Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Northern Vertex Mining Corp. See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised $94,841 Associated Brokers / Dealers Wolverton Securities (USA), Ltd. CIK Number 0001518353 Filed Document 0001140361-16-060981 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Tintic Standard Gold Mines, Inc. See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671240 Filed Document 0001052918-16-000938 Exclusions or Exemptions 506c Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
WESTERN ASSET TOTAL RETURN UNCONSTRAINED (TRU) BOND, L.L.C. See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001298307 Filed Document 0001298307-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HEILO, INC. See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001671947 Filed Document 0000892712-16-001595 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Ft. Collins Multifamily Portfolio DST See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised $39,012,526 Associated Brokers / Dealers Michael A. Bendix CIK Number 0001670634 Filed Document 0000950138-16-001070 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
LSV EMERGING MARKETS EQUITY FUND LP See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001341434 Filed Document 0001393725-16-000210 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEWBROOK CAPITAL PARTNERS LP See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001460462 Filed Document 0001315863-16-001376 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Western Asset Macro Opportunities Direct Feeder Fund (Offshore), Ltd. See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001581221 Filed Document 0001581221-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WESTERN ASSET EMERGING MARKETS LOCAL DEBT PORTFOLIO, L.L.C. See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001385121 Filed Document 0001385121-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WESTERN ASSET SHORT-DATED HIGH YIELD PORTFOLIO, LLC See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001541381 Filed Document 0001541381-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Impact Hub of Santa Barbara, LLC See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised $1,755,000 Associated Brokers / Dealers N/A CIK Number 0001652314 Filed Document 0001652314-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
LSV GLOBAL CV EQUITY FUND, LP See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512428 Filed Document 0001393725-16-000215 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AguaRaider, LLC See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001671682 Filed Document 0001671682-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Adolphus BZ, LLC See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001671770 Filed Document 0001671770-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised $343,225 Associated Brokers / Dealers Curtis Wyrtzen CIK Number 0001135856 Filed Document 0001135856-16-000518 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
LSV CANADA SMALL CAP EQUITY FUND, LP See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488477 Filed Document 0001393725-16-000208 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WESTERN ASSET STRATEGIC US$ HIGH YIELD PORTFOLIO, L.L.C. See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001421951 Filed Document 0001421951-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
L3 Cubed LLC See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers PHX Financial, Inc and Olympus Securities LLC CIK Number 0001600800 Filed Document 0001013762-16-001467 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NCP G.P. VI-A, L.P. See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669837 Filed Document 0001669837-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COMMUNITY SHORES BANK CORP See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised $2,757,493 Associated Brokers / Dealers N/A CIK Number 0001070523 Filed Document 0001070523-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
LSV MICRO CAP FUND, LP See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001516215 Filed Document 0001393725-16-000222 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Century Properties XXVII Limited Partnership See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised $5,355,000 Associated Brokers / Dealers Hefren Tillotson, Inc. CIK Number 0001671580 Filed Document 0001671580-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business WEST VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Airex, Inc. See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001661007 Filed Document 0001661007-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
590 Partners, L.P. See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Neuberger Berman LLC CIK Number 0001574752 Filed Document 0000899140-16-001360 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AVADIM TECHNOLOGIES INC See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised $245,650 Associated Brokers / Dealers N/A CIK Number 0001614824 Filed Document 0001183740-16-000339 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
AVADIM TECHNOLOGIES INC See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised $10,667 Associated Brokers / Dealers N/A CIK Number 0001614824 Filed Document 0001183740-16-000341 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
AXIOM INVESTORS TRUST II-AXIOM GLOBAL EQUITY FUND See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001344772 Filed Document 0001507943-16-000211 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Axiom Investors Trust II -Axiom Emerging Markets Equity Fund See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001406849 Filed Document 0001507943-16-000209 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Master Portfolio (A), L.P. See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488800 Filed Document 0001488800-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SMS FUND, A SERIES OF GLOBAL ENDOWMENT TARGETED STRATEGY FUND, LP See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001467914 Filed Document 0001467914-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Long Island Iced Tea Corp. See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629261 Filed Document 0001094891-16-000461 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
JVM Multi-Family Premier Fund II, LLC See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001671709 Filed Document 0001671709-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Boveda Realty Investors, LP See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001670005 Filed Document 0001670005-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
DecisionPoint Systems, Inc. See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Taglich Brothers, Inc. CIK Number 0001505611 Filed Document 0001013762-16-001473 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
HRE Retail Fund II, L.P. See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised $70,000,000 Associated Brokers / Dealers Davenport & Company LLC, Frontier Solutions, LLC, Richard A. Rhoads, and Jeff Beck CIK Number 0001669978 Filed Document 0001669978-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TransLoc Inc. See All Filings	D	2016-04-12 00:00:00 UTC
Amount To Be Raised $6,125,000 Associated Brokers / Dealers N/A CIK Number 0001670733 Filed Document 0001461373-16-000078 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
WESTERN ASSET GLOBAL MULTI-SECTOR, L.L.C. See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001410356 Filed Document 0001410356-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WESTERN ASSET US LONG DURATION, L.L.C. See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001346295 Filed Document 0001346295-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Western Asset Global Sovereign Fixed Income, Ltd. See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001473129 Filed Document 0001473129-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Western Asset US Intermediate Plus, L.L.C. See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001385110 Filed Document 0001385110-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Western Asset Macro Opportunities Portfolio, Ltd. See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001639044 Filed Document 0001639044-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Western Asset High Yield Credit Energy Portfolio, L.L.C. See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001638672 Filed Document 0001638672-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WESTERN ASSET GLOBAL INFLATION LINKED PLUS, L.L.C. See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001282427 Filed Document 0001282427-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Western Asset India Bond Fund, L.L.C. See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001634331 Filed Document 0001634331-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
iCapital 2015 Vintage Access Fund, L.P. See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel, Nicolaus & Company, Incorporated CIK Number 0001658989 Filed Document 0000897069-16-000798 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mediskor LLC See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001655399 Filed Document 0001655399-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
LSV JAPAN SMALL CAP EQUITY FUND, LP See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512427 Filed Document 0001393725-16-000221 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WESTERN ASSET EMERGING MARKETS CORPORATE CREDIT PORTFOLIO, L.L.C. See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001427671 Filed Document 0001427671-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WESTERN ASSET OPPORTUNISTIC ASIAN SECURITIES PORTFOLIO, L.L.C. See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001388918 Filed Document 0001388918-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Western Asset Opportunistic Structured Securities Portfolio, Ltd. See All Filings	D/A	2016-04-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001639045 Filed Document 0001639045-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund