Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Genomind, Inc. See All Filings	D/A	2016-04-19 00:00:00 UTC
Amount To Be Raised $19,950,000 Associated Brokers / Dealers N/A CIK Number 0001604902 Filed Document 0001604902-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
GSV Ventures I LLC, Series I-15 See All Filings	D	2016-04-19 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Harbor Light Securities, LLC CIK Number 0001672592 Filed Document 0001672597-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Adgero Biopharmaceuticals Holdings, Inc. See All Filings	D	2016-04-19 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Aegis Capital Corp. CIK Number 0001657598 Filed Document 0000905718-16-001355 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Churchill Stateside GA TC 2016 Fund XL, LLC See All Filings	D	2016-04-19 00:00:00 UTC
Amount To Be Raised $13,350,000 Associated Brokers / Dealers Churchill Stateside Securities, LLC CIK Number 0001664008 Filed Document 0001664008-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PNA Innovations, Inc. See All Filings	D/A	2016-04-19 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001553900 Filed Document 0001209191-16-115191 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
BeBop Sensors, Inc. See All Filings	D/A	2016-04-19 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001634278 Filed Document 0001634278-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
TRANSACTIS, INC. See All Filings	D	2016-04-19 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001556233 Filed Document 0001615774-16-005037 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
OneNetworks, Inc. See All Filings	D	2016-04-19 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001671088 Filed Document 0001671088-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HOP - Corizon, LP See All Filings	D	2016-04-19 00:00:00 UTC
Amount To Be Raised $920,871 Associated Brokers / Dealers N/A CIK Number 0001671915 Filed Document 0001140361-16-061619 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
EagleDream Health Inc. See All Filings	D/A	2016-04-19 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Foreside Investment Services, LLC CIK Number 0001632023 Filed Document 0001632023-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PayGo Energy, Inc. See All Filings	D	2016-04-19 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001672574 Filed Document 0001672574-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Advantagene, Inc. See All Filings	D	2016-04-19 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers National Securities Corporation CIK Number 0001660549 Filed Document 0001660549-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SpeechVive Inc. See All Filings	D	2016-04-19 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001593767 Filed Document 0001593767-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Sandor Capital (QP), L.P. See All Filings	D	2016-04-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001206023 Filed Document 0001315863-16-001400 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Twist Bioscience Corp See All Filings	D	2016-04-19 00:00:00 UTC
Amount To Be Raised $2,650,000 Associated Brokers / Dealers N/A CIK Number 0001581280 Filed Document 0001581280-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ABR Chesapeake Investors V-b Limited Partnership See All Filings	D/A	2016-04-19 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001661929 Filed Document 0001661929-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
MGG SF Evergreen Fund (Cayman) LP See All Filings	D	2016-04-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001671360 Filed Document 0000902664-16-006762 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GSV Ventures I LLC, Series R-1 See All Filings	D/A	2016-04-19 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Harbor Light Securities, LLC CIK Number 0001663044 Filed Document 0001672597-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carlyle Private Equity Access Fund 2015, L.P. See All Filings	D/A	2016-04-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LPL FINANCIAL LLC CIK Number 0001661036 Filed Document 0001661036-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Axon Therapies Inc. See All Filings	D	2016-04-19 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001671158 Filed Document 0001671158-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PowerVision, Inc. See All Filings	D/A	2016-04-19 00:00:00 UTC
Amount To Be Raised $41,000,000 Associated Brokers / Dealers N/A CIK Number 0001313156 Filed Document 0001313156-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OurCrowd (Investment in Apploi) L.P. See All Filings	D	2016-04-19 00:00:00 UTC
Amount To Be Raised $84,700 Associated Brokers / Dealers N/A CIK Number 0001614387 Filed Document 0001465818-16-000102 Exclusions or Exemptions 506c Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $Not Applicable Type of Security Equity
Confluence Life Sciences, Inc. See All Filings	D	2016-04-19 00:00:00 UTC
Amount To Be Raised $5,437,278 Associated Brokers / Dealers N/A CIK Number 0001540502 Filed Document 0001540502-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
TOCQUEVILLE BULLION RESERVE LP See All Filings	D/A	2016-04-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598377 Filed Document 0001598377-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Copper Rock Emerging Markets Small Cap Equity Fund See All Filings	D/A	2016-04-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605796 Filed Document 0001605796-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ASP Blade Holdings, Inc. See All Filings	D	2016-04-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672606 Filed Document 0001672199-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Genesys Power Corp See All Filings	D	2016-04-19 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001671964 Filed Document 0001671964-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Debt
GROWLIFE, INC. See All Filings	D	2016-04-19 00:00:00 UTC
Amount To Be Raised $20,000 Associated Brokers / Dealers N/A CIK Number 0001161582 Filed Document 0001161697-16-000791 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Forward Health Group, Inc. See All Filings	D	2016-04-19 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001474300 Filed Document 0001362118-16-000038 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
GoZone WiFi LLC See All Filings	D	2016-04-19 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001668860 Filed Document 0001668860-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Other
REVEX LLC See All Filings	D	2016-04-19 00:00:00 UTC
Amount To Be Raised $2,700,000 Associated Brokers / Dealers N/A CIK Number 0001672442 Filed Document 0001144204-16-095111 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Westrock Alpha Offshore Fund, Ltd. See All Filings	D	2016-04-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672555 Filed Document 0001662120-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Ocelus Capital Partners, LP See All Filings	D	2016-04-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672648 Filed Document 0001672648-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Test Appropriate LLC See All Filings	D	2016-04-19 00:00:00 UTC
Amount To Be Raised $525,000 Associated Brokers / Dealers N/A CIK Number 0001666758 Filed Document 0001666758-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Other
Strata Terraces, LLC See All Filings	D	2016-04-19 00:00:00 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001672621 Filed Document 0001672621-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Eastman Egg Company, LLC See All Filings	D	2016-04-19 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Fundme Securities, LLC CIK Number 0001637519 Filed Document 0001637519-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Brown Advisory (Bermuda) Ltd. - Brown Advisory Hedged Emerging Markets Fund See All Filings	D/A	2016-04-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Thomas w. Keesee CIK Number 0001489547 Filed Document 0001489547-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Metcalf Village Partners, LLC See All Filings	D	2016-04-19 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001672553 Filed Document 0001672553-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Spartan Race Inc. See All Filings	D	2016-04-19 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001556461 Filed Document 0001556461-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Maxi Mobility, Inc. See All Filings	D	2016-04-19 00:00:00 UTC
Amount To Be Raised $128,673,632 Associated Brokers / Dealers N/A CIK Number 0001648080 Filed Document 0001648080-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business SPAIN Revenue or Assets Decline to Disclose Type of Security Equity
SPQR Energy, LP See All Filings	D	2016-04-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671934 Filed Document 0001671934-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Odysea Aquarium LLC See All Filings	D/A	2016-04-19 00:00:00 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001602547 Filed Document 0001602547-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business ARIZONA Revenue or Assets $Not Applicable Type of Security Equity
Redwood Ridge Partners, LP See All Filings	D	2016-04-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672576 Filed Document 0001672576-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Cevine Capital Management VI (No.1) Feeder Limited Partnership Inc See All Filings	D	2016-04-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672304 Filed Document 0001672304-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PROSPECTOR TURTLE FUND, L.P. See All Filings	D/A	2016-04-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001327996 Filed Document 0000919574-16-012516 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Bloomington LP See All Filings	D/A	2016-04-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640466 Filed Document 0001640466-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CopsForHire, Inc See All Filings	D/A	2016-04-19 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001583820 Filed Document 0001583820-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Invesco U.S. VA Parallel Fund IV - 1, L.P. See All Filings	D	2016-04-19 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001668623 Filed Document 0001668623-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DIAL Fund I, L.P. See All Filings	D	2016-04-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640627 Filed Document 0001640627-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Activant Ventures I, LP See All Filings	D/A	2016-04-19 00:00:00 UTC
Amount To Be Raised $74,604,000 Associated Brokers / Dealers N/A CIK Number 0001639389 Filed Document 0001639389-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity