Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Fellow Industries, Inc See All Filings	D	2016-02-26 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001626995 Filed Document 0001626995-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Sessions Brewery, LLC See All Filings	D	2016-02-26 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001668062 Filed Document 0001668062-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
LAUNCH KIDS, INC. See All Filings	D	2016-02-26 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001667973 Filed Document 0001667973-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BSL Partners L.P. See All Filings	D	2016-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666414 Filed Document 0000899140-16-001220 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HOPE CAPITAL PARTNERS, LP See All Filings	D	2016-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001105010 Filed Document 0001013594-16-000843 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FISCHER GLOBAL OPPORTUNITY FUND, L.P. See All Filings	D/A	2016-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001381680 Filed Document 0000919574-16-011426 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
STCE SC 2016 Abandoned ICF, LLC See All Filings	D	2016-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668117 Filed Document 0001668117-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCGIF II Iron Horse, LLC See All Filings	D	2016-02-26 00:00:00 UTC
Amount To Be Raised $4,959,651 Associated Brokers / Dealers SHOPOFF SECURITIES INC. CIK Number 0001667822 Filed Document 0001667822-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
Consonance Capital Investors Ltd See All Filings	D/A	2016-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Gallatin Capital LLC CIK Number 0001410043 Filed Document 0001085146-16-003330 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Yext, Inc. See All Filings	D	2016-02-26 00:00:00 UTC
Amount To Be Raised $422,960 Associated Brokers / Dealers N/A CIK Number 0001614178 Filed Document 0000905718-16-001246 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Third Pole, Inc. See All Filings	D/A	2016-02-26 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers Saturn Capital, Inc. CIK Number 0001661812 Filed Document 0001661812-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
KINGDOM RIDGE CAPITAL PARTNERS LP See All Filings	D/A	2016-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457104 Filed Document 0000919574-16-011437 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Wheels Up Partners Holdings LLC See All Filings	D/A	2016-02-26 00:00:00 UTC
Amount To Be Raised $115,000,000 Associated Brokers / Dealers Jefferies LLC CIK Number 0001585103 Filed Document 0001585103-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D/A Industry Other Travel Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SCP Absolute Return Fund, L.P. See All Filings	D/A	2016-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Long Island Investors, LLC and Merrill Lynch & Co. CIK Number 0001348826 Filed Document 0000902664-16-006104 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Isle Brewers Guild, LLC See All Filings	D	2016-02-26 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001667091 Filed Document 0001667091-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Equity
WD HOMER LLC See All Filings	D	2016-02-26 00:00:00 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers None CIK Number 0001667957 Filed Document 0001667957-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
J.P. Morgan Access Multi-Strategy Fund II See All Filings	D/A	2016-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001524115 Filed Document 0000943663-16-000279 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PINE GROVE OFFSHORE FUND LTD See All Filings	D/A	2016-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc., Fairview Securities, Inc., UBS Securities LLC, Suntrust Investment Services, Inc., Man Investment Inc., Morgan Stanley, and Stifel, Nicolaus & Company, Incorporated CIK Number 0001180121 Filed Document 0001180121-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spitfire Qualified Fund L.P. See All Filings	D/A	2016-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570893 Filed Document 0001570893-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prominent Jones, L.P. See All Filings	D	2016-02-26 00:00:00 UTC
Amount To Be Raised $498,820 Associated Brokers / Dealers N/A CIK Number 0001668108 Filed Document 0001668108-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Expansion Technologies, Inc. See All Filings	D	2016-02-26 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001668048 Filed Document 0001668048-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Royal Falcon Domestic Fund LP See All Filings	D/A	2016-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001634932 Filed Document 0001634932-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JF Land Holdings II, LLC See All Filings	D/A	2016-02-26 00:00:00 UTC
Amount To Be Raised $2,925,000 Associated Brokers / Dealers Arete Wealth Management, LLC CIK Number 0001627605 Filed Document 0001627605-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
KROUDFUNDING CORP. See All Filings	D	2016-02-26 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001667727 Filed Document 0001667727-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Eight Partners VC Fund I, L.P. See All Filings	D	2016-02-26 00:00:00 UTC
Amount To Be Raised $420,000,000 Associated Brokers / Dealers N/A CIK Number 0001667762 Filed Document 0001667762-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CRYSTAL ROCK FUND, LLC See All Filings	D/A	2016-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001365980 Filed Document 0001544824-16-000029 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BTG PLC See All Filings	D/A	2016-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001450431 Filed Document 0001450431-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Bonanza Partners, L.P. See All Filings	D/A	2016-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001322210 Filed Document 0000919574-16-011418 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Battery Ventures XI-A Side Fund, L.P. See All Filings	D	2016-02-26 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001665600 Filed Document 0001665603-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
FISCHER SELECT FUND, LP See All Filings	D/A	2016-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001410037 Filed Document 0000919574-16-011420 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ALZHEON, INC. See All Filings	D	2016-02-26 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers CIM Securities, LLC CIK Number 0001582636 Filed Document 0001140361-16-055143 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
234 9th, LLC See All Filings	D	2016-02-26 00:00:00 UTC
Amount To Be Raised $21,000,000 Associated Brokers / Dealers N/A CIK Number 0001666692 Filed Document 0001666692-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Gleason Technology, Inc. See All Filings	D/A	2016-02-26 00:00:00 UTC
Amount To Be Raised $3,370,848 Associated Brokers / Dealers N/A CIK Number 0001615022 Filed Document 0001615022-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
GAM FCM Cat Bond Inc. See All Filings	D/A	2016-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570016 Filed Document 0001570016-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trez US #2 Investment Partnership, LP See All Filings	D	2016-02-26 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001668391 Filed Document 0001668391-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
WIND ROSE FUND LTD See All Filings	D/A	2016-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001424917 Filed Document 0001424917-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Waterbuck Fund Ltd. See All Filings	D/A	2016-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570557 Filed Document 0001140361-16-055062 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STONE PERCUSSION, INC. See All Filings	D	2016-02-26 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001668040 Filed Document 0001668040-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
TBK PARTNERS LLC See All Filings	D/A	2016-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459798 Filed Document 0001315863-16-001242 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RIALTO CAPITAL CMBS FUND II, LP See All Filings	D	2016-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668026 Filed Document 0001668026-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
SECURIS I FUND See All Filings	D/A	2016-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001417865 Filed Document 0000902664-16-006095 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JP MORGAN ACCESS MULTI-STRATEGY FUND LLC See All Filings	D/A	2016-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001286410 Filed Document 0000943663-16-000278 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Indus Omni Fund, Ltd. See All Filings	D/A	2016-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001431976 Filed Document 0000919574-16-011450 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Massey Quick Multi Manager Equity Fund LP See All Filings	D/A	2016-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523099 Filed Document 0001594883-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LONG MEADOW HOLDINGS LP See All Filings	D/A	2016-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001019594 Filed Document 0001140361-16-055125 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GRAHAM PARTNERS L P See All Filings	D/A	2016-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001053677 Filed Document 0001053677-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NFI Income Strategies Fund, L.P. See All Filings	D/A	2016-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566741 Filed Document 0001566741-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mesirow Opportunity Fund, Ltd. See All Filings	D/A	2016-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600715 Filed Document 0001600715-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Indus Asia Pacific Fund, Ltd. See All Filings	D/A	2016-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456241 Filed Document 0000919574-16-011448 Exclusions or Exemptions 506b Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
HeatGenie, Inc. See All Filings	D/A	2016-02-26 00:00:00 UTC
Amount To Be Raised $3,750,000 Associated Brokers / Dealers Ryan Feit, Tanya Price, Ameet Padte, and Aaron Kellner CIK Number 0001495754 Filed Document 0001209191-16-102818 Exclusions or Exemptions 506c Accepted Date 2016-02-26 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity