Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Soroban Special Investment Fund LLC - Series A See All Filings	D	2016-08-29 11:02:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683241 Filed Document 0001683241-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-29 11:02:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GrayStreet Light, LP See All Filings	D	2016-08-29 10:58:29 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001683176 Filed Document 0001683176-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-29 10:58:29 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PNC Real Estate Tax Credit Capital Institutional Fund 61, LLC See All Filings	D	2016-08-29 10:47:03 UTC
Amount To Be Raised $100,341,000 Associated Brokers / Dealers PNC Capital Markets LLC, Compass Securities Corporation, and Moors & Cabot CIK Number 0001668936 Filed Document 0001668936-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-29 10:47:03 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
ActivEd, Inc. See All Filings	D	2016-08-29 10:41:53 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001642215 Filed Document 0001642215-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-29 10:41:53 UTC Type of Offering D Industry Other Technology Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Zosano Pharma Corp See All Filings	D	2016-08-29 10:38:37 UTC
Amount To Be Raised $7,536,000 Associated Brokers / Dealers Guggenheim Securities, LLC and Roth Capital Partners, LLC CIK Number 0001587221 Filed Document 0001587221-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-08-29 10:38:37 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WinProbe Corp See All Filings	D	2016-08-29 10:36:50 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001468030 Filed Document 0001468030-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-29 10:36:50 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Fullcube, Inc. See All Filings	D	2016-08-29 10:29:36 UTC
Amount To Be Raised $1,075,000 Associated Brokers / Dealers N/A CIK Number 0001682643 Filed Document 0001682643-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-29 10:29:36 UTC Type of Offering D Industry Telecommunications Principal Place of Business NORTH CAROLINA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Green Partners 1, LLC See All Filings	D	2016-08-29 10:22:18 UTC
Amount To Be Raised $2,260,000 Associated Brokers / Dealers N/A CIK Number 0001681952 Filed Document 0001681952-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-29 10:22:18 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Westbridge 2300, LLC See All Filings	D	2016-08-29 10:20:50 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001683019 Filed Document 0001683019-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-29 10:20:50 UTC Type of Offering D Industry Residential Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Investeco Sustainable Food Fund II, L.P. See All Filings	D/A	2016-08-29 10:20:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Growth Capital Services, Inc. and Intellivest Securities Inc. CIK Number 0001661817 Filed Document 0001661817-16-000009 Exclusions or Exemptions 506b Accepted Date 2016-08-29 10:20:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Other
Latigo Ultra Fund, L.P. See All Filings	D/A	2016-08-29 10:16:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Old City Securities, LLC CIK Number 0001525746 Filed Document 0000902664-16-008036 Exclusions or Exemptions 506b Accepted Date 2016-08-29 10:16:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ryan Healthcare Real Estate Fund I, LLC See All Filings	D	2016-08-29 10:14:45 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001676786 Filed Document 0001676786-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-29 10:14:45 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
All Party System Co. See All Filings	D/A	2016-08-29 10:14:04 UTC
Amount To Be Raised $18,750,000 Associated Brokers / Dealers All Party System Co. CIK Number 0001592929 Filed Document 0001592929-16-000014 Exclusions or Exemptions 506c Accepted Date 2016-08-29 10:14:04 UTC Type of Offering D/A Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
Latigo Ultra Fund, Ltd. See All Filings	D/A	2016-08-29 10:14:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Old City Securities, LLC CIK Number 0001525747 Filed Document 0000902664-16-008035 Exclusions or Exemptions 506b Accepted Date 2016-08-29 10:14:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Driehaus Income Fund I, LLC See All Filings	D/A	2016-08-29 09:56:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557326 Filed Document 0001557326-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-29 09:56:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zero Gravity Solutions, Inc. See All Filings	D	2016-08-29 09:56:05 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers LIVINGSTON SECURITIES, LLC CIK Number 0001574186 Filed Document 0001574186-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-08-29 09:56:05 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Vital Plan, Inc. See All Filings	D/A	2016-08-29 09:47:23 UTC
Amount To Be Raised $790,000 Associated Brokers / Dealers N/A CIK Number 0001659578 Filed Document 0001659578-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-29 09:47:23 UTC Type of Offering D/A Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Punch Card Capital, L.P. See All Filings	D	2016-08-29 09:45:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001419050 Filed Document 0001398344-16-017517 Exclusions or Exemptions 506b Accepted Date 2016-08-29 09:45:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pembrook Community Investors LLC See All Filings	D/A	2016-08-29 09:16:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets, Inc. CIK Number 0001404823 Filed Document 0001404823-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-29 09:16:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Clarity Movement Co. See All Filings	D	2016-08-29 09:15:18 UTC
Amount To Be Raised $3,064,327 Associated Brokers / Dealers N/A CIK Number 0001683137 Filed Document 0001683137-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-29 09:15:18 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HIGHROADS INC See All Filings	D	2016-08-29 09:11:49 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001348027 Filed Document 0001348027-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-29 09:11:49 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
15 GEMOLOGIST/RED MENACE, LLC See All Filings	D	2016-08-29 08:33:15 UTC
Amount To Be Raised $140,000 Associated Brokers / Dealers N/A CIK Number 0001683130 Filed Document 0001683130-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-29 08:33:15 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
CATALYST ORTHOSCIENCE LLC See All Filings	D	2016-08-29 08:19:17 UTC
Amount To Be Raised $2,603,000 Associated Brokers / Dealers N/A CIK Number 0001658602 Filed Document 0001658602-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-29 08:19:17 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
RealtyReturns, Inc. See All Filings	C	2016-08-26 21:35:27 UTC
Financial Interest 2% of same security related to the purchase and sale of the securities. Filing Platform DreamFunded MarketPlace, LLC Offering Amount CIK Number 0001682915 Filed Document 0001682915-16-000009 Accepted Date 2016-08-26 21:35:27 UTC Type of Offering C Security Offered Amount 10,000 Security Offered Type Other State CALIFORNIA
Vera Security, Inc. See All Filings	D/A	2016-08-26 20:38:57 UTC
Amount To Be Raised $21,764,521 Associated Brokers / Dealers N/A CIK Number 0001625675 Filed Document 0001625675-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-08-26 20:38:57 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CAUSEWAY FUND I, LP See All Filings	D	2016-08-26 20:09:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682064 Filed Document 0001682064-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-26 20:09:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WALTER DORWIN TEAGUE ASSOCIATES INC See All Filings	D	2016-08-26 18:56:56 UTC
Amount To Be Raised $1,241,550 Associated Brokers / Dealers N/A CIK Number 0001138055 Filed Document 0000927087-16-000020 Exclusions or Exemptions 506b Accepted Date 2016-08-26 18:56:56 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
AP Dakota Co-Invest, L.P. See All Filings	D	2016-08-26 18:31:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682821 Filed Document 0000950142-16-004392 Exclusions or Exemptions 506b Accepted Date 2016-08-26 18:31:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lifestyle 30-A, LLC See All Filings	D	2016-08-26 18:28:36 UTC
Amount To Be Raised $2,912,000 Associated Brokers / Dealers N/A CIK Number 0001682925 Filed Document 0001079973-16-001144 Exclusions or Exemptions 506c Accepted Date 2016-08-26 18:28:36 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
VytronUS Inc See All Filings	D/A	2016-08-26 18:13:31 UTC
Amount To Be Raised $59,000,006 Associated Brokers / Dealers N/A CIK Number 0001409649 Filed Document 0001409649-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-26 18:13:31 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cloverdale Capital Offshore, Ltd. See All Filings	D/A	2016-08-26 18:03:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651710 Filed Document 0001651710-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-26 18:03:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Snooz, LLC See All Filings	D	2016-08-26 18:02:03 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers Tim Hoerr CIK Number 0001683053 Filed Document 0001683053-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-26 18:02:03 UTC Type of Offering D Industry Manufacturing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
CRUZ CAPITAL CORP. See All Filings	D	2016-08-26 17:56:16 UTC
Amount To Be Raised $46,367 Associated Brokers / Dealers N/A CIK Number 0001677522 Filed Document 0001085037-16-000331 Exclusions or Exemptions 506b Accepted Date 2016-08-26 17:56:16 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Ecco Sponsor, LLC See All Filings	D	2016-08-26 17:48:57 UTC
Amount To Be Raised $11,300,000 Associated Brokers / Dealers N/A CIK Number 0001683219 Filed Document 0001683219-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-26 17:48:57 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Common
MetaArcade Inc. See All Filings	D	2016-08-26 17:41:08 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001683146 Filed Document 0001683146-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-26 17:41:08 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Option To Acquire
SRS Holdings, LLC\CO See All Filings	D	2016-08-26 17:34:32 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001645141 Filed Document 0001645141-16-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2016-08-26 17:34:32 UTC Type of Offering D Industry Business Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Sonoma Capital, LP See All Filings	D/A	2016-08-26 17:33:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458331 Filed Document 0001013594-16-001205 Exclusions or Exemptions 506b Accepted Date 2016-08-26 17:33:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Neonode, Inc See All Filings	D	2016-08-26 17:26:16 UTC
Amount To Be Raised $8,700,000 Associated Brokers / Dealers CRAIG-HALLUM CAPITAL GROUP LLC CIK Number 0000087050 Filed Document 0001682743-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-26 17:26:16 UTC Type of Offering D Industry Other Technology Principal Place of Business SWEDEN Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Trail Software, Inc. See All Filings	D	2016-08-26 17:18:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651307 Filed Document 0001651307-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-26 17:18:22 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
LBB Acquisition 1, LLC See All Filings	D	2016-08-26 17:13:50 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers Global Alliance Securities LLC CIK Number 0001682826 Filed Document 0001682826-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-08-26 17:13:50 UTC Type of Offering D Industry Restaurants Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
RECSOLU, INC. See All Filings	D	2016-08-26 16:57:36 UTC
Amount To Be Raised $4,213,292 Associated Brokers / Dealers N/A CIK Number 0001656492 Filed Document 0001656492-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-08-26 16:57:36 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Spirit, Inc. See All Filings	D	2016-08-26 16:55:11 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001556628 Filed Document 0001556628-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-26 16:55:11 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Z Loan & Investment, LLC See All Filings	D	2016-08-26 16:38:11 UTC
Amount To Be Raised $270,000 Associated Brokers / Dealers N/A CIK Number 0001467826 Filed Document 0001467826-16-000024 Exclusions or Exemptions 506b Accepted Date 2016-08-26 16:38:11 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
VISIBLE MEASURES CORP See All Filings	D	2016-08-26 16:36:48 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001423185 Filed Document 0001423185-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-08-26 16:36:48 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
DecisionLink Corp See All Filings	D	2016-08-26 16:31:55 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001523511 Filed Document 0001523511-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-26 16:31:55 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Energous Corp See All Filings	D	2016-08-26 16:22:34 UTC
Amount To Be Raised $57,216,830 Associated Brokers / Dealers N/A CIK Number 0001575793 Filed Document 0001575793-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-08-26 16:22:34 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
W. 108th Street EB-5 Lender, LLC See All Filings	D	2016-08-26 16:19:55 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001683183 Filed Document 0001683183-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-08-26 16:19:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
GAI Agility Income Fund See All Filings	D/A	2016-08-26 16:15:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001499947 Filed Document 0001625257-16-000207 Exclusions or Exemptions 506b Accepted Date 2016-08-26 16:15:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OHA Mortgage Strategies Fund (Offshore), Ltd. See All Filings	D/A	2016-08-26 16:13:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618023 Filed Document 0000950142-16-004384 Exclusions or Exemptions 506b Accepted Date 2016-08-26 16:13:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
OHA Mortgage Strategies Fund, L.P. See All Filings	D/A	2016-08-26 16:13:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618022 Filed Document 0000950142-16-004383 Exclusions or Exemptions 506b Accepted Date 2016-08-26 16:13:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity