Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Civitas Trinity Fund, LP (Series A) See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001671803 Filed Document 0001315863-16-001397 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CETERA FINANCIAL SPECIALISTS LLC See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000700380 Filed Document 0001140361-16-061385 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
GS&A Premium Income Trust See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570444 Filed Document 0001570099-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Bybrook Capital Master Fund LP See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605756 Filed Document 0000902664-16-006750 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GS&A Enhanced Yield Fund See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570090 Filed Document 0001570099-16-000009 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Aurora Global Opportunities II ASP Fund, a Series of Alternative Strategies Platform, LLC See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001398259 Filed Document 0001625257-16-000145 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Donald Smith Value Fund, L.P. See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. CIK Number 0001467221 Filed Document 0000945621-16-000581 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gateway Real Estate Fund V-TE, L.P See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised $652,000,000 Associated Brokers / Dealers Mercury Capital Advisors, LLC CIK Number 0001672723 Filed Document 0001672737-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Equity
WELLESLEY PHARMACEUTICALS LLC See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers Franck Brinkhaus CIK Number 0001634861 Filed Document 0001634861-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
GTI SPV, LLC See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001672428 Filed Document 0001672428-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Virtua High Growth Fund II, LLC See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001669904 Filed Document 0001669904-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
x.ai, inc. See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised $22,366,549 Associated Brokers / Dealers N/A CIK Number 0001609052 Filed Document 0001609052-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
INCONTEXT SOLUTIONS, INC. See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001594293 Filed Document 0001594293-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Human, Inc See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001657200 Filed Document 0000927087-16-000017 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Endurance Private Real Estate Partnership I, LP See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001672153 Filed Document 0001672153-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
BlueArc Global Macro Fund (TE), Ltd. See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001558744 Filed Document 0001558733-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MTP Energy Fund Corp See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574380 Filed Document 0001574380-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Haddington Fund, LP See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers JB Wealth Management, LLC CIK Number 0001672112 Filed Document 0001672112-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
MESIROW ALTERNATIVE STRATEGIES ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers WELLS FARGO ADVISORS, LLC CIK Number 0001355380 Filed Document 0001625257-16-000146 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
O'CONNOR GLOBAL MULTI-STRATEGY ALPHA LTD See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc., UBS Global Asset Management (US) Inc., and UBS Global Asset Management (Americas) Inc. CIK Number 0001403975 Filed Document 0001403975-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GS&A Credit Arbitrage Fund See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570266 Filed Document 0001570113-16-000010 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
BlueArc Credit Opportunities Fund (TE), Ltd. See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595935 Filed Document 0001595935-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BH-DG Systematic Trading Fund L.P. See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brevan Howard US LLC CIK Number 0001517604 Filed Document 0001517604-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KS SLJ Currency Fund See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639613 Filed Document 0000902664-16-006759 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chicago Bar Co LLC See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised $825,000 Associated Brokers / Dealers N/A CIK Number 0001671650 Filed Document 0000897069-16-000815 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
EASTON POINTE APARTMENTS, LLC See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised $6,335,000 Associated Brokers / Dealers N/A CIK Number 0001672046 Filed Document 0001672046-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Civitas Trinity Fund, LP (Series B) See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001671802 Filed Document 0001315863-16-001398 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Cetera Advisors LLC /CO See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001164252 Filed Document 0001140361-16-061381 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Other
REALTIME IMMERSION, INC. See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised $11,297,736 Associated Brokers / Dealers N/A CIK Number 0001671744 Filed Document 0001671744-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
BAC-MP Absolute Return Fund, LLC See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001521865 Filed Document 0001521865-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Envoy Opportunistic Credit LP See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606839 Filed Document 0000902664-16-006754 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
JA Capital Investments, Inc See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001671417 Filed Document 0001671417-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Donald Smith Long/Short Equities Fund, L.P. See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. CIK Number 0001576013 Filed Document 0000945621-16-000592 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fingersmith Phenomenon LLC See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001673312 Filed Document 0001673312-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Gateway Real Estate Fund V, L.P See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised $874,000,000 Associated Brokers / Dealers Mercury Capital Advisors, LLC CIK Number 0001672737 Filed Document 0001672737-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Equity
GRADIENT LABS, LLC See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001671969 Filed Document 0001209191-16-115118 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Option To Acquire
Wharton RM Hospitality LLC See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers NHCohen Capital LLC CIK Number 0001672129 Filed Document 0001672129-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Boom Technology, Inc. See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001671828 Filed Document 0001671828-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Talent Worldwide Inc. See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001621479 Filed Document 0001621479-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Achelios Therapeutics, Inc. See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001542874 Filed Document 0001542874-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Mellon Optima L/S Strategy Fund, LLC See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001312483 Filed Document 0000902664-16-006753 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Whereable Technologies LLC See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001653214 Filed Document 0001653214-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Yarro LLC See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672146 Filed Document 0001672146-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Civitas Trinity Fund, LP (Series D) See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001671800 Filed Document 0001315863-16-001399 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Novarus Healthcare, Inc. See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001672451 Filed Document 0001209191-16-114576 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Kerrisdale Alpha Fund, L.P. See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KJM Securities, Inc. and Perkins Fund Marketing, LLC CIK Number 0001671143 Filed Document 0001315863-16-001394 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MESIROW INSTITUTIONAL MULTI-STRATEGY ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers WELLS FARGO ADVISORS, LLC CIK Number 0001355381 Filed Document 0001625257-16-000147 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GS&A Canadian Equity Trust See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570113 Filed Document 0001570113-16-000009 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Harbert European Real Estate Fund IV (Scotland), L.P. See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers HMC Investments, Inc, CIK Number 0001639897 Filed Document 0001639897-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Illumina Innovation Fund I, L.P. See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001669427 Filed Document 0001669427-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund