Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Wafra Private Equity Fund V, L.P. See All Filings	D/A	2016-03-23 00:00:00 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers N/A CIK Number 0001603206 Filed Document 0001603206-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Stars Toxicology, LLC See All Filings	D	2016-03-23 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001670438 Filed Document 0001670438-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-23 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Little Creek Storage, LLC See All Filings	D	2016-03-23 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001669917 Filed Document 0001669917-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-23 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
Akoustis Technologies, Inc. See All Filings	D	2016-03-23 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001584754 Filed Document 0001615774-16-004620 Exclusions or Exemptions 506b Accepted Date 2016-03-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
A-LLX-15-Fund, a series of AngelList-ShGa-Funds, LLC See All Filings	D	2016-03-23 00:00:00 UTC
Amount To Be Raised $169,500 Associated Brokers / Dealers N/A CIK Number 0001669963 Filed Document 0001669963-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-MIT-17-Fund, a series of AX-MH-Funds, LLC See All Filings	D	2016-03-23 00:00:00 UTC
Amount To Be Raised $102,999 Associated Brokers / Dealers N/A CIK Number 0001669972 Filed Document 0001669972-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ramius Merger Fund Ltd. See All Filings	D/A	2016-03-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers EWM Capital Limited, Flying Cloud Securities LLC, and Mentor Alternative Advisors LLC CIK Number 0001591288 Filed Document 0001591288-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ramius Merger Fund LLC See All Filings	D/A	2016-03-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Flying Cloud Securities LLC CIK Number 0001575790 Filed Document 0001575790-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KRG Capital Fund V-A, L.P. See All Filings	D/A	2016-03-23 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001637499 Filed Document 0001637494-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Pramerica European Value Partners Limited Partnership S.C.S. See All Filings	D	2016-03-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670408 Filed Document 0001670408-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-23 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Silver Capital Fund, LLC See All Filings	D/A	2016-03-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001173363 Filed Document 0001013594-16-000945 Exclusions or Exemptions 506b Accepted Date 2016-03-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ASHLAND GREEN LLC See All Filings	D	2016-03-23 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001669985 Filed Document 0001669985-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-23 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SPEX Technologies, Inc. See All Filings	D	2016-03-23 00:00:00 UTC
Amount To Be Raised $15,514 Associated Brokers / Dealers N/A CIK Number 0001661598 Filed Document 0001458754-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-03-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SnoopWall, Inc. See All Filings	D/A	2016-03-23 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001601788 Filed Document 0001601788-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-03-23 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
Fitness Cubed Inc. See All Filings	D/A	2016-03-23 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001635753 Filed Document 0001635753-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-23 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
SP NASHVILLE LLC See All Filings	D	2016-03-23 00:00:00 UTC
Amount To Be Raised $11,400,000 Associated Brokers / Dealers N/A CIK Number 0001670133 Filed Document 0001670133-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-23 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
FundersClub 2WD LLC See All Filings	D	2016-03-23 00:00:00 UTC
Amount To Be Raised $1,567,900 Associated Brokers / Dealers N/A CIK Number 0001669832 Filed Document 0001669832-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Novo Resources Corp. See All Filings	D	2016-03-23 00:00:00 UTC
Amount To Be Raised $499,123 Associated Brokers / Dealers N/A CIK Number 0001536674 Filed Document 0001536674-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Rothschild Technology Partners, L.P. See All Filings	D/A	2016-03-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637153 Filed Document 0001637153-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Egerton Long-Short Fund (EUR & GBP) Ltd See All Filings	D/A	2016-03-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001467586 Filed Document 0000919574-16-012090 Exclusions or Exemptions 506b Accepted Date 2016-03-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
ZenPayroll, Inc. See All Filings	D/A	2016-03-23 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001639415 Filed Document 0001639415-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-03-23 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
eChalk Inc See All Filings	D	2016-03-23 00:00:00 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001313832 Filed Document 0001313832-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
KRA DRINKS FOR ATHLETES, INC. See All Filings	D	2016-03-23 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001669685 Filed Document 0001669685-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-23 00:00:00 UTC Type of Offering D Industry Tourism and Travel Services Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
REMY CAPITAL PARTNERS L P See All Filings	D/A	2016-03-23 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0000919756 Filed Document 0000935836-16-000826 Exclusions or Exemptions 506b Accepted Date 2016-03-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
THL Credit Direct Lending Co-Invest III LLC See All Filings	D	2016-03-23 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001670230 Filed Document 0001670230-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-03-23 00:00:00 UTC
Amount To Be Raised $1,389,684 Associated Brokers / Dealers Kirk Penland, Matt Sheehan, and Andrew Chase CIK Number 0001135856 Filed Document 0001135856-16-000486 Exclusions or Exemptions 506b Accepted Date 2016-03-23 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
MP Securitized Credit Fund, Ltd. See All Filings	D/A	2016-03-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC and Wells Fargo Investment Institute, Inc. CIK Number 0001572007 Filed Document 0001315863-16-001321 Exclusions or Exemptions 506b Accepted Date 2016-03-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VA 130 See All Filings	D/A	2016-03-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc CIK Number 0001636675 Filed Document 0001636675-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TCG Hospitality, L.P. See All Filings	D	2016-03-23 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001670147 Filed Document 0001670147-16-000001 Exclusions or Exemptions 504, 505, 504.1, and 506b Accepted Date 2016-03-23 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Akeso Biomedical, Inc. See All Filings	D	2016-03-23 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/a CIK Number 0001604559 Filed Document 0001604559-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Acadian Emerging Markets Managed Volatility Equity Fund, LLC See All Filings	D/A	2016-03-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001592916 Filed Document 0001592916-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-03-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VA 124 See All Filings	D/A	2016-03-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc CIK Number 0001632698 Filed Document 0001632698-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Egerton Long-Short Fund (USD) Ltd See All Filings	D/A	2016-03-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001204178 Filed Document 0000919574-16-012088 Exclusions or Exemptions 506b Accepted Date 2016-03-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
A22, LLC See All Filings	D	2016-03-23 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001670205 Filed Document 0001670205-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-23 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Equity
Beach Chairs, LLC See All Filings	D	2016-03-23 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001669875 Filed Document 0001669875-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
BEHAVIORAL RECOGNITION SYSTEMS INC See All Filings	D	2016-03-23 00:00:00 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001376914 Filed Document 0001580695-16-000291 Exclusions or Exemptions 506b Accepted Date 2016-03-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
BEHAVIORAL RECOGNITION SYSTEMS INC See All Filings	D	2016-03-23 00:00:00 UTC
Amount To Be Raised $4,742,350 Associated Brokers / Dealers N/A CIK Number 0001376914 Filed Document 0001580695-16-000289 Exclusions or Exemptions 506b Accepted Date 2016-03-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BROOKFIELD GLOBAL LISTED INFRASTRUCTURE PARTNERS LP See All Filings	D/A	2016-03-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS FINANCIAL SERVICES INC. CIK Number 0001553972 Filed Document 0001553972-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BRILLIANCE CREDIT, LLC See All Filings	D	2016-03-23 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001645618 Filed Document 0001645618-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-03-23 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
ENDOSTIM, INC. See All Filings	D	2016-03-23 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001469166 Filed Document 0000950138-16-001049 Exclusions or Exemptions 506b Accepted Date 2016-03-23 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Glenhill Long Fund LP See All Filings	D/A	2016-03-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584768 Filed Document 0001584768-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-GDT-14-Fund, a series of AX-IA-Funds, LLC See All Filings	D	2016-03-23 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001669961 Filed Document 0001669961-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-MCB-13-Fund, a series of AngelList-BaRs-Funds, LLC See All Filings	D	2016-03-23 00:00:00 UTC
Amount To Be Raised $234,120 Associated Brokers / Dealers N/A CIK Number 0001669960 Filed Document 0001669960-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-TJX-18-Fund, a series of AX-IA-Funds, LLC See All Filings	D	2016-03-23 00:00:00 UTC
Amount To Be Raised $115,000 Associated Brokers / Dealers N/A CIK Number 0001669979 Filed Document 0001669979-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SENVEST ISRAEL PARTNERS, LTD. See All Filings	D/A	2016-03-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560470 Filed Document 0000919574-16-012114 Exclusions or Exemptions 506b Accepted Date 2016-03-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
WeFunds Parknav I, a series of Wefunds LLC See All Filings	D	2016-03-23 00:00:00 UTC
Amount To Be Raised $137,200 Associated Brokers / Dealers N/A CIK Number 0001670180 Filed Document 0001670182-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-03-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Attain LLC See All Filings	D	2016-03-23 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001570194 Filed Document 0001570194-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-03-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Hatteras Master Fund, L.P. See All Filings	D/A	2016-03-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001307689 Filed Document 0000926877-16-000443 Exclusions or Exemptions 506b Accepted Date 2016-03-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pros Closet LLC See All Filings	D	2016-03-23 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001670188 Filed Document 0001670188-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-23 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
SEMPRIUS INC See All Filings	D	2016-03-23 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001393412 Filed Document 0001393412-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-03-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt