Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Lockerbie Investors, LLC See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised $5,390,000 Associated Brokers / Dealers N/A CIK Number 0001670716 Filed Document 0001178858-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Appcito, Inc. See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised $8,929,365 Associated Brokers / Dealers N/A CIK Number 0001670547 Filed Document 0001670547-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Halo Investment Group, LLC See All Filings	D/A	2016-03-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001633268 Filed Document 0001633268-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED STATES Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Bonafide Provisions, LLC See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised $1,472,000 Associated Brokers / Dealers N/A CIK Number 0001670693 Filed Document 0001670693-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
6 River Systems, Inc. See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658013 Filed Document 0001658013-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
AQR Offshore Multi-Strategy Fund V Ltd. See All Filings	D/A	2016-03-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001454207 Filed Document 0001454207-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Element Holdings, L.P. See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001495638 Filed Document 0001495638-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Accesso Investment Properties VI (US), LLLP See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised $120,000,000 Associated Brokers / Dealers N/A CIK Number 0001666302 Filed Document 0001666302-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Greenlight Capital Offshore (Gold), Ltd. See All Filings	D/A	2016-03-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001489112 Filed Document 0001140361-16-059297 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cadence Biomedical, Inc. See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised $325,000 Associated Brokers / Dealers N/A CIK Number 0001533465 Filed Document 0001533465-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Front Beach Resort, LLC See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised $2,185,000 Associated Brokers / Dealers N/A CIK Number 0001670432 Filed Document 0001670432-16-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
ALPHAFLOW, INC. See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650200 Filed Document 0000950103-16-012152 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GO ECO Manufacturing, Inc See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised $37,500,000 Associated Brokers / Dealers N/A CIK Number 0001670636 Filed Document 0001670636-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
FlipSetter, Inc. See All Filings	D/A	2016-03-29 00:00:00 UTC
Amount To Be Raised $105,000 Associated Brokers / Dealers Sabaresh V. Krishnan CIK Number 0001645005 Filed Document 0001645005-16-000006 Exclusions or Exemptions 505, 504.1, and 506c Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Beach Point Total Return Fund LP See All Filings	D/A	2016-03-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001484598 Filed Document 0001484598-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Beach Point Total Return Fund II LP See All Filings	D/A	2016-03-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001377527 Filed Document 0001377527-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TIO FOODS LLC See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers CircleUp Network, Inc. CIK Number 0001669817 Filed Document 0001669817-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Goldman Sachs Institutional Funds II plc See All Filings	D/A	2016-03-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001462911 Filed Document 0001669697-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Headwater Capital, Inc. See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised $9,000 Associated Brokers / Dealers N/A CIK Number 0001670799 Filed Document 0001670799-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
SEEKINWEB LLC See All Filings	D/A	2016-03-29 00:00:00 UTC
Amount To Be Raised $1,155,000 Associated Brokers / Dealers N/A CIK Number 0001669497 Filed Document 0001669497-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
GOLDMAN SACHS FUNDAMENTAL CURRENCY FUND PLC See All Filings	D/A	2016-03-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001459666 Filed Document 0001669697-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marble Ridge Offshore Fund Ltd. See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657139 Filed Document 0000902664-16-006570 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SIAMAB THERAPEUTICS, INC. See All Filings	D/A	2016-03-29 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001351615 Filed Document 0001351615-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Stone Bridge Opportunities Fund, L.P. See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670783 Filed Document 0001670783-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
OurCrowd (Investment in Ubimo - II) LP See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised $1,171,339 Associated Brokers / Dealers N/A CIK Number 0001670707 Filed Document 0001465818-16-000089 Exclusions or Exemptions 506c Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $Not Applicable Type of Security Equity
Battle Capital Investment Partners LP See All Filings	D/A	2016-03-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001518011 Filed Document 0001518011-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ONETITLE HOLDINGS LLC See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001668674 Filed Document 0001140361-16-059363 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
KEPICH KLEPPAN, LLC See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised $20 Associated Brokers / Dealers N/A CIK Number 0001669120 Filed Document 0001669120-16-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
United Marble Falls #2 LP See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised $585,000 Associated Brokers / Dealers N/A CIK Number 0001670609 Filed Document 0001670609-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
GREENLIGHT MASTERS, L.P. See All Filings	D/A	2016-03-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001438047 Filed Document 0001140361-16-059325 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
360 Management Group, Inc. See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001670131 Filed Document 0001393725-16-000204 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CLAYTON WILLIAMS ENERGY INC /DE See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised $16,763,346 Associated Brokers / Dealers N/A CIK Number 0000880115 Filed Document 0001104659-16-108127 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Metro Africa Xpress, Inc. See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised $1,931,784 Associated Brokers / Dealers N/A CIK Number 0001670475 Filed Document 0001670475-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MediaHound, Inc. See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised $160,000 Associated Brokers / Dealers N/A CIK Number 0001579411 Filed Document 0001579411-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
GLOBAL ASSET MATRIX FUND, SPC See All Filings	D/A	2016-03-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636427 Filed Document 0001636427-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OfficeLuv Inc. See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001665052 Filed Document 0001665052-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
LYTX HOLDINGS, LLC See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised $380,617,980 Associated Brokers / Dealers N/A CIK Number 0001670669 Filed Document 0001670669-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
BIOS Memory SPV II, LP See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001666485 Filed Document 0001666485-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Castle Peak Structured Investments, LP See All Filings	D	2016-03-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670510 Filed Document 0001670510-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Flinders Resources Ltd See All Filings	D/A	2016-03-29 00:00:00 UTC
Amount To Be Raised $186,972 Associated Brokers / Dealers N/A CIK Number 0001542731 Filed Document 0000949353-16-000130 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Option To Acquire
Beach Point Dynamic Income Fund LP See All Filings	D/A	2016-03-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588148 Filed Document 0001588148-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GALBRAITHselect Tax Lien Fund LP See All Filings	D/A	2016-03-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545206 Filed Document 0001545206-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Aspect US Fund LLC See All Filings	D/A	2016-03-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank Securities, Inc., Agecroft Partners LLC, Deutsche Bank Trust Company Americas, Barclays Capital Inc,, and iCapital Securities, LLC CIK Number 0001333112 Filed Document 0001315863-16-001337 Exclusions or Exemptions 506b Accepted Date 2016-03-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ThrillCorp, Inc. See All Filings	1-A/A	2016-03-28 19:21:44 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001661226 Filed Document 0001644600-16-000118 Accepted Date 2016-03-28 19:21:44 UTC Type of Offering 1-A/A Industry SERVICES-AMUSEMENT & RECREATION SERVICES Offering Tier Tier2 Principal Place of Business FLORIDA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Sonasoft CORP See All Filings	1-A/A	2016-03-28 14:20:18 UTC
Amount To Be Raised $2,425,000 Associated Brokers / Dealers None CIK Number 0001428529 Filed Document 0001493152-16-008310 Accepted Date 2016-03-28 14:20:18 UTC Type of Offering 1-A/A Industry SERVICES-PREPACKAGED SOFTWARE Offering Tier Tier1 Principal Place of Business CALIFORNIA Revenue or Assets $592,521 State of Jurisdiction CALIFORNIA Type of Security Equity (common or preferred stock)
DRA Growth & Income Fund VIII Co-Investment I, LLC See All Filings	D	2016-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670486 Filed Document 0000902664-16-006586 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Threads Worldwide, LLC See All Filings	D	2016-03-28 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers NA CIK Number 0001670610 Filed Document 0001670610-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Other
Courant Investment Partners LP See All Filings	D	2016-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670595 Filed Document 0001670595-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
OurCrowd (Investment in enVerid - IV) L.P. See All Filings	D	2016-03-28 00:00:00 UTC
Amount To Be Raised $1,700,108 Associated Brokers / Dealers N/A CIK Number 0001629468 Filed Document 0001465818-16-000085 Exclusions or Exemptions 506c Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $Not Applicable Type of Security Equity
Symmetry Peak, LP See All Filings	D/A	2016-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mann Mann Jensen Partners LP, Pickwick Capital Partners LLC, and Stuart Portfolio Consultants, L.P. CIK Number 0001289575 Filed Document 0000919574-16-012189 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity