Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ALPHAKEYS GAVEA FUND, L.L.C. See All Filings	D/A	2016-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS FINANCIAL SERVICES INC. CIK Number 0001522380 Filed Document 0001522380-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
City Finance Co II LLC See All Filings	D/A	2016-04-15 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001567648 Filed Document 0000935836-16-000874 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Clifton Commodities Fund LP See All Filings	D/A	2016-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509504 Filed Document 0000940394-16-002359 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
BTG Pactual Rates Master Fund, Ltd. See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672057 Filed Document 0000950172-16-000172 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
eventplicity Inc. See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001617007 Filed Document 0001617007-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Carson Group Holdings, LLC See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised $34,380,000 Associated Brokers / Dealers N/A CIK Number 0001672408 Filed Document 0000900440-16-000177 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
ConnectQuest, LLC See All Filings	D/A	2016-04-15 00:00:00 UTC
Amount To Be Raised $401,878 Associated Brokers / Dealers N/A CIK Number 0001520364 Filed Document 0001520364-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
SciAps Inc See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001570867 Filed Document 0001570867-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Loyalty Builders, Inc. See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised $702,000 Associated Brokers / Dealers N/A CIK Number 0001646130 Filed Document 0001646130-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
SCP Ltd Holdings, LLC See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers David A. Noyes & Co. CIK Number 0001672269 Filed Document 0001672269-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
Varadero Employee Partners Program, LLC See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672305 Filed Document 0001672305-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-04-15 00:00:00 UTC
Amount To Be Raised $3,024,000 Associated Brokers / Dealers Kevin Wernick, John Argue, and Jennifer Kephart CIK Number 0001135856 Filed Document 0001135856-16-000526 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
PRIETO BATTERY, INC. See All Filings	D/A	2016-04-15 00:00:00 UTC
Amount To Be Raised $3,590,607 Associated Brokers / Dealers N/A CIK Number 0001472830 Filed Document 0001472830-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Q BLK STRATEGIC PARTNERS II, LTD See All Filings	D/A	2016-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers McCutchen Group, LLC CIK Number 0001165109 Filed Document 0001666701-16-000016 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FC Boston Holdings, Inc. See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001672349 Filed Document 0001672349-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Civitas Maple Fund, LP (Series B) See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001671347 Filed Document 0001315863-16-001387 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
First National Realty Partners Fund II LLC See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001672284 Filed Document 0001672284-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
Tuck/DEN Ventures, L.P. See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001670158 Filed Document 0001670158-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dynamo Fund LLC See All Filings	D/A	2016-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639409 Filed Document 0000947871-16-001111 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Equity
WHALE ROCK FLAGSHIP FUND LTD See All Filings	D/A	2016-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457666 Filed Document 0001457666-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Goldcup 12446 AB See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised $29,659,999 Associated Brokers / Dealers N/A CIK Number 0001672194 Filed Document 0001672194-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business SWEDEN Revenue or Assets Decline to Disclose Type of Security Equity
Bristol Warehouse, LLC See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001671916 Filed Document 0001671916-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
ALIST PARTNERS REI FUND I, LLC See All Filings	D/A	2016-04-15 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001638461 Filed Document 0001638461-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
City Finance Co III LLC See All Filings	D/A	2016-04-15 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001605354 Filed Document 0000935836-16-000875 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Logen Asset Management Partners L.P. See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672295 Filed Document 0001672295-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bybrook Capital Fund Ltd See All Filings	D/A	2016-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639543 Filed Document 0000902664-16-006739 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALPHAKEYS MILLENNIUM FUND, L.L.C. See All Filings	D/A	2016-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS FINANCIAL SERVICES INC. CIK Number 0001517972 Filed Document 0001517972-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HedgePremier/MW Eureka (US) Fund II LP See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001672294 Filed Document 0001672294-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Medalist Diversified REIT, Inc. See All Filings	1-A/A	2016-04-14 16:05:48 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers TBD CIK Number 0001654595 Filed Document 0001144204-16-094367 Accepted Date 2016-04-14 16:05:48 UTC Type of Offering 1-A/A Industry REAL ESTATE OPERATORS (NO DEVELOPERS) & LESSORS Offering Tier Tier2 Principal Place of Business VIRGINIA Revenue or Assets $0 State of Jurisdiction MARYLAND Type of Security Equity (common or preferred stock)
First Colebrook Bancorp, Inc. See All Filings	1-A	2016-04-14 15:42:26 UTC
Amount To Be Raised $4,999,995 Associated Brokers / Dealers Fig Partners, LLC CIK Number 0000763982 Filed Document 0001174947-16-002461 Accepted Date 2016-04-14 15:42:26 UTC Type of Offering 1-A Industry STATE COMMERCIAL BANKS Offering Tier Tier1 Principal Place of Business NEW HAMPSHIRE Revenue or Assets -$1 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
SOLIDIAN FUND LP See All Filings	D/A	2016-04-14 12:25:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001158358 Filed Document 0001544824-16-000031 Exclusions or Exemptions 506b Accepted Date 2016-04-14 12:25:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Thrive Pleasant Valley Road LP See All Filings	D	2016-04-14 00:00:00 UTC
Amount To Be Raised $8,282,700 Associated Brokers / Dealers N/A CIK Number 0001672262 Filed Document 0001672262-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
1488 - 32nd Street LLC See All Filings	D	2016-04-14 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001673296 Filed Document 0001673296-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-14 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Sunburst Royalty, LLC See All Filings	D	2016-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672647 Filed Document 0001376474-16-000657 Exclusions or Exemptions 506b Accepted Date 2016-04-14 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets $No Revenues Type of Security Equity
UrLife Media, Inc. See All Filings	D	2016-04-14 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001672334 Filed Document 0001672334-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Zelman Capital, LP See All Filings	D/A	2016-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Artist Capital CIK Number 0001545121 Filed Document 0001615774-16-004980 Exclusions or Exemptions 506b Accepted Date 2016-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZELMAN CAPITAL OFFSHORE, LTD. See All Filings	D/A	2016-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Artist Capital CIK Number 0001606236 Filed Document 0001615774-16-004978 Exclusions or Exemptions 506b Accepted Date 2016-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PROCESSUNITY, INC. See All Filings	D/A	2016-04-14 00:00:00 UTC
Amount To Be Raised $4,485,000 Associated Brokers / Dealers N/A CIK Number 0001284066 Filed Document 0001284066-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-04-14 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CERIDIAN HOLDING II LLC See All Filings	D	2016-04-14 00:00:00 UTC
Amount To Be Raised $150,300,000 Associated Brokers / Dealers N/A CIK Number 0001672063 Filed Document 0001140361-16-061220 Exclusions or Exemptions 506b Accepted Date 2016-04-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
International Maritime Security Associates Inc. See All Filings	D	2016-04-14 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001671797 Filed Document 0001671797-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Solus Opportunities Fund 3 LP See All Filings	D/A	2016-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605092 Filed Document 0000902664-16-006721 Exclusions or Exemptions 506b Accepted Date 2016-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tegile Systems, Inc. See All Filings	D	2016-04-14 00:00:00 UTC
Amount To Be Raised $24,241,747 Associated Brokers / Dealers N/A CIK Number 0001492971 Filed Document 0001492971-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SIMCOE PARTNERS L P See All Filings	D/A	2016-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Silver Leaf Partners, LLC and Robotti & Company, LLC CIK Number 0001220336 Filed Document 0000919574-16-012468 Exclusions or Exemptions 506b Accepted Date 2016-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SM MERGER/ARBITRAGE, L.P. See All Filings	D/A	2016-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001231101 Filed Document 0000919574-16-012456 Exclusions or Exemptions 506b Accepted Date 2016-04-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Haptik Inc. See All Filings	D	2016-04-14 00:00:00 UTC
Amount To Be Raised $8,714,221 Associated Brokers / Dealers N/A CIK Number 0001668600 Filed Document 0001668600-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SRC III-Frontline, LLC See All Filings	D	2016-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672160 Filed Document 0001672160-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Palisades Park Fund of Funds, L.P. See All Filings	D	2016-04-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672064 Filed Document 0001672064-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Raistone, Inc. See All Filings	D/A	2016-04-14 00:00:00 UTC
Amount To Be Raised $16,330 Associated Brokers / Dealers N/A CIK Number 0001631906 Filed Document 0001631906-16-000007 Exclusions or Exemptions 504 and 506b Accepted Date 2016-04-14 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Wink Parent, Inc. See All Filings	D	2016-04-14 00:00:00 UTC
Amount To Be Raised $237,410,000 Associated Brokers / Dealers N/A CIK Number 0001670997 Filed Document 0001670997-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-14 00:00:00 UTC Type of Offering D Industry Health Insurance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Signet Healthcare Partners Accredited Partnership IV, LP See All Filings	D	2016-04-14 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001672135 Filed Document 0001672135-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity