Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SUMMIT INVESTORS GE IX/VC IV, LLC See All Filings	D	2016-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654074 Filed Document 0001654074-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
South Slope Partners, LLC See All Filings	D	2016-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670768 Filed Document 0001670768-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
VARANA CAPITAL INTERNATIONAL LTD. See All Filings	D/A	2016-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559914 Filed Document 0001013594-16-000964 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Private Advisors Coinvestment Fund IV, LP See All Filings	D/A	2016-03-31 00:00:00 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers NYLIFE DISTRIBUTTORS LLC CIK Number 0001646588 Filed Document 0001646588-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WALTON STREET REAL ESTATE DEBT FUND-B, L.P. See All Filings	D	2016-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CITIGROUP GLOBAL MARKETS INC. CIK Number 0001668107 Filed Document 0001668107-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
NRG METALS INC. See All Filings	D	2016-03-31 00:00:00 UTC
Amount To Be Raised $487,636 Associated Brokers / Dealers N/A CIK Number 0001643715 Filed Document 0001643715-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
SocialToaster, Inc. See All Filings	D	2016-03-31 00:00:00 UTC
Amount To Be Raised $7,657,928 Associated Brokers / Dealers N/A CIK Number 0001553539 Filed Document 0001553539-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Simply Reliable Inc. See All Filings	D	2016-03-31 00:00:00 UTC
Amount To Be Raised $305,000 Associated Brokers / Dealers N/A CIK Number 0001670967 Filed Document 0001670967-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Puissance Capital Partners LP See All Filings	D/A	2016-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636687 Filed Document 0000919574-16-012228 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TWM Fund of Funds SP a segregated portfolio of T Wealth Management Fund SPC See All Filings	D/A	2016-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606189 Filed Document 0001606189-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PA Hedged Equity Fund LP See All Filings	D/A	2016-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NYLIFE Distributors LLC and McMorgan & Company LLC CIK Number 0001322607 Filed Document 0001322607-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
New Play Co, LLC See All Filings	D	2016-03-31 00:00:00 UTC
Amount To Be Raised $2,242,000 Associated Brokers / Dealers N/A CIK Number 0001669840 Filed Document 0001669840-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Perennial Specialty Income Fund, LP See All Filings	D/A	2016-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636695 Filed Document 0001144204-16-092006 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Private Advisors Small Co Private Equity Fund VII, LP See All Filings	D/A	2016-03-31 00:00:00 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers NYLIFE DISTRIBUTORS LLC and Keystone Advisors AB CIK Number 0001657189 Filed Document 0001657189-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PRIVATE ADVISORS HEDGED EQUITY FUND LTD See All Filings	D/A	2016-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers North Bridge Capital, NYLIFE Distributors LLC, and McMorgan & Company LLC CIK Number 0001223706 Filed Document 0001223706-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Index Ventures VIII Parallel Entrepreneur Fund (Jersey), L.P. See All Filings	D	2016-03-31 00:00:00 UTC
Amount To Be Raised $6,850,000 Associated Brokers / Dealers N/A CIK Number 0001670708 Filed Document 0001460424-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jerica Commercial Mortgage Opportunity Fund, Ltd. See All Filings	D/A	2016-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607980 Filed Document 0001607980-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Material Wrld, Inc. See All Filings	D	2016-03-31 00:00:00 UTC
Amount To Be Raised $9,040,667 Associated Brokers / Dealers N/A CIK Number 0001667940 Filed Document 0001667940-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VL 102 See All Filings	D/A	2016-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LPL Financial Corporation and Hornor, Townsend & Kent, Inc. CIK Number 0001469203 Filed Document 0001469203-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CLARUS COMMERCE LLC See All Filings	D	2016-03-31 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001670890 Filed Document 0001670890-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
AMC Fund VI, LLC See All Filings	D	2016-03-31 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Joey D Miller CIK Number 0001669490 Filed Document 0001669490-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-03-31 00:00:00 UTC
Amount To Be Raised $19,034,491 Associated Brokers / Dealers Scott Seibel and Donald Harrington CIK Number 0001135856 Filed Document 0001135856-16-000501 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Aventia Fund See All Filings	D/A	2016-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638087 Filed Document 0001638087-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cider Mill Domestic Fund LP See All Filings	D	2016-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670573 Filed Document 0000950142-16-003415 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Instant Karma LLC See All Filings	D	2016-03-31 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001671890 Filed Document 0001671890-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Delta Energy & Communications, Inc. See All Filings	D/A	2016-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001632340 Filed Document 0001140361-16-060836 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
EmboMedics, Inc. See All Filings	D/A	2016-03-31 00:00:00 UTC
Amount To Be Raised $4,287,938 Associated Brokers / Dealers N/A CIK Number 0001592901 Filed Document 0001209191-16-113641 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Hipmunk, Inc. See All Filings	D	2016-03-31 00:00:00 UTC
Amount To Be Raised $9,999,999 Associated Brokers / Dealers N/A CIK Number 0001510864 Filed Document 0001510864-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Asset Management Ventures IV, L.P. See All Filings	D/A	2016-03-31 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Brighton House Associates, LLC CIK Number 0001651946 Filed Document 0001651946-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
IEC Fund XII L.P. See All Filings	D	2016-03-31 00:00:00 UTC
Amount To Be Raised $7,100,000 Associated Brokers / Dealers N/A CIK Number 0001671195 Filed Document 0001671195-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PogoTec, Inc. See All Filings	D/A	2016-03-31 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001649430 Filed Document 0001649430-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
MCW Energy Group Ltd See All Filings	D	2016-03-31 00:00:00 UTC
Amount To Be Raised $62,444 Associated Brokers / Dealers N/A CIK Number 0001561180 Filed Document 0001183740-16-000315 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Loomis Sayles Global Energy Long/Short Fund Ltd. See All Filings	D	2016-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670152 Filed Document 0001625257-16-000137 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EquityZen Growth Technology Fund LLC - Series 30 See All Filings	D	2016-03-31 00:00:00 UTC
Amount To Be Raised $103,755 Associated Brokers / Dealers Shriram Bhashyan, Phil Haslett, and Nathaniel Disston CIK Number 0001670728 Filed Document 0001670728-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Jude Gomila AngelList Fund II, LP See All Filings	D/A	2016-03-31 00:00:00 UTC
Amount To Be Raised $102,998 Associated Brokers / Dealers N/A CIK Number 0001661319 Filed Document 0001661319-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Saranas Inc. See All Filings	D	2016-03-31 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001615461 Filed Document 0001615461-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
GO BENZ INVESTMENT, LP See All Filings	D	2016-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670727 Filed Document 0001670727-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rock Hill Capital III-B, LP See All Filings	D	2016-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Aqueduct Capital Group, LLC CIK Number 0001670681 Filed Document 0001670681-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
1837 Partners QP L.P. See All Filings	D/A	2016-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001376884 Filed Document 0001376884-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prophet Opportunity Partners (Offshore) LP See All Filings	D/A	2016-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600940 Filed Document 0001600940-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Undiscovered Value Fund, Ltd. See All Filings	D/A	2016-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NY LIFE DISTRIBUTORS LLC CIK Number 0001605502 Filed Document 0001605502-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PA Stable Value Fund Ltd See All Filings	D/A	2016-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers North Bridge Capital, NYLIFE Distributors LLC, and McMorgan & Company LLC CIK Number 0001309170 Filed Document 0001309170-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SUMMIT INVESTORS CREDIT II, LLC See All Filings	D	2016-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619526 Filed Document 0001619526-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
REPROP FINANCIAL MORTGAGE INVESTORS LLC See All Filings	D	2016-03-31 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001296474 Filed Document 0001296474-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $Over $100,000,000 Type of Security Equity
GMO TRUST ON BEHALF OF ITS SERIES GMO WORLD OPPORTUNITY OVERLAY FUND See All Filings	D/A	2016-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460424 Filed Document 0001460424-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
PRIVATE ADVISORS STABLE VALUE FUND LTD See All Filings	D/A	2016-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers North Bridge Capital, Morgan Stanley Wealth Management, Wells Fargo Advisors, LLC, NYLIFE Distributors LLC, and McMorgan & Company LLC CIK Number 0001160266 Filed Document 0001160266-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CLARUS HOLDINGS, LLC See All Filings	D	2016-03-31 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001670885 Filed Document 0001670885-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Other
ELUTE, INC. See All Filings	D	2016-03-31 00:00:00 UTC
Amount To Be Raised $4,800,000 Associated Brokers / Dealers Westlake Securities CIK Number 0001670751 Filed Document 0001670751-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
BUCKINGHAM PARTNERS L P See All Filings	D/A	2016-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers William S. Villafranco CIK Number 0000862646 Filed Document 0000862646-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IVA OVERSEAS FUND (DELAWARE) LP See All Filings	D/A	2016-03-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel Nicolaus & Co. CIK Number 0001429009 Filed Document 0001429009-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-03-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund