Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
TCM MPS SERIES FUND LP/Crossways Series, Partners Series & Counterweight I Series See All Filings	D/A	2016-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hamilton Miller Investments LLC, Lyster Watson Management, Inc./Lyster Watson Securities Inc., Lincoln Square Advisors, and Probitas Partners, L.P. CIK Number 0001422826 Filed Document 0001013594-16-000935 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
KSL Altitude Co-Invest 3, L.P. See All Filings	D	2016-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669896 Filed Document 0001669896-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GEORGIA TAX EXEMPT BOND FUND L P 1 See All Filings	D/A	2016-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000893653 Filed Document 0001398344-16-011139 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RK Opportunity Fund IV, LLC See All Filings	D	2016-03-21 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Rance King Securities Corporation, Colorado Financial Service Corporation, Courtlandt Securities Corporation, Concorde Investment Services, LLC, Crown Capital Securities LP, Heritage Financial Systems, Inc., Independent Financial Group, Morris Financial, Inc., Newport Coast Securities, Inc., Oak Tree Securities, Inc., Sammons Securities Company, LLC, Sigma Financial Corporation, Whitehall-Parker Securities, Inc., McDermott Investment Services, Strategic Financial Alliance, Inc., Willbanks Securities, Lightpath Capital, and Sandlapper Securities, LLC. CIK Number 0001669887 Filed Document 0001144204-16-089121 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
PhoenixAIRE Green, LLC See All Filings	D	2016-03-21 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001668978 Filed Document 0001668978-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
SCHER PARTNERS LP See All Filings	D/A	2016-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001439408 Filed Document 0001013594-16-000928 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
INDIAN CREEK INVESTORS L P See All Filings	D/A	2016-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001369253 Filed Document 0001013594-16-000930 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Populus Brewing Company, LLC See All Filings	D	2016-03-21 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers Populus Brewing Co, LLC CIK Number 0001667512 Filed Document 0001667512-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Tyrus Capital SPC for the account of its Tyrus Capital Special Private Equity Opportunities Fund III SP See All Filings	D	2016-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668584 Filed Document 0001315863-16-001317 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Innovatus Flagship Offshore Fund I, LP See All Filings	D	2016-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669801 Filed Document 0000945621-16-000529 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Thai Focused Equity U.S. Feeder Fund Ltd See All Filings	D/A	2016-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers William Villafranco CIK Number 0001381810 Filed Document 0000919574-16-012011 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SWITZERLAND Revenue or Assets Decline to Disclose Type of Security Equity
Metacapital Mortgage Opportunities Fund, Ltd. See All Filings	D/A	2016-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CdR Capital S.A. CIK Number 0001461591 Filed Document 0000919574-16-012023 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HYPOTENUSE CAPITAL PARTNERS, LP See All Filings	D/A	2016-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569947 Filed Document 0000919574-16-012016 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
New Wave Lenders (2014), L.P. See All Filings	D	2016-03-21 00:00:00 UTC
Amount To Be Raised $40,860,000 Associated Brokers / Dealers N/A CIK Number 0001669741 Filed Document 0001669724-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
14 JERSEY TOWN/SHY CONTESSA, LLC See All Filings	D	2016-03-21 00:00:00 UTC
Amount To Be Raised $400,500 Associated Brokers / Dealers N/A CIK Number 0001669967 Filed Document 0001669965-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
LogFire, Inc. See All Filings	D	2016-03-21 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001610851 Filed Document 0001610851-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Clearance Segura Fund L.P. See All Filings	D/A	2016-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486966 Filed Document 0000902664-16-006487 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KINETICS PARTNERs LP See All Filings	D/A	2016-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UOB Global Equity Sales LLC CIK Number 0001198040 Filed Document 0001549691-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cardinal AlternativeFocus BlueTrend L.P. See All Filings	D/A	2016-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc., STIFEL, NICOLAUS & COMPANY, INCORPORATED, and STIFEL, NICOLAUS & COMPANY, INCORPORATED CIK Number 0001476583 Filed Document 0000899140-16-001312 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Hired, Inc. See All Filings	D	2016-03-21 00:00:00 UTC
Amount To Be Raised $39,999,903 Associated Brokers / Dealers N/A CIK Number 0001570934 Filed Document 0001570934-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FIESTA HOLDINGS INVESTMENTS, L.L.C. See All Filings	D	2016-03-21 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001669824 Filed Document 0001140361-16-058491 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Groupay, Inc. See All Filings	D	2016-03-21 00:00:00 UTC
Amount To Be Raised $13,737,375 Associated Brokers / Dealers N/A CIK Number 0001560442 Filed Document 0001560442-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Full Measure Education, Inc. See All Filings	D	2016-03-21 00:00:00 UTC
Amount To Be Raised $6,011,642 Associated Brokers / Dealers N/A CIK Number 0001632325 Filed Document 0001393725-16-000192 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Equity
Kinetics Fund, Inc. See All Filings	D/A	2016-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UOB Global Equity Sales LLC CIK Number 0001549691 Filed Document 0001549691-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cardinal Advisor Series - Local Currency Emerging Market Debt Fund L.P. See All Filings	D/A	2016-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. and STIFEL, NICOLAUS & COMPANY, INCORPORATED CIK Number 0001508394 Filed Document 0000899140-16-001305 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Aseko Inc. See All Filings	D	2016-03-21 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001369701 Filed Document 0001369701-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
APA High Income Opportunity Fund, L.P. See All Filings	D/A	2016-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001465229 Filed Document 0001398344-16-011141 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Anandar Event Opportunities Fund LP See All Filings	D/A	2016-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614626 Filed Document 0000919574-16-012009 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cardinal AlternativeFocus Shannon River Partners II L.P. See All Filings	D/A	2016-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. and STIFEL, NICOLAUS & COMPANY, INCORPORATED CIK Number 0001529928 Filed Document 0000899140-16-001324 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cardinal Advisor Series - Local Currency Emerging Market Debt Fund Ltd. See All Filings	D/A	2016-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. and STIFEL, NICOLAUS & COMPANY, INCORPORATED CIK Number 0001508393 Filed Document 0000899140-16-001317 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Brentwood-Soft Surroundings II, LLC See All Filings	D	2016-03-21 00:00:00 UTC
Amount To Be Raised $1,035,000 Associated Brokers / Dealers N/A CIK Number 0001668694 Filed Document 0001668694-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Castro Mountain View LLC See All Filings	D	2016-03-21 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001346928 Filed Document 0001346928-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
ALPHA MODUS CORP See All Filings	D/A	2016-03-21 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001614255 Filed Document 0001520138-16-000791 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Soco Developmental LLC See All Filings	D	2016-03-21 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001670246 Filed Document 0001670246-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
ALPHA MODUS CORP See All Filings	D/A	2016-03-21 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001614255 Filed Document 0001520138-16-000789 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
WOLFMAIER VERSORGUNGSTECHNIK CORP See All Filings	D	2016-03-21 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers WOLFMAIER VERSORGUNGSTECHNIK CORP. CIK Number 0001669981 Filed Document 0001669981-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Sherman Way The Movie LLC See All Filings	D	2016-03-21 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001669982 Filed Document 0001669982-16-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
QUORA Technology, Inc. See All Filings	D	2016-03-21 00:00:00 UTC
Amount To Be Raised $9,627,434 Associated Brokers / Dealers N/A CIK Number 0001668975 Filed Document 0001668975-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AntriaBio, Inc. See All Filings	D/A	2016-03-21 00:00:00 UTC
Amount To Be Raised $16,709,995 Associated Brokers / Dealers Brookline Group, LLC and Brookline Capital Markets CIK Number 0001509261 Filed Document 0001140361-16-058644 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Gotham Customized Strategies, LLC See All Filings	D	2016-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669543 Filed Document 0001669543-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BAY RESOURCE PARTNERS LP See All Filings	D/A	2016-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000899037 Filed Document 0000899037-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EQUITY PARCEL ONE LLC See All Filings	D	2016-03-21 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001669429 Filed Document 0001669429-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
NUWAVE OFFSHORE FUND LTD See All Filings	D/A	2016-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001297448 Filed Document 0001013594-16-000939 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
York European Capital Income Securities Fund Ltd See All Filings	D	2016-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669888 Filed Document 0001144204-16-089261 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
York Multi-Strategy Institutional Fund, Ltd See All Filings	D/A	2016-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001496548 Filed Document 0001144204-16-089259 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
YORK TOTAL RETURN LP See All Filings	D/A	2016-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC, Merrill Lynch Alternative Investments LLC, and iCapital Securities, LLC CIK Number 0001460862 Filed Document 0001144204-16-089223 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
YORK EUROPEAN OPPORTUNITIES FUND LP See All Filings	D/A	2016-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC, Deutsche Bank Securities Inc., Deutsche Bank Trust Company Americas, Deutsche Bank National Trust Company, and Deutsche Bank Trust Company, N.A. CIK Number 0001461310 Filed Document 0001144204-16-089242 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DUNBAR CAPITAL TEI QP LTD See All Filings	D/A	2016-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lincoln Financial Advisors Corp., Summit Equities, Inc., FSC Securities Corporation, LPL Financial Services, AXA Advisors, LLC, Securities America Inc., First Heartland Capital, Inc., Commonwealth Financial Network, Donald K. Gross, and Triad Advisors, Inc. CIK Number 0001461037 Filed Document 0001013594-16-000934 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
AV / PECF SPV, L.P. See All Filings	D	2016-03-21 00:00:00 UTC
Amount To Be Raised $2,458,835 Associated Brokers / Dealers N/A CIK Number 0001669657 Filed Document 0001669657-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
LP Operating, LLC See All Filings	D	2016-03-21 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001564499 Filed Document 0001564499-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-03-21 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Other