Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Ecovative Design LLC See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001521458 Filed Document 0001521458-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Invenergy Prairie Breeze Holdings LLC See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised $60,285,000 Associated Brokers / Dealers N/A CIK Number 0001588996 Filed Document 0001393725-13-000087 Exclusions or Exemptions 506c Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Debt
CymaBay Therapeutics, Inc. See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers National Securities Corporation CIK Number 0001042074 Filed Document 0001042074-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Yiliame Corp See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001563635 Filed Document 0001563635-13-000005 Exclusions or Exemptions 506c Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
World Business Lenders, LLC See All Filings	D	2013-10-11 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers JMP Securities LLC CIK Number 0001537021 Filed Document 0001537021-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Mill Creek Life Sciences, LLC See All Filings	D	2013-10-10 00:00:00 UTC
Amount To Be Raised $4,275,000 Associated Brokers / Dealers N/A CIK Number 0001529932 Filed Document 0001529932-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-10 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Blue Bridge Investors, LP See All Filings	D	2013-10-10 00:00:00 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001588975 Filed Document 0001588975-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CommunityLeader, Inc. See All Filings	D	2013-10-10 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Midtown Partners & Co., LLC dba c Trade CIK Number 0001588672 Filed Document 0001588672-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-10-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CEC-OKD 1.0 LLC See All Filings	D	2013-10-10 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001588942 Filed Document 0001588942-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-10 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Mineral Property
Oso Simple Technologies, Inc. See All Filings	D	2013-10-10 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers N/A CIK Number 0001589298 Filed Document 0001589298-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Appian Natural Resources (UST) Fund LP See All Filings	D	2013-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mercury Capital Advisors LLC CIK Number 0001588529 Filed Document 0001588529-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-10-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RESPONSE BIOMEDICAL CORP See All Filings	D	2013-10-10 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0000806888 Filed Document 0001437749-13-013018 Exclusions or Exemptions 506c Accepted Date 2013-10-10 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
MV Startup Fund IV Series 2 See All Filings	D/A	2013-10-10 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers William Clark, Jaclyn Strife, and Garrett Paul CIK Number 0001586370 Filed Document 0001586370-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Levante Renewable Fuels LLC See All Filings	D/A	2013-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567142 Filed Document 0001567142-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $No Aggregate Net Asset Value Type of Security Other
Zumigo, Inc. See All Filings	D	2013-10-10 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001507887 Filed Document 0001507887-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-10-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
B4C Technologies, Inc. See All Filings	D	2013-10-10 00:00:00 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001588811 Filed Document 0001553350-13-000766 Exclusions or Exemptions 506c Accepted Date 2013-10-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Reuven Capital Investments LP See All Filings	D/A	2013-10-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Reuven CIK Number 0001411406 Filed Document 0001411406-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-10-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Splash Technologies, Inc. See All Filings	D/A	2013-10-10 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001587687 Filed Document 0001587687-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-10-10 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
PharmAkea, Inc. See All Filings	D	2013-10-09 00:00:00 UTC
Amount To Be Raised $12,939,999 Associated Brokers / Dealers N/A CIK Number 0001560523 Filed Document 0001560523-13-000004 Exclusions or Exemptions 506c Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pacific Rim Entertainment Group, Inc. See All Filings	D	2013-10-09 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001588835 Filed Document 0001588835-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Shyp Inc See All Filings	D/A	2013-10-09 00:00:00 UTC
Amount To Be Raised $2,116,650 Associated Brokers / Dealers N/A CIK Number 0001588363 Filed Document 0001588363-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HealthPark, L.L.C. See All Filings	D	2013-10-09 00:00:00 UTC
Amount To Be Raised $2,900,000 Associated Brokers / Dealers N/A CIK Number 0001588853 Filed Document 0001588853-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business NEBRASKA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
RCN CAPITAL, LLC See All Filings	D/A	2013-10-09 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001587290 Filed Document 0001587290-13-000004 Exclusions or Exemptions 506c Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business CONNECTICUT Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Liberty UTD Inc. See All Filings	D	2013-10-09 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001578988 Filed Document 0001578988-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Emerald City Beer Company, LLC See All Filings	D	2013-10-09 00:00:00 UTC
Amount To Be Raised $375,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001490579 Filed Document 0001490579-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
LM Value Investors II, LLC See All Filings	D	2013-10-09 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001588786 Filed Document 0001588786-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Duncan Park Holdings Corp See All Filings	D/A	2013-10-09 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001527587 Filed Document 0001527587-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
Stranded Solutions LLC See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001588578 Filed Document 0001588578-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Hillview Special Opportunities Fund, LP See All Filings	D/A	2013-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001175850 Filed Document 0001175850-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
HILLVIEW GLOBAL ALPHA FUND OFFSHORE LTD See All Filings	D/A	2013-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001348299 Filed Document 0001348299-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Hillview Special Opportunities Fund, LP See All Filings	D/A	2013-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hillview Capital Advisors, LLC CIK Number 0001175850 Filed Document 0001175850-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
OH Lakewood Investor, LLC See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $10,072,243 Associated Brokers / Dealers N/A CIK Number 0001572936 Filed Document 0001572936-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
HILLVIEW GLOBAL ALPHA FUND LP See All Filings	D/A	2013-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001348297 Filed Document 0001348299-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Residential World Business Trust See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fidel Jenkins CIK Number 0001500287 Filed Document 0001500287-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
VP Energy, LLC See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588750 Filed Document 0001588750-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Blue Fish IV, LLC See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001588118 Filed Document 0001588118-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Forever, Inc. See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers N/A CIK Number 0001560438 Filed Document 0001560438-13-000005 Exclusions or Exemptions 506c Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Strategic Preservation Fund I LP See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588351 Filed Document 0000935836-13-000494 Exclusions or Exemptions 506c Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nextly, Inc. See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised $1,199,997 Associated Brokers / Dealers N/A CIK Number 0001495214 Filed Document 0001495214-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
T2 ASSET OPPORTUNITY FUND III, LP See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588824 Filed Document 0000913849-13-000277 Exclusions or Exemptions 506c Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Highlands Place on 38th, LLC See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001588454 Filed Document 0001588454-13-000001 Exclusions or Exemptions 505 and 506c Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
CREI Manager, LLC See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001588622 Filed Document 0001588622-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ADDISON LANDING APARTMENTS, LLC See All Filings	D/A	2013-10-07 00:00:00 UTC
Amount To Be Raised $6,558,000 Associated Brokers / Dealers N/A CIK Number 0001583514 Filed Document 0001583514-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
U S PRECIOUS METALS INC See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers Meyers Associate LP CIK Number 0001286181 Filed Document 0001020229-13-000031 Exclusions or Exemptions 506c Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Debt
NETCO SILVER INC. See All Filings	D	2013-10-07 00:00:00 UTC
Amount To Be Raised $62,966 Associated Brokers / Dealers N/A CIK Number 0001115672 Filed Document 0001085037-13-000147 Exclusions or Exemptions 506c Accepted Date 2013-10-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Silver Creek Credit Opportunities IV Fund A, L.P. See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587818 Filed Document 0001587818-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bitcoin Investment Trust See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588489 Filed Document 0001588489-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Capital Hedge Fund Ltd See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001354160 Filed Document 0001354160-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Appian Natural Resources Fund LP See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Appian Natural Resources Fund LP CIK Number 0001586780 Filed Document 0001586780-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Clear Energy Systems, Inc. See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001480983 Filed Document 0001480983-13-000005 Exclusions or Exemptions 506c Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity