jamarant Capital, L.P. See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663001 Filed Document 0000919574-16-009789 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DML Fund LLC See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Harbor Light Securities, LLC CIK Number 0001665512 Filed Document 0001665512-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trian Partners Co-Investment Opportunities Fund, L.P. See All Filings	D/A	2016-02-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001631310 Filed Document 0000902664-16-005174 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Clarion Partners Debt Fund REIT, LLC See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Phyllis Johnson, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001664871 Filed Document 0001012975-16-000941 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Advance IQ Capital Investors Fund, LP See All Filings	D	2016-02-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661092 Filed Document 0001661092-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund