Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Pulteney Premier Fund, L.P. See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604851 Filed Document 0001172661-16-003103 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Security Capital Preferred Growth LLC See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $3,400,000 Associated Brokers / Dealers N/A CIK Number 0001410121 Filed Document 0001410121-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
M/D Investors Fund L.P. See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488341 Filed Document 0000902664-16-006676 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Viewpost Holdings, LLC See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001521552 Filed Document 0000897069-16-000796 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
INFUSION 51A, L.P. See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639365 Filed Document 0001639365-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Lake Wallowa Lodge, LLC See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001662887 Filed Document 0001662887-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
JuiceDelivery, LLC See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $2,010,000 Associated Brokers / Dealers N/A CIK Number 0001671748 Filed Document 0001671748-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lumiata, Inc. See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001617399 Filed Document 0001617399-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MEP Associates VI-B, L.P. See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001671022 Filed Document 0001671022-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
HedgeCo Hybrid Ltd. See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers HedgeCo Securities, LLC CIK Number 0001565948 Filed Document 0001565948-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Anova Data, Inc. See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001649268 Filed Document 0001140361-16-060757 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Catapult Health, LLC See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $1,407,590 Associated Brokers / Dealers N/A CIK Number 0001509247 Filed Document 0001509247-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GC VR Gaming Tracker Fund, L.P. See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001670114 Filed Document 0001670114-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DRAGONEER GLOBAL FUND II, L.P. See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621298 Filed Document 0001621298-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hildene Opportunities Offshore Fund II, Ltd. See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group CIK Number 0001541434 Filed Document 0001192482-16-000559 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Graycliff Private Equity Partners III LP See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Profor Securities, LLC CIK Number 0001639336 Filed Document 0000950172-16-000171 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AHL Dimension (Cayman) Ltd See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001671615 Filed Document 0001671615-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Four Points Multi-Strategy Fund, Inc. See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and N/A CIK Number 0001482444 Filed Document 0000919574-16-012414 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Bloom Tree Fund, LP See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Richard A. Rhoads CIK Number 0001435273 Filed Document 0000919574-16-012421 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MELODY HEALTH INSURANCE, INC. See All Filings	D	2016-04-10 00:00:00 UTC
Amount To Be Raised $1,310,000 Associated Brokers / Dealers N/A CIK Number 0001660209 Filed Document 0001660209-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-10 00:00:00 UTC Type of Offering D Industry Health Insurance Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Hamilton National Income Trust, Inc. See All Filings	1-A/A	2016-04-08 17:02:31 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001645698 Filed Document 0001144204-16-093513 Accepted Date 2016-04-08 17:02:31 UTC Type of Offering 1-A/A Industry REAL ESTATE INVESTMENT TRUSTS Offering Tier Tier2 Principal Place of Business NEW JERSEY Revenue or Assets $0 State of Jurisdiction MARYLAND Type of Security Equity (common or preferred stock)
GreenKissNY Inc. See All Filings	1-A	2016-04-08 15:21:49 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001641488 Filed Document 0001387131-16-004918 Accepted Date 2016-04-08 15:21:49 UTC Type of Offering 1-A Industry SERVICES-EMPLOYMENT AGENCIES Offering Tier Tier2 Principal Place of Business NEW YORK Revenue or Assets $11,313,083 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
SPROTT PRIVET FUND, L.P. See All Filings	D/A	2016-04-08 12:08:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001125142 Filed Document 0000919574-16-012357 Exclusions or Exemptions 506b Accepted Date 2016-04-08 12:08:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business Z4 Revenue or Assets Decline to Disclose Type of Security Equity
PFM HEALTHCARE PRINCIPALS FUND L P See All Filings	D/A	2016-04-08 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001350988 Filed Document 0000935836-16-000895 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Abreos Biosciences, Inc. See All Filings	D	2016-04-08 00:00:00 UTC
Amount To Be Raised $725,000 Associated Brokers / Dealers N/A CIK Number 0001636983 Filed Document 0001636983-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Prologis Targeted Europe Logistics Fund, FCP-FIS See All Filings	D/A	2016-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001406152 Filed Document 0001406152-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
MacKay Puerto Rico Opportunities Feeder Fund, L.P. See All Filings	D/A	2016-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001639564 Filed Document 0001140361-16-061066 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RiverTown Therapeutics, Inc. See All Filings	D	2016-04-08 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001672054 Filed Document 0001193805-16-003059 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
KSI Data Sciences Inc See All Filings	D	2016-04-08 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001671542 Filed Document 0001671542-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CMWA Micro Cap Fund LLC See All Filings	D/A	2016-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001309484 Filed Document 0001309484-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
CMWA EMERGING MARKETS PARTNERSHIP LLC See All Filings	D/A	2016-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001300758 Filed Document 0001300758-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Leaning Pine II, L.L.C. See All Filings	D	2016-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643144 Filed Document 0001643144-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
Relieve Genetics, Inc. See All Filings	D	2016-04-08 00:00:00 UTC
Amount To Be Raised $17,333,350 Associated Brokers / Dealers N/A CIK Number 0001671663 Filed Document 0001671663-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Finchloom See All Filings	D	2016-04-08 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001671217 Filed Document 0001671217-16-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RealtyShares 197, LLC See All Filings	D	2016-04-08 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001671455 Filed Document 0001669548-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Belle Creek Sponsor, LLC See All Filings	D	2016-04-08 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001670970 Filed Document 0001670970-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
EQT Ventures Employee Co-Investment SCSp See All Filings	D	2016-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671765 Filed Document 0001671765-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
Valley Health Surgery Center, LLC See All Filings	D	2016-04-08 00:00:00 UTC
Amount To Be Raised $1,996,000 Associated Brokers / Dealers The Securities Group, LLC CIK Number 0001671497 Filed Document 0001671497-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
Heritage Global Inc. See All Filings	D	2016-04-08 00:00:00 UTC
Amount To Be Raised $16,800 Associated Brokers / Dealers N/A CIK Number 0000849145 Filed Document 0001209191-16-113712 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Logan Stone Capital QP, LP See All Filings	D/A	2016-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639081 Filed Document 0001639081-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rangeley Capital Partners, LP See All Filings	D/A	2016-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001392305 Filed Document 0000919574-16-012350 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
SANSAR FRONTIER FUND, LP See All Filings	D/A	2016-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001533624 Filed Document 0001533624-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CINCYTECH FUND IV, LLC See All Filings	D	2016-04-08 00:00:00 UTC
Amount To Be Raised $20,750,000 Associated Brokers / Dealers N/A CIK Number 0001668941 Filed Document 0001668941-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Long Oar Global Offshore, Ltd. See All Filings	D/A	2016-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001517945 Filed Document 0001517945-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pine River Special Opportunities Fund L.P. See All Filings	D/A	2016-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639157 Filed Document 0001639157-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
New Heights Fund, L.P. See All Filings	D/A	2016-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M.D. Sass Securities, L.L.C. CIK Number 0001463857 Filed Document 0001463857-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-04-08 00:00:00 UTC
Amount To Be Raised $3,512,256 Associated Brokers / Dealers Kenneth Dayton CIK Number 0001135856 Filed Document 0001135856-16-000513 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
TDC Fund I, L.P. See All Filings	D	2016-04-08 00:00:00 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001666055 Filed Document 0001666055-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Serrus Mezz, LLC See All Filings	D	2016-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671655 Filed Document 0001671655-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Thrill Box, Inc. See All Filings	D	2016-04-08 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers James Oliver Sandlin CIK Number 0001671561 Filed Document 0001671561-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity