Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Namely, Inc. See All Filings	D	2016-02-24 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001539122 Filed Document 0001539122-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Octagon High Income Fund LLC See All Filings	D/A	2016-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Conning Investment Products, Inc. CIK Number 0001513944 Filed Document 0001513944-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Glen Capital Partners Focus Fund, L.P. See All Filings	D/A	2016-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572382 Filed Document 0001572382-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BPV Capital Management, LLC See All Filings	D/A	2016-02-24 00:00:00 UTC
Amount To Be Raised $18,249,975 Associated Brokers / Dealers N/A CIK Number 0001498185 Filed Document 0001498185-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business TENNESSEE Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
SANKATY SENIOR LOAN FUND (SRI), L.P. See All Filings	D/A	2016-02-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616264 Filed Document 0001616264-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
30TH DRIVE FIRST MORTGAGE LLC See All Filings	D	2016-02-24 00:00:00 UTC
Amount To Be Raised $433,000 Associated Brokers / Dealers N/A CIK Number 0001667686 Filed Document 0001667686-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Hemp Naturals, Inc. See All Filings	1-A/A	2016-02-23 10:43:05 UTC
Amount To Be Raised $270,000 Associated Brokers / Dealers N/A CIK Number 0001664038 Filed Document 0001657250-16-000028 Accepted Date 2016-02-23 10:43:05 UTC Type of Offering 1-A/A Industry MISCELLANEOUS MANUFACTURING INDUSTRIES Offering Tier Tier2 Principal Place of Business FLORIDA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Coastal Banking Company, Inc. See All Filings	1-A/A	2016-02-23 09:39:35 UTC
Amount To Be Raised $11,765,765 Associated Brokers / Dealers N/A CIK Number 0001093897 Filed Document 0001354488-16-006336 Accepted Date 2016-02-23 09:39:35 UTC Type of Offering 1-A/A Industry NATIONAL COMMERCIAL BANKS Offering Tier Tier1 Principal Place of Business SOUTH CAROLINA Revenue or Assets -$1 State of Jurisdiction SOUTH CAROLINA Type of Security Equity (common or preferred stock)
WOODROW PARTNERS FUND LP See All Filings	D/A	2016-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001118703 Filed Document 0001118703-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PWP Asset Based Income ASP Fund, a series of Alternative Strategies Platform, LLC See All Filings	D/A	2016-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001569730 Filed Document 0001625257-16-000124 Exclusions or Exemptions 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Putnam High Yield Fixed Income Fund, LLC See All Filings	D/A	2016-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483244 Filed Document 0001483244-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AEP NVH Co-Investors, L.P. See All Filings	D	2016-02-23 00:00:00 UTC
Amount To Be Raised $2,582,294 Associated Brokers / Dealers N/A CIK Number 0001667222 Filed Document 0001667222-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PUTNAM TOTAL RETURN U.S. INVESTMENT GRADE FIXED INCOME, LLC See All Filings	D/A	2016-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459792 Filed Document 0001459792-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Atrinsic, Inc. See All Filings	D	2016-02-23 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers Katalyst Securities LLC and WestPark Capital, Inc. CIK Number 0001022899 Filed Document 0001209191-16-101173 Exclusions or Exemptions 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Experience Cisse, Ltd. See All Filings	D	2016-02-23 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001549040 Filed Document 0001549040-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
ARCHON PARTNERS LP See All Filings	D/A	2016-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001027986 Filed Document 0001027986-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Iridian Charter Fund, LP See All Filings	D/A	2016-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001370922 Filed Document 0001140361-16-054516 Exclusions or Exemptions 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tiger Pacific Offshore Fund Ltd. See All Filings	D/A	2016-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569465 Filed Document 0001315863-16-001237 Exclusions or Exemptions 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Chambers Street Global Fund, LP See All Filings	D/A	2016-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545552 Filed Document 0001013594-16-000825 Exclusions or Exemptions 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SHADOW HEALTH, INC. See All Filings	D/A	2016-02-23 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001523709 Filed Document 0001523709-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Blue Cub Capital Partners, LP See All Filings	D/A	2016-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629038 Filed Document 0000935836-16-000763 Exclusions or Exemptions 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Augustine Temperature Management LLC See All Filings	D/A	2016-02-23 00:00:00 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers N/A CIK Number 0001474805 Filed Document 0001209191-16-101541 Exclusions or Exemptions 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
MVP Opportunity Fund LLC See All Filings	D/A	2016-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fusion Analytics Securities CIK Number 0001629992 Filed Document 0001013762-16-001328 Exclusions or Exemptions 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bridgewater Pure Alpha Fund II, LLC See All Filings	D/A	2016-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001536982 Filed Document 0000899140-16-001219 Exclusions or Exemptions 506c Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Mama Gaia, LLC See All Filings	D/A	2016-02-23 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001655119 Filed Document 0001655119-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D/A Industry Restaurants Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
Campus Investors Lincoln, LLC See All Filings	D	2016-02-23 00:00:00 UTC
Amount To Be Raised $16,800,000 Associated Brokers / Dealers N/A CIK Number 0001667628 Filed Document 0001667628-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Jana Mobile Inc. See All Filings	D	2016-02-23 00:00:00 UTC
Amount To Be Raised $57,000,008 Associated Brokers / Dealers N/A CIK Number 0001475257 Filed Document 0001475257-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SD Hotel Circle, LLC See All Filings	D	2016-02-23 00:00:00 UTC
Amount To Be Raised $16,500,000 Associated Brokers / Dealers N/A CIK Number 0001667865 Filed Document 0001667865-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Corkteam, LLC. See All Filings	D	2016-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520062 Filed Document 0001520062-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
CHAPIN PARTNERS FUND LTD See All Filings	D/A	2016-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001432884 Filed Document 0001432884-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BBR EQUITY LONG/SHORT, LTD. See All Filings	D/A	2016-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ENVESTNET.COM INC. CIK Number 0001466795 Filed Document 0001013594-16-000832 Exclusions or Exemptions 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Goodwater Capital II, L.P. See All Filings	D	2016-02-23 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001666836 Filed Document 0001666836-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
A-SAK-17-Fund, a series of AngelList-DrVc-Funds, LLC See All Filings	D	2016-02-23 00:00:00 UTC
Amount To Be Raised $286,000 Associated Brokers / Dealers N/A CIK Number 0001666385 Filed Document 0001666385-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RealtyShares 176, LLC See All Filings	D	2016-02-23 00:00:00 UTC
Amount To Be Raised $911,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001666773 Filed Document 0001666773-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Cadre Astoria LLC See All Filings	D	2016-02-23 00:00:00 UTC
Amount To Be Raised $4,339,000 Associated Brokers / Dealers Real Cadre LLC CIK Number 0001666971 Filed Document 0001666971-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NAV Atlas Obscura I, LLC See All Filings	D	2016-02-23 00:00:00 UTC
Amount To Be Raised $309,750 Associated Brokers / Dealers N/A CIK Number 0001663276 Filed Document 0001140361-16-055426 Exclusions or Exemptions 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
Trueline Capital Fund II, LLC See All Filings	D	2016-02-23 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001667867 Filed Document 0001667867-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
M360 CRE INCOME FUND LP See All Filings	D	2016-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668054 Filed Document 0001668054-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Zuni Learning Tree LLC See All Filings	D	2016-02-23 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001667665 Filed Document 0001667665-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
PWP Asset Based Income II ASP Fund, a series of Alternative Strategies Platform, LLC See All Filings	D/A	2016-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001599120 Filed Document 0001625257-16-000125 Exclusions or Exemptions 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PUTNAM INTERMEDIATE U.S. INVESTMENT GRADE FUND LLC See All Filings	D/A	2016-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001379678 Filed Document 0001379678-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-Weve-Fund, a series of AngelList-BaRs-Funds, LLC See All Filings	D	2016-02-23 00:00:00 UTC
Amount To Be Raised $57,839 Associated Brokers / Dealers N/A CIK Number 0001628930 Filed Document 0001628930-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LUXOR CAPITAL PARTNERS OFFSHORE LTD See All Filings	D/A	2016-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001356913 Filed Document 0001013594-16-000824 Exclusions or Exemptions 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Intelligent Fingerprinting Ltd See All Filings	D	2016-02-23 00:00:00 UTC
Amount To Be Raised $3,039,040 Associated Brokers / Dealers N/A CIK Number 0001540191 Filed Document 0001540191-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
TSW II Domestic, L.P. See All Filings	D/A	2016-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000918813 Filed Document 0000918813-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TSW II OFFSHORE SPC See All Filings	D/A	2016-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001320633 Filed Document 0001320633-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Serone Key Opportunities Fund LP See All Filings	D/A	2016-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001633740 Filed Document 0001633740-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Equity Overlay Fund LLC See All Filings	D/A	2016-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001315367 Filed Document 0001315367-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Travefy Inc See All Filings	D	2016-02-23 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001586853 Filed Document 0001586853-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
References-Online, Inc. See All Filings	D/A	2016-02-23 00:00:00 UTC
Amount To Be Raised $1,302,439 Associated Brokers / Dealers N/A CIK Number 0001656971 Filed Document 0001656971-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-23 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity