Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Newbrook Long Fund LP See All Filings	D/A	2016-04-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638086 Filed Document 0001315863-16-001401 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
UrbanStems, Inc. See All Filings	D	2016-04-19 00:00:00 UTC
Amount To Be Raised $6,809,044 Associated Brokers / Dealers N/A CIK Number 0001633187 Filed Document 0001633187-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Riverside Co-Invest Partners, L.P. See All Filings	D	2016-04-19 00:00:00 UTC
Amount To Be Raised $22,552,000 Associated Brokers / Dealers N/A CIK Number 0001671845 Filed Document 0001671845-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
New American Brewing Company, LLC See All Filings	D	2016-04-19 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001669171 Filed Document 0001669171-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
Westrock Alpha Fund, L.P. See All Filings	D	2016-04-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001662120 Filed Document 0001662120-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Blockfolio, LLC See All Filings	D	2016-04-19 00:00:00 UTC
Amount To Be Raised $22,093 Associated Brokers / Dealers N/A CIK Number 0001618986 Filed Document 0001618986-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CJS Technology Select Fund LLC See All Filings	D/A	2016-04-19 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Newbridge Securities Corporation CIK Number 0001657963 Filed Document 0001657963-16-000004 Exclusions or Exemptions 506c Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
REGENT TECHNOLOGIES INC See All Filings	D	2016-04-19 00:00:00 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0000319200 Filed Document 0001076542-16-000271 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Crunch Fund III, L.P. See All Filings	D	2016-04-19 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001671924 Filed Document 0001671924-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
TapInfluence, Inc. See All Filings	D	2016-04-19 00:00:00 UTC
Amount To Be Raised $13,840,534 Associated Brokers / Dealers N/A CIK Number 0001544502 Filed Document 0001544502-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
PROSPECTOR OFFSHORE FUND (BERMUDA), LTD. See All Filings	D/A	2016-04-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001050766 Filed Document 0000919574-16-012508 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
PE Premier Abraaj Growth Markets Health Onshore Feeder LP See All Filings	D	2016-04-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney CIK Number 0001672521 Filed Document 0001140361-16-061515 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gun Transfer Inc See All Filings	D	2016-04-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672535 Filed Document 0001672535-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Equity
iMedicor See All Filings	D/A	2016-04-19 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001408057 Filed Document 0001354488-16-007034 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Veracity Worldwide LLC See All Filings	D	2016-04-19 00:00:00 UTC
Amount To Be Raised $1,500,120 Associated Brokers / Dealers N/A CIK Number 0001671747 Filed Document 0001671747-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MARXENT LABS, LLC See All Filings	D	2016-04-19 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001554227 Filed Document 0001554227-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
American Lane Quantitative Strategies LLC See All Filings	D/A	2016-04-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640539 Filed Document 0001315863-16-001402 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
NXT Ventures Fund 1, LLC See All Filings	D	2016-04-19 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001672243 Filed Document 0001672243-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
PROSPECTOR PARTNERS FUND, L.P. See All Filings	D/A	2016-04-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001269754 Filed Document 0000919574-16-012510 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
CONTENT PARTNERS FUND 3 LP See All Filings	D/A	2016-04-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS SECURITIES LLC CIK Number 0001606047 Filed Document 0001606047-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Brook Bay Secondaries Fund II LP See All Filings	D/A	2016-04-19 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers None, None, and None CIK Number 0001650067 Filed Document 0001650067-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JRD4256 ENTERPRISES LLC See All Filings	1-A	2016-04-18 13:43:21 UTC
Amount To Be Raised $0 Associated Brokers / Dealers N/A CIK Number 0001672020 Filed Document 0001010549-16-000577 Accepted Date 2016-04-18 13:43:21 UTC Type of Offering 1-A Industry SERVICES-MEMBERSHIP SPORTS & RECREATION CLUBS Offering Tier Tier2 Principal Place of Business TEXAS Revenue or Assets $0 State of Jurisdiction TEXAS Type of Security Other(describe)
ViZn Energy Systems, Inc See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised $22,888,851 Associated Brokers / Dealers N/A CIK Number 0001493704 Filed Document 0001493704-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Equity
Huntress Co-Investment, L.P. See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672675 Filed Document 0001672675-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
PV Growth Fund, L.P. See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001492400 Filed Document 0001095449-16-000228 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AG Diversified Credit Strategies Fund, Ltd. See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456170 Filed Document 0001456170-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PROVIDENT MORTGAGE TRUST INC See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001217315 Filed Document 0001217315-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AG Diversified Income Fund, Ltd. See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001558006 Filed Document 0001558006-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Till Mobile Corp See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001649839 Filed Document 0001649839-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
Rapid Focus Security, Inc. See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised $13,071,348 Associated Brokers / Dealers N/A CIK Number 0001582689 Filed Document 0001582689-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Hao Great China Focus US Feeder Fund See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671759 Filed Document 0001671759-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mellor Select Fund, LP See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567677 Filed Document 0001567677-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Handl Defense LLC See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001670671 Filed Document 0001670671-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Ophelix, Inc. See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672240 Filed Document 0001672240-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CVP High Income Private Credit PE Fund, LP See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001672457 Filed Document 0001672457-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GSO Credit Alpha Annex Fund LP See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001672200 Filed Document 0001672200-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Seismic Value Partners 1, LP See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660965 Filed Document 0001660965-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GS&A U.S. Equity Fund II See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570176 Filed Document 0001570099-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
GSO Credit Alpha Annex Feeder Fund LP See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001672199 Filed Document 0001672199-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ParStreet Fund, LP See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672342 Filed Document 0001672342-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Graham Alternative Investment ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001367596 Filed Document 0001625257-16-000150 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kerrisdale Alpha Offshore Fund, Ltd. See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KJM Securities, Inc. CIK Number 0001671142 Filed Document 0001315863-16-001395 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gresham Commodities ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001367594 Filed Document 0001625257-16-000148 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Makuria Credit Fund LP See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574423 Filed Document 0000902664-16-006752 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Service Provider Capital Midwest Fund I, LP See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001658539 Filed Document 0001658539-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GS&A International Fund See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570108 Filed Document 0001570099-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
CORE OAKLEY STATION LLC See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised $4,200,000 Associated Brokers / Dealers Core Financial LLC CIK Number 0001671877 Filed Document 0001671877-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
GS&A Focused Long/Short Trust See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570445 Filed Document 0001570113-16-000012 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Raging Capital Fund (QP), LP See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Charles B. Schaffran CIK Number 0001467569 Filed Document 0001467569-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ABS Global Long Short ASP Fund, a series of Alternative Strategies Platform, LLC See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001441400 Filed Document 0001625257-16-000143 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund