Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Proxy Technologies Inc. See All Filings	D/A	2016-03-24 00:00:00 UTC
Amount To Be Raised $2,990,864 Associated Brokers / Dealers N/A CIK Number 0001321636 Filed Document 0001458511-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-03-24 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
AACP Pan Asia Buyout V, L.P. See All Filings	D	2016-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669956 Filed Document 0001669956-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Forester Partners, L.P. See All Filings	D/A	2016-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001107923 Filed Document 0000919574-16-012155 Exclusions or Exemptions 506b Accepted Date 2016-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
DISCOVERY GLOBAL CITIZENS PARTNERS L.P. See All Filings	D/A	2016-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001401062 Filed Document 0000919574-16-012143 Exclusions or Exemptions 506b Accepted Date 2016-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
SCGE Offshore Fund, L.P. See All Filings	D/A	2016-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509636 Filed Document 0001509636-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PB1, L.P. See All Filings	D/A	2016-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001634165 Filed Document 0001634611-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Supreme Bright Bricktown II LLC See All Filings	D	2016-03-24 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001670248 Filed Document 0001670248-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-03-24 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Falcon Special Opportunities, LP See All Filings	D/A	2016-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637463 Filed Document 0000902664-16-006507 Exclusions or Exemptions 506b Accepted Date 2016-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bridger Brewing Company, LLC See All Filings	D	2016-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670134 Filed Document 0001445866-16-001751 Exclusions or Exemptions 506b Accepted Date 2016-03-24 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Equity
Tap Resources LP See All Filings	D	2016-03-24 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001669761 Filed Document 0001669761-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-24 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
TGC - TPS Wichita, LLC See All Filings	D	2016-03-24 00:00:00 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001669250 Filed Document 0001669250-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-24 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
SCGE Onshore Fund, L.P. See All Filings	D/A	2016-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001498643 Filed Document 0001498643-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Focus Asia 2014 Master, L.P. See All Filings	D	2016-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669948 Filed Document 0001669948-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Context Partners Fund, L.P. See All Filings	D/A	2016-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001505246 Filed Document 0000935836-16-000831 Exclusions or Exemptions 506b Accepted Date 2016-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Moore Macro Managers Fund, LP See All Filings	D/A	2016-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Anthony R. Buscemi, John B. Hardy III, Jennifer K. Tamis, and John L. Youngblood CIK Number 0001471679 Filed Document 0001471679-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Positioning Universal Holdings Inc. See All Filings	D	2016-03-24 00:00:00 UTC
Amount To Be Raised $1,985,427 Associated Brokers / Dealers N/A CIK Number 0001671068 Filed Document 0001671068-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Meridian Investments, LLC See All Filings	D	2016-03-24 00:00:00 UTC
Amount To Be Raised $4,160,000 Associated Brokers / Dealers N/A CIK Number 0001614940 Filed Document 0001209191-16-111200 Exclusions or Exemptions 506b Accepted Date 2016-03-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
OSMIUM CAPITAL LP See All Filings	D/A	2016-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001192534 Filed Document 0001192534-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Guerrilla RF, Inc. See All Filings	D	2016-03-24 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001597410 Filed Document 0001597410-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-03-24 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Dallas Metro Surgery Center LLC See All Filings	D	2016-03-24 00:00:00 UTC
Amount To Be Raised $441,176 Associated Brokers / Dealers N/A CIK Number 0001670490 Filed Document 0001670490-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-24 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
EnTrust Special Opportunities Fund III LTD. See All Filings	D/A	2016-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers EnTrust Securities LLC CIK Number 0001613005 Filed Document 0000943663-16-000342 Exclusions or Exemptions 506b Accepted Date 2016-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EnTrust Portfolio Tail Risk Fund LP See All Filings	D/A	2016-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers EnTrust Securities LLC CIK Number 0001547573 Filed Document 0000943663-16-000347 Exclusions or Exemptions 506b Accepted Date 2016-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Indaba Capital Partners (Cayman), L.P. See All Filings	D/A	2016-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001516454 Filed Document 0001516454-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DimensionalMechanics, Inc. See All Filings	D	2016-03-24 00:00:00 UTC
Amount To Be Raised $4,700,000 Associated Brokers / Dealers N/A CIK Number 0001636220 Filed Document 0001636220-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
EnTrust Structured Income Fund I Ltd. See All Filings	D/A	2016-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers EnTrust Securities LLC CIK Number 0001569200 Filed Document 0000943663-16-000361 Exclusions or Exemptions 506b Accepted Date 2016-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Guardant Health, Inc. See All Filings	D	2016-03-24 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001576280 Filed Document 0001576280-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-24 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Indaba Capital Partners, L.P. See All Filings	D/A	2016-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001516455 Filed Document 0001516455-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ENTRUST CAPITAL DIVERSIFIED FUND LP See All Filings	D/A	2016-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers EnTrust Securities LLC CIK Number 0001166422 Filed Document 0000943663-16-000359 Exclusions or Exemptions 506b Accepted Date 2016-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EnTrust Diversified Select Credit Fund L.P. See All Filings	D/A	2016-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers EnTrust Securities LLC CIK Number 0001465142 Filed Document 0000943663-16-000354 Exclusions or Exemptions 506b Accepted Date 2016-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PRINCIPAL GREEN PROPERTY FUND EMPLOYEES II, LLC See All Filings	D	2016-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659355 Filed Document 0001659355-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TM TECHNOLOGIES INC See All Filings	D	2016-03-24 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers TerraNova Capital Equities, Inc., Empire State Financial, Inc., and SilverFox LLC CIK Number 0000774973 Filed Document 0000774973-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-24 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
OCA Iguana Healthcare Partners Segregated Portfolio See All Filings	D/A	2016-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637289 Filed Document 0001637289-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Monashee Capital Partners LP See All Filings	D/A	2016-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kiski Securities LLC CIK Number 0001541650 Filed Document 0001541650-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Resolution Credit Opportunities Cayman Fund II, LP See All Filings	D/A	2016-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603587 Filed Document 0000919574-16-012116 Exclusions or Exemptions 506b Accepted Date 2016-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
L3 Cubed LLC See All Filings	D/A	2016-03-24 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers PHX Financial, Inc and Olympus Securities LLC CIK Number 0001600800 Filed Document 0001013762-16-001418 Exclusions or Exemptions 506b Accepted Date 2016-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Forester Opportunities, L.P. See All Filings	D/A	2016-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001271283 Filed Document 0000919574-16-012159 Exclusions or Exemptions 506b Accepted Date 2016-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Stay Gold Film Fund, LLC See All Filings	D/A	2016-03-24 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001670146 Filed Document 0001670146-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Securis II Fund-SPC-Segregated Portfolio Six-TCCC See All Filings	D/A	2016-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Towers Watson Investment Services, Inc. CIK Number 0001568361 Filed Document 0000902664-16-006506 Exclusions or Exemptions 506b Accepted Date 2016-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
L&H Brewing Partners, LP See All Filings	D	2016-03-24 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001670289 Filed Document 0001670289-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Okabena U.S. Equity Fund, LLC See All Filings	D/A	2016-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544755 Filed Document 0001209191-16-110372 Exclusions or Exemptions 506b Accepted Date 2016-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Okabena Diversified Equity Fund, LLC See All Filings	D/A	2016-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544786 Filed Document 0001209191-16-110377 Exclusions or Exemptions 506b Accepted Date 2016-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Gleneagles Credit Partners I, LLC See All Filings	D	2016-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers none CIK Number 0001533572 Filed Document 0001533572-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-03-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
DataCore Innovations, LLC See All Filings	D/A	2016-03-24 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001646652 Filed Document 0001646652-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-24 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Forester Opportunities, Ltd. See All Filings	D/A	2016-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001558723 Filed Document 0000919574-16-012147 Exclusions or Exemptions 506b Accepted Date 2016-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Discovery Global Focus Partners, L.P. See All Filings	D/A	2016-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457467 Filed Document 0000919574-16-012135 Exclusions or Exemptions 506b Accepted Date 2016-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
ONEUP HEALTH INC. See All Filings	D	2016-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670035 Filed Document 0001670035-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-03-24 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Security To Be Acquired
PB2, L.P. See All Filings	D	2016-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001634611 Filed Document 0001634611-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Incentive Active Value Fund - a sub-fund of Incentive Investment Funds ICAV See All Filings	D	2016-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670078 Filed Document 0000945621-16-000535 Exclusions or Exemptions 506b Accepted Date 2016-03-24 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Okabena International Equity Fund, LLC See All Filings	D/A	2016-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544766 Filed Document 0001209191-16-110365 Exclusions or Exemptions 506b Accepted Date 2016-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Cavalry Opportunity Offshore Fund, Ltd. See All Filings	D/A	2016-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637547 Filed Document 0000935836-16-000832 Exclusions or Exemptions 506b Accepted Date 2016-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund