Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
GO PEGASO INVESTMENT, LP See All Filings	D	2016-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669159 Filed Document 0001669159-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-10 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Maris Ltd. See All Filings	D/A	2016-03-10 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001610362 Filed Document 0001610362-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-03-10 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Efficiency Network, Inc. See All Filings	D	2016-03-10 00:00:00 UTC
Amount To Be Raised $1,499,997 Associated Brokers / Dealers N/A CIK Number 0001545046 Filed Document 0001545046-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-10 00:00:00 UTC Type of Offering D Industry Energy Conservation Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
FEG ABSOLUTE ACCESS FUND LLC See All Filings	D/A	2016-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001432122 Filed Document 0000926877-16-000436 Exclusions or Exemptions 506b Accepted Date 2016-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BIGHORN CAPITAL PARTNERS II, LP See All Filings	D/A	2016-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545009 Filed Document 0000919574-16-011731 Exclusions or Exemptions 506b Accepted Date 2016-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
CYPRESS DOMESTIC EQUITY ALPHA, LP See All Filings	D/A	2016-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001465494 Filed Document 0001465496-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Equity
Alto Opportunity Fund, SPC See All Filings	D	2016-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668899 Filed Document 0000902664-16-006268 Exclusions or Exemptions 506b Accepted Date 2016-03-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NCH LatAm Fund LLC See All Filings	D/A	2016-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601674 Filed Document 0001601674-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-03-10 00:00:00 UTC
Amount To Be Raised $112,816,586 Associated Brokers / Dealers Patrick Sullivan, Andrew McGinnis, Dave Buckalew, and Jason Burlie CIK Number 0001135856 Filed Document 0001135856-16-000447 Exclusions or Exemptions 506b Accepted Date 2016-03-10 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NS Capital Partners, L.P. See All Filings	D/A	2016-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Capital Growth Securities LLC, LCS Securities, LLC, and Pickwick Capital Partners, LLC CIK Number 0001376269 Filed Document 0000902664-16-006263 Exclusions or Exemptions 506b Accepted Date 2016-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAZ AI Fund, L.P. See All Filings	D/A	2016-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648332 Filed Document 0001315863-16-001283 Exclusions or Exemptions 506b Accepted Date 2016-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CYPRESS INVESTMENT FUNDS II, L.P. See All Filings	D/A	2016-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573179 Filed Document 0001465496-16-000014 Exclusions or Exemptions 506b Accepted Date 2016-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
CAZ Partners Fund, L.P. See All Filings	D	2016-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001462173 Filed Document 0001315863-16-001288 Exclusions or Exemptions 506b Accepted Date 2016-03-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
S2G Biochemicals Inc. See All Filings	D	2016-03-10 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001669186 Filed Document 0001669186-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Proxim Diagnostics Corp See All Filings	D	2016-03-10 00:00:00 UTC
Amount To Be Raised $3,000,172 Associated Brokers / Dealers N/A CIK Number 0001505513 Filed Document 0001505513-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-10 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
San Tan Fund I, LLC See All Filings	D	2016-03-10 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001668812 Filed Document 0001668812-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-03-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RIVERVIEW STRATEGIC OPPORTUNITIES FUND II LP See All Filings	D/A	2016-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MORGAN STANLEY SMITH BARNEY LLC CIK Number 0001660959 Filed Document 0001669134-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Charlotte Student Housing DST See All Filings	D/A	2016-03-10 00:00:00 UTC
Amount To Be Raised $29,345,975 Associated Brokers / Dealers Commonwealth Financial Network, Steven J. Yazbeck, Robert Binkele, Michael Steinthal, Scott Sheehan, Mark Dormire, Benjamin Tutschulte, Hamilton Pollard II, Concorde Investment Services LLC, Gordon Hamilton, Blayne A. Andersen, Joral Schmalle, Kenneth C. Carrico, Douglas McCown, Robert R. Tweed, Barbara Klenovich, Barry R. Ozer, Lincoln Financial Advisors Corporation, Randy Barmache, Thomas F. Quinn, 1st Global Capital Corp., Richard P. Thompson, Jason D. Stone, Christina Nielson, James Ciocia, Cambridge Investment Research Inc., Peter Fisher, James Gambaccini, Daniel Dunn, William Upson, and Leon H. Levinson CIK Number 0001657795 Filed Document 0000950138-16-000992 Exclusions or Exemptions 506b Accepted Date 2016-03-10 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
CYPRESS REAL ESTATE PARTNERS III, LP See All Filings	D/A	2016-03-10 00:00:00 UTC
Amount To Be Raised $2,975,000 Associated Brokers / Dealers N/A CIK Number 0001465548 Filed Document 0001465496-16-000025 Exclusions or Exemptions 506b Accepted Date 2016-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
CYPRESS REAL ESTATE FUNDS, LP See All Filings	D/A	2016-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001465495 Filed Document 0001465496-16-000018 Exclusions or Exemptions 506b Accepted Date 2016-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
CYPRESS REAL ESTATE INCOME FUND 2012, L.P. See All Filings	D/A	2016-03-10 00:00:00 UTC
Amount To Be Raised $8,700,000 Associated Brokers / Dealers N/A CIK Number 0001573176 Filed Document 0001465496-16-000020 Exclusions or Exemptions 506b Accepted Date 2016-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
RICHARDSON FUND A LLC See All Filings	D/A	2016-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001388894 Filed Document 0001507943-16-000185 Exclusions or Exemptions 506b Accepted Date 2016-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Superfly Events LLC See All Filings	D	2016-03-10 00:00:00 UTC
Amount To Be Raised $25,750,000 Associated Brokers / Dealers N/A CIK Number 0001663682 Filed Document 0001144204-16-087181 Exclusions or Exemptions 506b Accepted Date 2016-03-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Whitehorse Liquidity Partners (C) I LP See All Filings	D	2016-03-10 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001668610 Filed Document 0001665992-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Choi Falcon Asia Fund See All Filings	D	2016-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669051 Filed Document 0001669051-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CHARTWELL FAMILY FUND LP See All Filings	D/A	2016-03-10 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001076794 Filed Document 0000935836-16-000789 Exclusions or Exemptions 506b Accepted Date 2016-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PMB San Francisco MOB LLC See All Filings	D	2016-03-10 00:00:00 UTC
Amount To Be Raised $24,500,000 Associated Brokers / Dealers N/A CIK Number 0001669002 Filed Document 0001669002-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-10 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Phoenix Partners, L.P. See All Filings	D/A	2016-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459012 Filed Document 0000902664-16-006255 Exclusions or Exemptions 506b Accepted Date 2016-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Window NC Holdings, LLC See All Filings	D	2016-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668708 Filed Document 0001668708-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PERMAL FIXED INCOME HOLDINGS NV See All Filings	D/A	2016-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Maybridge Partners Inc and C. P. Eaton and Associates CIK Number 0001436825 Filed Document 0001436825-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NETHERLANDS ANTILLES Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Philadelphia Multifamily Fund II LLC See All Filings	D	2016-03-10 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001667991 Filed Document 0001667991-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-03-10 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
OurCrowd (Investment in Noobaa) LP See All Filings	D	2016-03-10 00:00:00 UTC
Amount To Be Raised $922,504 Associated Brokers / Dealers N/A CIK Number 0001669094 Filed Document 0001465818-16-000082 Exclusions or Exemptions 506c Accepted Date 2016-03-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $Not Applicable Type of Security Equity
Transitional Funding Partners, L.P. See All Filings	D/A	2016-03-10 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001602858 Filed Document 0001602858-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PERMAL HEDGE FUND OPPORTUNITES LTD See All Filings	D/A	2016-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Maybridge Partners Inc and C. P. Eaton and Associates CIK Number 0001455022 Filed Document 0001455022-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
NORTHSIGHT CAPITAL, INC. See All Filings	D	2016-03-10 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001439397 Filed Document 0001255733-16-000013 Exclusions or Exemptions 506b Accepted Date 2016-03-10 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Vista Equity Partners Fund VI, L.P. See All Filings	D	2016-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers DEUTSCHE BANK SECURITIES INC. CIK Number 0001665262 Filed Document 0001665262-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Permal Investment Holdings Institutional Ltd See All Filings	D/A	2016-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Legg Mason Investor Services, LLC CIK Number 0001458288 Filed Document 0001458288-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
ips All Natural, LLC See All Filings	D	2016-03-10 00:00:00 UTC
Amount To Be Raised $460,000 Associated Brokers / Dealers N/A CIK Number 0001669118 Filed Document 0001669118-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
EdgeTheory, LLC See All Filings	D	2016-03-10 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001578415 Filed Document 0001578415-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSISSIPPI Revenue or Assets Decline to Disclose Type of Security Equity
PWC Real Estate Value Fund I LLC See All Filings	D	2016-03-10 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001668928 Filed Document 0001668928-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-10 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEBRASKA Revenue or Assets $No Revenues Type of Security Equity
LAZARD EMERGING MARKETS INSTITUTIONAL TRUST See All Filings	D/A	2016-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001388989 Filed Document 0001388989-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Geosphere Fund, Ltd. See All Filings	D/A	2016-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001415395 Filed Document 0000919574-16-011735 Exclusions or Exemptions 506b Accepted Date 2016-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 32 See All Filings	D	2016-03-10 00:00:00 UTC
Amount To Be Raised $90,000 Associated Brokers / Dealers Shiriam Bhashyam, Phil Haslett, and Nathaniel Disston CIK Number 0001668920 Filed Document 0001668920-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Federated International Funds plc See All Filings	D/A	2016-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sungard Institutional Brokerage Inc. CIK Number 0001462922 Filed Document 0001462922-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Island Drive Partners, L.P. See All Filings	D/A	2016-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Capital Growth Securities LLC, LCS Securities, LLC, and Pickwick Capital Partners, LLC CIK Number 0001189739 Filed Document 0000902664-16-006262 Exclusions or Exemptions 506b Accepted Date 2016-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KFG-AB Energy, LLC See All Filings	D	2016-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001667855 Filed Document 0001209191-16-107624 Exclusions or Exemptions 506b Accepted Date 2016-03-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Natcore Technology Inc. See All Filings	D/A	2016-03-10 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001464623 Filed Document 0001464623-16-000031 Exclusions or Exemptions 506b Accepted Date 2016-03-10 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lighthouse Managed Futures Fund, L.L.C. - Lighthouse Composite Series See All Filings	D/A	2016-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Atlantic Trust Company, SunTrust Banks, Inc., Deutsche Bank Securities, Inc., Deutsche Bank Trust Company Americas, and Stifel, Nicolaus & Company, Incorporated CIK Number 0001401970 Filed Document 0001401970-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
AUTOMOTIVE CREDIT CORP See All Filings	D	2016-03-10 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0000907480 Filed Document 0000907480-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-10 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MICHIGAN Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Harvest Capital Enhanced, L.P. See All Filings	D/A	2016-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459931 Filed Document 0000902664-16-006267 Exclusions or Exemptions 506b Accepted Date 2016-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund