Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Jorvik Multi-Strategy Domestic Fund, L.P. See All Filings	D/A	2016-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483533 Filed Document 0001144204-16-080569 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Battery Opportunity Fund LLC See All Filings	D/A	2016-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001378804 Filed Document 0001378804-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eckard Global, LLC See All Filings	D	2016-02-11 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001551756 Filed Document 0001551756-16-000013 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CMWA Capital Appreciation Fund LLC See All Filings	D/A	2016-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001321086 Filed Document 0001321086-16-000013 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
EB5 Capital - Jobs Fund 17 LP See All Filings	D	2016-02-11 00:00:00 UTC
Amount To Be Raised $23,000,000 Associated Brokers / Dealers N/A CIK Number 0001666170 Filed Document 0001666170-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Riverhawk Funding II, LLC See All Filings	D	2016-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666585 Filed Document 0001666585-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CMWA International Small Cap Partnership LLC See All Filings	D/A	2016-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001484940 Filed Document 0001484940-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Magnetar Capital Fund II LP See All Filings	D/A	2016-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479949 Filed Document 0001479949-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bamboo Therapeutics, Inc. See All Filings	D	2016-02-11 00:00:00 UTC
Amount To Be Raised $49,467,472 Associated Brokers / Dealers Piper Jaffray & Co. CIK Number 0001666110 Filed Document 0001666110-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
500 Boylston & 222 Berkeley REIT Investor (DE) LLC See All Filings	D	2016-02-11 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H&L Equities, LLC CIK Number 0001666290 Filed Document 0001666290-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fasanara Capital Opportunities Fund I See All Filings	D/A	2016-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599669 Filed Document 0001653244-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
7600 College Investors, LLLP See All Filings	D	2016-02-11 00:00:00 UTC
Amount To Be Raised $518,800 Associated Brokers / Dealers N/A CIK Number 0001666454 Filed Document 0001666454-16-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
60 State REIT Investor (DE) LLC See All Filings	D	2016-02-11 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H&L Equities, LLC CIK Number 0001666285 Filed Document 0001666285-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BARING INVESTMENT SERIES, LLC - BARING INTERNATIONAL SMALL CAP EQUITY FUND See All Filings	D	2016-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666488 Filed Document 0001666488-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GAM INSTITUTIONAL DIVERSITY INC. See All Filings	D/A	2016-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001375819 Filed Document 0001375819-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
PCCP Align Pool, LLC See All Filings	D	2016-02-11 00:00:00 UTC
Amount To Be Raised $8,175,000 Associated Brokers / Dealers N/A CIK Number 0001664995 Filed Document 0001664995-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Skyfit Sports, Inc. See All Filings	D	2016-02-11 00:00:00 UTC
Amount To Be Raised $451,000 Associated Brokers / Dealers N/A CIK Number 0001666339 Filed Document 0001666339-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Argent Mill, Inc See All Filings	D/A	2016-02-11 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001653149 Filed Document 0000896595-16-000056 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Avenue Europe Opportunities Master Fund, L.P. See All Filings	D/A	2016-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A, N/A, N/A, N/A, N/A, N/A, and N/A CIK Number 0001492359 Filed Document 0001405086-16-000367 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rosco & Benedetto Co. See All Filings	D	2016-02-11 00:00:00 UTC
Amount To Be Raised $5,000,001 Associated Brokers / Dealers N/A CIK Number 0001666373 Filed Document 0001666373-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EMERGING MARKETS COUNTRY FUND See All Filings	D/A	2016-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NORTH BRIDGE CAPITAL LLC CIK Number 0000942359 Filed Document 0001467835-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STRATEGIC REAL ESTATE OPPORTUNITY FUND II, LLC See All Filings	D	2016-02-11 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers BRIDGE CAPITAL ASSOCIATES CIK Number 0001664103 Filed Document 0001664103-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $Not Applicable Type of Security Equity
Napier Park Europe Loan Management Designated Activity Co See All Filings	D	2016-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661005 Filed Document 0001209191-16-097510 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
START LIGHTING, INC. See All Filings	D	2016-02-11 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001666261 Filed Document 0001666261-16-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
GAM US Institutional Trading II L.P. See All Filings	D/A	2016-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001496537 Filed Document 0001496537-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Discovery Equity Partners LP See All Filings	D/A	2016-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000894736 Filed Document 0000894736-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Three Bridges Europe Fund, Ltd. See All Filings	D/A	2016-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456622 Filed Document 0000902664-16-005478 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Bamboo Therapeutics, Inc. See All Filings	D/A	2016-02-11 00:00:00 UTC
Amount To Be Raised $49,467,472 Associated Brokers / Dealers Piper Jaffray & Co. CIK Number 0001666110 Filed Document 0001666110-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Spreedly, Inc. See All Filings	D/A	2016-02-11 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001579202 Filed Document 0001461373-16-000062 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Build-To-Core Industrial Partnership I Kent Valley Holdco LLC See All Filings	D	2016-02-11 00:00:00 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers First Liberties Securities, Inc. dba First Liberties Financial CIK Number 0001665966 Filed Document 0001665966-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Build-To-Core Industrial Partnership I Mid-Atlantic Holdco LLC See All Filings	D	2016-02-11 00:00:00 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers First Liberties Securities, Inc. dba First Liberties Financial CIK Number 0001665969 Filed Document 0001665969-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
MAGNETAR CAPITAL FUND LTD See All Filings	D/A	2016-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001445806 Filed Document 0001445806-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ovation Income Fund, LLC See All Filings	D	2016-02-11 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001666164 Filed Document 0001666164-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Equity
HIEX ORLANDO CONWAY, LTD. See All Filings	D	2016-02-11 00:00:00 UTC
Amount To Be Raised $3,735,000 Associated Brokers / Dealers N/A CIK Number 0001666673 Filed Document 0001666673-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
SquadLocker, Inc. See All Filings	D/A	2016-02-11 00:00:00 UTC
Amount To Be Raised $3,750,000 Associated Brokers / Dealers N/A CIK Number 0001652504 Filed Document 0001652504-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business RHODE ISLAND Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Jorvik Multi-Strategy Offshore Fund, Ltd See All Filings	D/A	2016-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483530 Filed Document 0001144204-16-080572 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Colony Mortgage Sub B REIT, LLC See All Filings	D	2016-02-11 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Phyllis Johnson, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001656608 Filed Document 0001656608-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ACIA Equity Fund LP See All Filings	D/A	2016-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001511221 Filed Document 0000902664-16-005473 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CMWA EMERGING MARKETS PARTNERSHIP LLC See All Filings	D/A	2016-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001300758 Filed Document 0001300758-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
PC Holly, LLC See All Filings	D	2016-02-11 00:00:00 UTC
Amount To Be Raised $5,400,000 Associated Brokers / Dealers N/A CIK Number 0001666632 Filed Document 0001666632-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
X5 Holdings LLC See All Filings	D	2016-02-11 00:00:00 UTC
Amount To Be Raised $955,000 Associated Brokers / Dealers N/A CIK Number 0001665439 Filed Document 0001665439-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
BTA 21601 Tetris LLC See All Filings	D	2016-02-11 00:00:00 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001665771 Filed Document 0001209191-16-097495 Exclusions or Exemptions 506c Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Metro Diner, LLC See All Filings	D	2016-02-11 00:00:00 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001659244 Filed Document 0000897069-16-000694 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Build-To-Core Industrial Partnership I Dallas Distribution Portfolio Holdco LLC See All Filings	D	2016-02-11 00:00:00 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers First Liberties Securities, Inc. dba First Liberties Financial CIK Number 0001665960 Filed Document 0001665960-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
CAMBER CAPITAL FUND II LP See All Filings	D/A	2016-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001449828 Filed Document 0001546927-16-000370 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spring & Katy MOB Partners, LP See All Filings	D	2016-02-11 00:00:00 UTC
Amount To Be Raised $4,600,000 Associated Brokers / Dealers N/A CIK Number 0001666662 Filed Document 0001666662-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
LL Capital Partners I, L.P. See All Filings	D	2016-02-11 00:00:00 UTC
Amount To Be Raised $230,000,000 Associated Brokers / Dealers N/A CIK Number 0001663221 Filed Document 0001192482-16-000495 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
So Cal PF Cerritos LLC See All Filings	D	2016-02-11 00:00:00 UTC
Amount To Be Raised $773,750 Associated Brokers / Dealers N/A CIK Number 0001666634 Filed Document 0001666634-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
HOOKER FURNITURE CORP See All Filings	D	2016-02-11 00:00:00 UTC
Amount To Be Raised $20,267,046 Associated Brokers / Dealers N/A CIK Number 0001077688 Filed Document 0001077688-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business VIRGINIA Revenue or Assets $Over $100,000,000 Type of Security Equity
Townsend Real Estate Alpha Fund II, L.P. See All Filings	D/A	2016-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Foreside Fund Services, LLC, Kelson Capital, LLC, and Barclays Bank PLC CIK Number 0001627596 Filed Document 0001627596-16-000009 Exclusions or Exemptions 506b Accepted Date 2016-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund