Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
BOSTON COMMON SMALL CAP SOCIAL FUND LLC See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001387699 Filed Document 0001416105-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Maveron VI Entrepreneurs' Fund, L.P. See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001671012 Filed Document 0001671012-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
DRAGONEER GLOBAL OFFSHORE FEEDER II, L.P. See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621302 Filed Document 0001621302-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HILDENE OPPORTUNITIES OFFSHORE FUND LTD See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group CIK Number 0001441072 Filed Document 0001192482-16-000557 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Parus Fund LLC See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Frontier Solutions, LLC CIK Number 0001605037 Filed Document 0000902664-16-006673 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AzurRx BioPharma, Inc. See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers Alexander Capital, LP CIK Number 0001604191 Filed Document 0001415889-16-005478 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
ZAIUS, INC. See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001609786 Filed Document 0001609786-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
GS&A Resource Fund See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573903 Filed Document 0001570099-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Heatherton Growth Fund, LP See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001583710 Filed Document 0001583710-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Roundtable Emerging Market Equity LP See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Roundtable Capital Services LLC CIK Number 0001630326 Filed Document 0001630326-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Roundtable Event Driven LP See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Roundtable Capital Services LLC CIK Number 0001621175 Filed Document 0001621175-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCP Private Capital Fund III, L.P. See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch & Co. CIK Number 0001669439 Filed Document 0000902664-16-006691 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cuca Fresca Exports, LLC See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001612019 Filed Document 0001612019-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PressPlay See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671023 Filed Document 0001671023-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Roundtable International Developed Equity LP See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Roundtable Capital Services LLC CIK Number 0001611858 Filed Document 0001611858-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Headwater Capital, Inc. See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001670799 Filed Document 0001670799-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
OPH Holdings of Florida LLC See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001670737 Filed Document 0001656346-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Vivify Professionals, Inc. See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001671766 Filed Document 0001671766-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
Plia Systems, Inc. See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001564517 Filed Document 0001564517-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TMG Investment Fund, L.P. See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671604 Filed Document 0001315863-16-001374 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Iguana Healthcare Master Fund, Ltd. See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537582 Filed Document 0001537582-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brevis High Income Fund, L.P. See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and N/A CIK Number 0001494034 Filed Document 0000919574-16-012408 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Seasons Creek Development LLC See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001665319 Filed Document 0001665319-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
OptoGlo Inc. See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $381,134 Associated Brokers / Dealers N/A CIK Number 0001671297 Filed Document 0000897069-16-000795 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
HedgeCo Hybrid Master Fund L.P. See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers HedgeCo Securities, LLC CIK Number 0001512100 Filed Document 0001512100-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VL 149 See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc CIK Number 0001653627 Filed Document 0001653627-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Streetparkd, Inc. See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001639905 Filed Document 0001639905-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Lombard International Life Assurance Co Separate Account VL 152 See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NFP Securities, Inc. CIK Number 0001654230 Filed Document 0001654230-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Greenview T Fund, LP See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671642 Filed Document 0001671642-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fastener Investors, LLC See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657441 Filed Document 0001657441-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bancroft Woods, LLC See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671543 Filed Document 0001671543-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Lightbridge Holdings, LLC See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $215,000 Associated Brokers / Dealers Carolina Financial Securities, LLC CIK Number 0001671810 Filed Document 0001671810-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Flag Point Convertible Fund, L.P. See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and N/A CIK Number 0001603839 Filed Document 0000919574-16-012410 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Gotham II REIT, Inc. (MD) See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001671738 Filed Document 0001671738-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Momentum Real Estate Fund II, LLC See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised $118,820,000 Associated Brokers / Dealers GFG Securities, LLC CIK Number 0001622754 Filed Document 0001019687-16-005806 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Hildene Opportunities Fund II, L.P. See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group CIK Number 0001541435 Filed Document 0001192482-16-000558 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dean Capital Investments Macro, LLC See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670722 Filed Document 0001670722-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
A/D Investors Fund L.P. See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488339 Filed Document 0000902664-16-006677 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
GMI-LONG ISLAND 154, LP See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised $11,909,938 Associated Brokers / Dealers Joseph Ondris, Maria Escobar, Azam Jaber, Ted Burkhart, Bobby Kyle Cowand, and Brian Smith CIK Number 0001669858 Filed Document 0001669858-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Deako, Inc. See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $1,840,000 Associated Brokers / Dealers N/A CIK Number 0001658490 Filed Document 0001658490-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Option To Acquire
CONTINENTAL PARTNERS LP See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers HIGHTOWER SECURITIES LLC and UMB FINANCIAL SERVICES, INC. CIK Number 0001206261 Filed Document 0001393725-16-000205 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Grand Avenue Market, LLC See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised $2,900,000 Associated Brokers / Dealers N/A CIK Number 0001640310 Filed Document 0001640310-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Innara Health, Inc. See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001559922 Filed Document 0001559922-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Debt
Unmanned Innovation Inc. See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001549546 Filed Document 0001549546-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HOOPER HOLMES INC See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0000741815 Filed Document 0000741815-16-000095 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business KANSAS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Arbor Pines Villas, LLC See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $2,350,000 Associated Brokers / Dealers N/A CIK Number 0001671835 Filed Document 0001671835-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Roundtable US Equity LP See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Roundtable Capital Services LLC CIK Number 0001630327 Filed Document 0001630327-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kleo, Inc. See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $231,804 Associated Brokers / Dealers none CIK Number 0001669699 Filed Document 0001669699-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Option To Acquire
MC Chattanooga, LLC See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001670174 Filed Document 0001670174-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
TOOLOW, Inc. See All Filings	D	2016-04-11 00:00:00 UTC
Amount To Be Raised $88,888 Associated Brokers / Dealers N/A CIK Number 0001671587 Filed Document 0001671587-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity