Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Arapaho Peak Real Estate Fund V LP See All Filings	D/A	2016-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651031 Filed Document 0001651031-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FARALLON CAPITAL OFFSHORE INVESTORS, INC. See All Filings	D/A	2016-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001067794 Filed Document 0000902664-16-006448 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Old Kings Capital Long Only, L.P. See All Filings	D/A	2016-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572909 Filed Document 0000919574-16-011959 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
MAVERICK STABLE PARTNERS LP See All Filings	D/A	2016-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001178364 Filed Document 0000947871-16-001058 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Grain Communications Opportunity Fund, L.P. See All Filings	D	2016-03-18 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001660749 Filed Document 0000950142-16-003337 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Maverick Select, Ltd. See All Filings	D/A	2016-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589402 Filed Document 0000947871-16-001053 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Farallon Investment Holdings, L.P. See All Filings	D/A	2016-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001408691 Filed Document 0000902664-16-006450 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ARROGENE, INC See All Filings	D	2016-03-18 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001403792 Filed Document 0001011034-16-000143 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Colorado Springs Memory Care LLC See All Filings	D	2016-03-18 00:00:00 UTC
Amount To Be Raised $4,715,000 Associated Brokers / Dealers N/A CIK Number 0001669579 Filed Document 0001669579-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Drilling Info Holdings, Inc. See All Filings	D/A	2016-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001543713 Filed Document 0001543713-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-03-18 00:00:00 UTC
Amount To Be Raised $81,447,738 Associated Brokers / Dealers Donald Harrington CIK Number 0001135856 Filed Document 0001135856-16-000482 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Bridgewater Optimal Portfolio, Ltd. See All Filings	D/A	2016-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574516 Filed Document 0001574516-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CREDOS FLOATING RATE FUND LP See All Filings	D/A	2016-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and N/A CIK Number 0001409064 Filed Document 0000919574-16-011966 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MatlinPatterson Puerto Rico Recovery Fund L.P. See All Filings	D	2016-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669800 Filed Document 0001315863-16-001313 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Maverick QES Long Fund, L.P. See All Filings	D/A	2016-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630288 Filed Document 0000947871-16-001060 Exclusions or Exemptions 506b Accepted Date 2016-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GROUNDFLOOR FINANCE INC. See All Filings	1-A POS	2016-03-17 17:47:13 UTC
Amount To Be Raised $818,588 Associated Brokers / Dealers N/A CIK Number 0001588504 Filed Document 0001144204-16-088744 Accepted Date 2016-03-17 17:47:13 UTC Type of Offering 1-A POS Industry FINANCE SERVICES Offering Tier Tier1 Principal Place of Business GEORGIA Revenue or Assets $46,764 State of Jurisdiction GEORGIA Type of Security Other(describe)
SDC 31 Lafayette, LLC See All Filings	D	2016-03-17 00:00:00 UTC
Amount To Be Raised $5,883,500 Associated Brokers / Dealers N/A CIK Number 0001670172 Filed Document 0001670172-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ALABAMA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
SSL NOC LLC See All Filings	D	2016-03-17 00:00:00 UTC
Amount To Be Raised $5,740,872 Associated Brokers / Dealers N/A CIK Number 0001670075 Filed Document 0001670075-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Kayak Capital, LLC See All Filings	D	2016-03-17 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001669718 Filed Document 0001209191-16-109730 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Debt
Attain Managed Futures Trend Following Fund LLC See All Filings	D/A	2016-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001272396 Filed Document 0001272396-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
QM Power, Inc. See All Filings	D	2016-03-17 00:00:00 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001563611 Filed Document 0001625257-16-000131 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Munch Ado, Inc. See All Filings	D	2016-03-17 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001614591 Filed Document 0001614591-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MOD Super Fast Pizza Holdings, LLC See All Filings	D	2016-03-17 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001598730 Filed Document 0001140361-16-058347 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Grr-ithm, Inc. See All Filings	D	2016-03-17 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001669776 Filed Document 0000935836-16-000802 Exclusions or Exemptions 504 and 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HartStreet Fund I, LP See All Filings	D	2016-03-17 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001669496 Filed Document 0001669496-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OKLAHOMA Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Brazil Resources Inc. See All Filings	D/A	2016-03-17 00:00:00 UTC
Amount To Be Raised $399,863 Associated Brokers / Dealers N/A CIK Number 0001538847 Filed Document 0001538847-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
ICONIQ Access 56, LP See All Filings	D/A	2016-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001667263 Filed Document 0001667263-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Animal Cell Therapies, Inc. See All Filings	D	2016-03-17 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Dougherty & Company, LLC CIK Number 0001470530 Filed Document 0001209191-16-109348 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Heights Finance Corp See All Filings	D	2016-03-17 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001475158 Filed Document 0001475158-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Project Arthur AIV, L.P. See All Filings	D	2016-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664763 Filed Document 0001664763-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Equity
X-Nav Technologies, LLC See All Filings	D	2016-03-17 00:00:00 UTC
Amount To Be Raised $2,995,006 Associated Brokers / Dealers N/A CIK Number 0001622104 Filed Document 0001622104-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Other
COMPASS PARTNERS INVESTMENTS MASTER FUND LP See All Filings	D	2016-03-17 00:00:00 UTC
Amount To Be Raised $401,490,885 Associated Brokers / Dealers N/A CIK Number 0001669807 Filed Document 0001405086-16-000442 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Orderly Health Inc. See All Filings	D	2016-03-17 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001669545 Filed Document 0001669545-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
DIKER VALUE-TECH QP FUND, LP See All Filings	D/A	2016-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460561 Filed Document 0000902664-16-006428 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Peloton Equity AeroCare SPV II, L.P. See All Filings	D	2016-03-17 00:00:00 UTC
Amount To Be Raised $3,125,000 Associated Brokers / Dealers N/A CIK Number 0001669705 Filed Document 0001669705-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kynikos Opportunity Fund, L.P. See All Filings	D/A	2016-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001277008 Filed Document 0001144204-16-088606 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KYNIKOS OPPORTUNITY FUND II LP See All Filings	D/A	2016-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001277010 Filed Document 0001144204-16-088601 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-03-17 00:00:00 UTC
Amount To Be Raised $7,217,923 Associated Brokers / Dealers John Sanford and Jason Burlie CIK Number 0001135856 Filed Document 0001135856-16-000479 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Quantitative Tactical Aggressive Fund, Ltd See All Filings	D/A	2016-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wunderlich Securities CIK Number 0001471589 Filed Document 0001315863-16-001307 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
PREFERRED YIELD PLUS LP See All Filings	D/A	2016-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FSC SECURITIES CORP., THE STRATEGIC FINANCIAL ALLIANCE, COMMONWEALTH FINANCIAL NETWORK, VSR FINANCIAL SERVICES, INC., H. BECK, INC., STANFORD INVESTMENT GROUP, AMERICAN INVESTORS COMPANY, CETERA ADVISORS LLC, VSR FINANCIAL SERVICES, INC., and LPL FINANCIAL LLC CIK Number 0001122892 Filed Document 0001122892-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
UPH Holdings, LLC See All Filings	D/A	2016-03-17 00:00:00 UTC
Amount To Be Raised $7,002,000 Associated Brokers / Dealers Houlihan Capital, LLC CIK Number 0001669243 Filed Document 0001669243-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
SPRINGCM INC See All Filings	D	2016-03-17 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001423866 Filed Document 0001423866-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
WESLEY CAPITAL, LP See All Filings	D/A	2016-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001434847 Filed Document 0000919574-16-011927 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Largo Resources Ltd. See All Filings	D	2016-03-17 00:00:00 UTC
Amount To Be Raised $9,273,388 Associated Brokers / Dealers N/A CIK Number 0001400438 Filed Document 0001062993-16-008396 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
CORSAIR SELECT OFFSHORE, LTD. See All Filings	D/A	2016-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Richard Landsberger and Paul Rabinovitch / SKB Securities, Inc. CIK Number 0001564766 Filed Document 0001013594-16-000899 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Crowdr TV, Inc. See All Filings	D	2016-03-17 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001668547 Filed Document 0001668547-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Red Kite Prospect Fund I, LP See All Filings	D/A	2016-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458703 Filed Document 0000947871-16-001045 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Poseidon PharmaLabs, LLC See All Filings	D	2016-03-17 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001669735 Filed Document 0001669735-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business LOUISIANA Revenue or Assets $No Revenues Type of Security Equity
14 GONE ASTRAY/SASSY HARPER, LLC See All Filings	D	2016-03-17 00:00:00 UTC
Amount To Be Raised $295,000 Associated Brokers / Dealers N/A CIK Number 0001669647 Filed Document 0001669647-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
LiquidGrids, Inc. See All Filings	D	2016-03-17 00:00:00 UTC
Amount To Be Raised $1,185,680 Associated Brokers / Dealers N/A CIK Number 0001600007 Filed Document 0001600007-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity