Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Galton Mortgage Strategies Offshore Fund, Ltd. See All Filings	D/A	2016-04-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Partners, Inc. CIK Number 0001548872 Filed Document 0001548872-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COLUMBUS CAPITAL OFFSHORE QP FUND, LTD. See All Filings	D/A	2016-04-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BTIG, LLC CIK Number 0001547276 Filed Document 0001405086-16-000452 Exclusions or Exemptions 506b Accepted Date 2016-04-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HedgePremier/Tricadia Credit Strategies Income Fund, LP See All Filings	D/A	2016-04-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001628371 Filed Document 0001628371-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prime Finance CMBS B-Piece Fund I, L.P. See All Filings	D	2016-04-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672668 Filed Document 0001672668-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FR WES Co-Investment, L.P. See All Filings	D	2016-04-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672268 Filed Document 0001672268-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Compass Private Investments 2015 LLC See All Filings	D/A	2016-04-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639739 Filed Document 0001639739-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
REGENT STREET SELECT FUND, LP See All Filings	D	2016-04-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001667880 Filed Document 0001667880-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
OZ Energy Partners, L.P. See All Filings	D	2016-04-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672588 Filed Document 0001672588-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FUNDPAAS INC See All Filings	D	2016-04-25 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers None CIK Number 0001658333 Filed Document 0001658333-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-04-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
HedgePremier/York Credit Opportunities Fund LP See All Filings	D/A	2016-04-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001521846 Filed Document 0001521846-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ENT BIOTECH SOLUTIONS, INC. See All Filings	D/A	2016-04-25 00:00:00 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers none CIK Number 0001613649 Filed Document 0001613649-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-25 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
HedgePremier/OZ DP II Fund II LP See All Filings	D/A	2016-04-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001593095 Filed Document 0001593095-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Craft Catalyst Accelerator, LLC See All Filings	D	2016-04-25 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001672932 Filed Document 0001672932-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Helium Systems, Inc. See All Filings	D	2016-04-25 00:00:00 UTC
Amount To Be Raised $19,999,988 Associated Brokers / Dealers N/A CIK Number 0001619966 Filed Document 0001619966-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DOC LLC See All Filings	D	2016-04-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673295 Filed Document 0001673205-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-25 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
Chautauqua International Growth Equity QP Fund LP See All Filings	D/A	2016-04-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554685 Filed Document 0001554685-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bluehouse Property Fund IV (Feeder) L.P. See All Filings	D/A	2016-04-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not applicable and Not applicable CIK Number 0001640533 Filed Document 0001640526-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
JET HEALTH, INC. See All Filings	D	2016-04-25 00:00:00 UTC
Amount To Be Raised $16,651,765 Associated Brokers / Dealers N/A CIK Number 0001672884 Filed Document 0001140361-16-061988 Exclusions or Exemptions 506b Accepted Date 2016-04-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
D.A.DAVIDSON COMPANIES See All Filings	D	2016-04-25 00:00:00 UTC
Amount To Be Raised $5,211,197 Associated Brokers / Dealers N/A CIK Number 0001212566 Filed Document 0001209191-16-115579 Exclusions or Exemptions 506b Accepted Date 2016-04-25 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Equity
14 SOARING EMPIRE/D' COUNTRY, LLC See All Filings	D	2016-04-25 00:00:00 UTC
Amount To Be Raised $293,000 Associated Brokers / Dealers N/A CIK Number 0001672930 Filed Document 0001672930-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
Ryft Systems, Inc. See All Filings	D	2016-04-25 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001598420 Filed Document 0001598420-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Denver Classic Homes Series C LLC See All Filings	D	2016-04-25 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001671676 Filed Document 0001671676-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-25 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
POLAR CAPITAL, L. P. See All Filings	D/A	2016-04-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001091886 Filed Document 0001091886-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Phoebe James, Inc. See All Filings	D	2016-04-25 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001669860 Filed Document 0001669860-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DriveSociety, Inc. See All Filings	D	2016-04-25 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001670580 Filed Document 0001670580-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-25 00:00:00 UTC Type of Offering D Industry Other Travel Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Retrofit Inc. See All Filings	D	2016-04-25 00:00:00 UTC
Amount To Be Raised $5,250,000 Associated Brokers / Dealers N/A CIK Number 0001524859 Filed Document 0001524859-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Hudson Capital Biloxi, LLC See All Filings	D	2016-04-25 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001672799 Filed Document 0001672799-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-25 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
RealtyShares 195, LLC See All Filings	D	2016-04-25 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001671333 Filed Document 0001671333-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-25 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Domeyard Research, Ltd. See All Filings	D/A	2016-04-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671737 Filed Document 0001671737-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HedgePremier/OZ DP II Fund LP See All Filings	D/A	2016-04-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001486974 Filed Document 0001486974-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ares Corporate Opportunities Fund V, L.P. See All Filings	D/A	2016-04-25 00:00:00 UTC
Amount To Be Raised $7,600,000,000 Associated Brokers / Dealers Ares Investor Services LLC, Korea Investment & Securities Co., Ltd, and Eugene Investment & Securities Co., Ltd CIK Number 0001639521 Filed Document 0001012975-16-001180 Exclusions or Exemptions 506b Accepted Date 2016-04-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
S&R Real Estate Fund V, LP See All Filings	D	2016-04-25 00:00:00 UTC
Amount To Be Raised $5,050,000 Associated Brokers / Dealers N/A CIK Number 0001669649 Filed Document 0001669649-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FundersClub G4R LLC See All Filings	D	2016-04-25 00:00:00 UTC
Amount To Be Raised $545,000 Associated Brokers / Dealers N/A CIK Number 0001672241 Filed Document 0001672241-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CROWN SECONDARIES SPECIAL OPPORTUNITIES PLC See All Filings	D	2016-04-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672894 Filed Document 0001672894-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CASA Partners VII, LP See All Filings	D	2016-04-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670801 Filed Document 0001670801-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Charlie Brown O.B. 2016, Ltd Liability Co See All Filings	D	2016-04-25 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001672631 Filed Document 0001672631-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
Feeders Supply Holdings, LLC See All Filings	D	2016-04-25 00:00:00 UTC
Amount To Be Raised $38,301,240 Associated Brokers / Dealers N/A CIK Number 0001672729 Filed Document 0001672729-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
Trivest Growth Investment Fund, L.P. See All Filings	D	2016-04-25 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Shannon Advisors LLC CIK Number 0001672923 Filed Document 0001672923-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
GMI-LONG ISLAND 154, LP See All Filings	D/A	2016-04-25 00:00:00 UTC
Amount To Be Raised $11,909,938 Associated Brokers / Dealers Joseph Ondris, Maria Escobar, Azam Jaber, Ted Burkhart, Bobby Kyle Cowand, Brian Smith, Russ Huffington, Michael Ihrie, Stephen J Pizzuti, and Torry Scott CIK Number 0001669858 Filed Document 0001669858-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-25 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
COLUMBUS CAPITAL QP PARTNERS, L.P. See All Filings	D/A	2016-04-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BTIG, LLC CIK Number 0001547357 Filed Document 0001405086-16-000453 Exclusions or Exemptions 506b Accepted Date 2016-04-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mesirow Opportunity Fund, Ltd. See All Filings	D/A	2016-04-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600715 Filed Document 0001600715-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PureWine Inc. See All Filings	D/A	2016-04-24 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001637604 Filed Document 0001637604-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-04-24 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Debt
Omega Wireless, LLC See All Filings	D/A	2016-04-23 00:00:00 UTC
Amount To Be Raised $91,775,000 Associated Brokers / Dealers N/A CIK Number 0001667817 Filed Document 0001667817-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-23 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Royal Bancshares, Inc. See All Filings	1-A	2016-04-22 21:55:18 UTC
Amount To Be Raised $28,888,200 Associated Brokers / Dealers N/A CIK Number 0001668802 Filed Document 0001193125-16-552483 Accepted Date 2016-04-22 21:55:18 UTC Type of Offering 1-A Industry STATE COMMERCIAL BANKS Offering Tier Tier2 Principal Place of Business MISSOURI Revenue or Assets -$1 State of Jurisdiction MISSOURI Type of Security Equity (common or preferred stock)
Enviro-serve, Inc. See All Filings	1-A POS	2016-04-22 17:29:27 UTC
Amount To Be Raised $243,493 Associated Brokers / Dealers N/A CIK Number 0001062720 Filed Document 0000939798-16-000123 Accepted Date 2016-04-22 17:29:27 UTC Type of Offering 1-A POS Industry SERVICES-TO DWELLINGS & OTHER BUILDINGS Offering Tier Tier1 Principal Place of Business UTAH Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Media Assets Group, Inc. See All Filings	1-A/A	2016-04-22 14:42:19 UTC
Amount To Be Raised $19,267,500 Associated Brokers / Dealers N/A CIK Number 0001650352 Filed Document 0001650352-16-000017 Accepted Date 2016-04-22 14:42:19 UTC Type of Offering 1-A/A Industry SERVICES-MOTION PICTURE & VIDEO TAPE DISTRIBUTION Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $0 State of Jurisdiction WYOMING Type of Security Equity (common or preferred stock)
Trocafone, Inc. See All Filings	D	2016-04-22 00:00:00 UTC
Amount To Be Raised $10,192,835 Associated Brokers / Dealers N/A CIK Number 0001672642 Filed Document 0001672642-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARGENTINA Revenue or Assets Decline to Disclose Type of Security Equity
Kunia Village Housing Partners I L.P. See All Filings	D	2016-04-22 00:00:00 UTC
Amount To Be Raised $15,515,156 Associated Brokers / Dealers N/A CIK Number 0001673120 Filed Document 0001673120-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-22 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business HAWAII Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Other
Invictus Trading, LLC See All Filings	D	2016-04-22 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001661810 Filed Document 0001661810-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-ZUG-19-Fund, a series of AX-AnAd-Funds, LLC See All Filings	D	2016-04-22 00:00:00 UTC
Amount To Be Raised $137,000 Associated Brokers / Dealers N/A CIK Number 0001672917 Filed Document 0001672917-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund