Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
NovaSom, Inc See All Filings	D/A	2016-04-22 00:00:00 UTC
Amount To Be Raised $5,004,500 Associated Brokers / Dealers N/A CIK Number 0001487143 Filed Document 0001487143-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-22 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
Spotluck, Inc. See All Filings	D	2016-04-22 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001672152 Filed Document 0001672152-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
Pessego Long Short Fund, LP See All Filings	D	2016-04-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672859 Filed Document 0001672859-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
itemMaster, LLC See All Filings	D	2016-04-22 00:00:00 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001672595 Filed Document 0001672595-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
K Post Co See All Filings	D	2016-04-22 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001672650 Filed Document 0001672650-16-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2016-04-22 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business TEXAS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
SEAL Innovation, Inc. See All Filings	D	2016-04-22 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001500642 Filed Document 0001500642-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Nouveau Monde Mining Enterprises Inc. See All Filings	D	2016-04-22 00:00:00 UTC
Amount To Be Raised $38,155 Associated Brokers / Dealers N/A CIK Number 0001649752 Filed Document 0001062993-16-009173 Exclusions or Exemptions 506b Accepted Date 2016-04-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
SBJ Urgent Care Partners LP See All Filings	D	2016-04-22 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001672743 Filed Document 0001015325-16-000048 Exclusions or Exemptions 506b Accepted Date 2016-04-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Atrinsic, Inc. See All Filings	D/A	2016-04-22 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers Katalyst Securities LLC and WestPark Capital, Inc. CIK Number 0001022899 Filed Document 0001144204-16-095771 Exclusions or Exemptions 506b Accepted Date 2016-04-22 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Partners Group Private Equity (TEI), LLC See All Filings	D/A	2016-04-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Foreside Fund Services, LLC CIK Number 0001480506 Filed Document 0001447247-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SQUEEZE, LLC See All Filings	D	2016-04-22 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001672452 Filed Document 0001672452-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Genesis Capital Partners Onshore Fund LLC See All Filings	D/A	2016-04-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lamon & Stern, Inc. and Profor Advisors CIK Number 0001637701 Filed Document 0001637701-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Thirteen Partners, LP See All Filings	D/A	2016-04-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001216215 Filed Document 0000902664-16-006803 Exclusions or Exemptions 506b Accepted Date 2016-04-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Legion Strategies, Ltd. See All Filings	D/A	2016-04-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MORGAN STANLEY SMITH BARNEY, CITIGROUP GLOBAL MARKETS INC., Stuart Portfolio Consultants , LP, Hastings Capital Group LLC, UBS Financial Services, Inc., and Wells Fargo Advisors, LLC CIK Number 0001547953 Filed Document 0000899140-16-001377 Exclusions or Exemptions 506b Accepted Date 2016-04-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HOUSTON 16, LLC See All Filings	D	2016-04-22 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001672867 Filed Document 0001672867-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-22 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Comgest Growth PLC See All Filings	D/A	2016-04-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001508623 Filed Document 0001315863-16-001408 Exclusions or Exemptions 506b Accepted Date 2016-04-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
HAR Investors 2, LLC See All Filings	D/A	2016-04-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618974 Filed Document 0000902664-16-006808 Exclusions or Exemptions 506b Accepted Date 2016-04-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bamboo Asia Fund, LP See All Filings	D/A	2016-04-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650248 Filed Document 0001650248-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CNH CA II, Ltd See All Filings	D/A	2016-04-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001400277 Filed Document 0001400277-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Metacapital Rising Rates Fund, LP See All Filings	D/A	2016-04-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. and Morgan Stanley Smith Barney LLC CIK Number 0001576489 Filed Document 0000919574-16-012595 Exclusions or Exemptions 506b Accepted Date 2016-04-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WICAB, INC See All Filings	D	2016-04-22 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001334024 Filed Document 0001334024-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AJO Emerging Markets Small-Cap Offshore Fund, Ltd. See All Filings	D/A	2016-04-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565096 Filed Document 0001565096-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-04-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cirrent, Inc. See All Filings	D	2016-04-22 00:00:00 UTC
Amount To Be Raised $8,816,032 Associated Brokers / Dealers N/A CIK Number 0001671771 Filed Document 0001288649-16-000019 Exclusions or Exemptions 506b Accepted Date 2016-04-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PLAINTIFF ADVANCE LITIGATION FUND I LLC See All Filings	D	2016-04-22 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001673003 Filed Document 0001213900-16-012764 Exclusions or Exemptions 506b Accepted Date 2016-04-22 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
Next Frontier Biosciences, LLC See All Filings	D/A	2016-04-22 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001628804 Filed Document 0001628804-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-22 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Trainer Rx, Inc. See All Filings	D/A	2016-04-22 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001607366 Filed Document 0001607366-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-22 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TheRealReal, Inc. See All Filings	D	2016-04-22 00:00:00 UTC
Amount To Be Raised $39,999,969 Associated Brokers / Dealers N/A CIK Number 0001573221 Filed Document 0001573221-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WiseWear Corp See All Filings	D	2016-04-22 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Carleton McKenna Advisors, LLC CIK Number 0001672504 Filed Document 0001672504-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
JR Moore Associates, LP See All Filings	D/A	2016-04-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650021 Filed Document 0001650021-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ohio Equity Fund for Housing Limited Partnership XXVI See All Filings	D	2016-04-22 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001672708 Filed Document 0001672708-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-22 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Equity
Woven Orthopedic Technologies, LLC See All Filings	D/A	2016-04-22 00:00:00 UTC
Amount To Be Raised $8,600,000 Associated Brokers / Dealers Viscogliosi & Company, LLC CIK Number 0001594517 Filed Document 0001594517-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-22 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Timeo Danaos Fund, LP See All Filings	D	2016-04-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671531 Filed Document 0001671531-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
14 ARCHARCHARCH/CATTY MATTY, LLC See All Filings	D	2016-04-22 00:00:00 UTC
Amount To Be Raised $198,000 Associated Brokers / Dealers N/A CIK Number 0001672820 Filed Document 0001672820-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
PREPARIS INC See All Filings	D	2016-04-22 00:00:00 UTC
Amount To Be Raised $2,229,189 Associated Brokers / Dealers N/A CIK Number 0001390550 Filed Document 0001390550-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Nouveau Monde Mining Enterprises Inc. See All Filings	D	2016-04-22 00:00:00 UTC
Amount To Be Raised $36,145 Associated Brokers / Dealers N/A CIK Number 0001649752 Filed Document 0001062993-16-009172 Exclusions or Exemptions 506b Accepted Date 2016-04-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
410 Medical Innovation, LLC See All Filings	D	2016-04-22 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001630050 Filed Document 0001630050-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-04-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
ENERGY MLP INCOME FUND L P See All Filings	D/A	2016-04-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley CIK Number 0001274595 Filed Document 0001315863-16-001409 Exclusions or Exemptions 506b Accepted Date 2016-04-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Partners Group Private Equity, LLC See All Filings	D/A	2016-04-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Foreside Fund Services, LLC CIK Number 0001438089 Filed Document 0001447247-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rebel Industries, L.L.C. See All Filings	D/A	2016-04-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001511024 Filed Document 0000902664-16-006807 Exclusions or Exemptions 506b Accepted Date 2016-04-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ACG III Founders Circle, L.P. See All Filings	D	2016-04-22 00:00:00 UTC
Amount To Be Raised $6,800,000 Associated Brokers / Dealers N/A CIK Number 0001672628 Filed Document 0001672628-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Metacapital Mortgage Value Fund, Ltd. See All Filings	D/A	2016-04-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CdR Capaital S.A. CIK Number 0001549265 Filed Document 0000919574-16-012599 Exclusions or Exemptions 506b Accepted Date 2016-04-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
H-SOURCE HOLDINGS LTD. See All Filings	D	2016-04-22 00:00:00 UTC
Amount To Be Raised $777,115 Associated Brokers / Dealers N/A CIK Number 0001653031 Filed Document 0001183740-16-000342 Exclusions or Exemptions 506b Accepted Date 2016-04-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Wade & Wendy, Inc. See All Filings	D	2016-04-22 00:00:00 UTC
Amount To Be Raised $2,425,000 Associated Brokers / Dealers N/A CIK Number 0001656691 Filed Document 0001656691-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Gran Paradiso Capital Partners, LLC See All Filings	D/A	2016-04-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532719 Filed Document 0001532719-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VELOX SECURITIES, INC. See All Filings	D	2016-04-22 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers None CIK Number 0001672921 Filed Document 0001672916-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-22 00:00:00 UTC Type of Offering D Industry Investment Banking Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Titan Sports & Performance Center, LLC See All Filings	D	2016-04-22 00:00:00 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers N/A CIK Number 0001672858 Filed Document 0001672858-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
Rise Asset Management, LLC See All Filings	D	2016-04-22 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001671485 Filed Document 0001671485-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-04-22 00:00:00 UTC Type of Offering D Industry Electric Utilities Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Artistry Senior Housing Venture, LLC See All Filings	D	2016-04-22 00:00:00 UTC
Amount To Be Raised $3,060,000 Associated Brokers / Dealers N/A CIK Number 0001672035 Filed Document 0001672035-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-22 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
DEEP ROCK VENTURES, INC. See All Filings	D	2016-04-22 00:00:00 UTC
Amount To Be Raised $1,634,894 Associated Brokers / Dealers N/A CIK Number 0001672237 Filed Document 0001672237-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sarissa Capital Domestic Fund LP See All Filings	D/A	2016-04-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575277 Filed Document 0001575277-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity