Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Pin Oak Real Estate Development Fund I, L.P. See All Filings	D/A	2016-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623440 Filed Document 0001535178-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VANNA PARTNERS FUND, LP See All Filings	D/A	2016-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549319 Filed Document 0000919574-16-012686 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CIVC PARTNERS FUND V, L.P. See All Filings	D/A	2016-05-02 00:00:00 UTC
Amount To Be Raised $375,000,000 Associated Brokers / Dealers ATLANTIC-PACIFIC CAPITAL, INC. CIK Number 0001640812 Filed Document 0001640812-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
KL SPECIAL OPPORTUNITIES FUND LTD See All Filings	D/A	2016-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Donough P. McDonough, Charles F. Gulden, Christopher Lineberger, Joseph Pellicane, and OPPENHEIMER & CO. INC. CIK Number 0001555766 Filed Document 0000919574-16-012706 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Digi Outdoor Media Inc. See All Filings	D	2016-05-02 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001628444 Filed Document 0001161697-16-000815 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Potash Ridge Corp See All Filings	D	2016-05-02 00:00:00 UTC
Amount To Be Raised $283,963 Associated Brokers / Dealers SKANDERBEG CAPITAL ADVISORS CIK Number 0001562333 Filed Document 0001562333-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Gemini Therapeutics, Inc. See All Filings	D	2016-05-02 00:00:00 UTC
Amount To Be Raised $2,000,001 Associated Brokers / Dealers N/A CIK Number 0001672981 Filed Document 0001672981-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
GRT TOPAZ PARTNERS (QP), L.P. See All Filings	D/A	2016-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001426515 Filed Document 0000919574-16-012698 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Dionisian 504, LLC See All Filings	D	2016-05-02 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001673443 Filed Document 0001673443-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Turnpoint Medical Devices, Inc. See All Filings	D/A	2016-05-02 00:00:00 UTC
Amount To Be Raised $10,500,000 Associated Brokers / Dealers Network 1 Financial Securities, Inc. CIK Number 0001616322 Filed Document 0001615774-16-005232 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
Core Nutrition, LLC See All Filings	D/A	2016-05-02 00:00:00 UTC
Amount To Be Raised $19,500,000 Associated Brokers / Dealers N/A CIK Number 0001599602 Filed Document 0001599602-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Reflection Sciences, Inc. See All Filings	D	2016-05-02 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001671468 Filed Document 0001209191-16-116899 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
RAPID RATINGS INTERNATIONAL INC See All Filings	D	2016-05-02 00:00:00 UTC
Amount To Be Raised $21,013,815 Associated Brokers / Dealers N/A CIK Number 0001443183 Filed Document 0000950138-16-001081 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Dyal III Offshore Investors LP See All Filings	D	2016-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673665 Filed Document 0001673665-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PayQwick, LLC See All Filings	D	2016-05-02 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers NONE CIK Number 0001673064 Filed Document 0001673064-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
LS Real Estate Recovery V Trust See All Filings	D	2016-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001673207 Filed Document 0001673207-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
REVOLUTION FOODS, INC. See All Filings	D	2016-05-02 00:00:00 UTC
Amount To Be Raised $1,699,998 Associated Brokers / Dealers N/A CIK Number 0001361924 Filed Document 0001361924-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ViewPoint Therapeutics, Inc. See All Filings	D	2016-05-02 00:00:00 UTC
Amount To Be Raised $3,981,337 Associated Brokers / Dealers N/A CIK Number 0001673242 Filed Document 0001673242-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OHA Diversified Credit Strategies Fund (Euro Feeder), Ltd. See All Filings	D/A	2016-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570589 Filed Document 0000950142-16-003630 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Inovus Solar, Inc. See All Filings	D	2016-05-02 00:00:00 UTC
Amount To Be Raised $1,150,000 Associated Brokers / Dealers N/A CIK Number 0001436762 Filed Document 0001436762-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D Industry Energy Conservation Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
SmartStory Technologies, Inc. See All Filings	D	2016-05-02 00:00:00 UTC
Amount To Be Raised $4,853,268 Associated Brokers / Dealers N/A CIK Number 0001591383 Filed Document 0001591383-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
JHL Capital Group Fund LLC See All Filings	D/A	2016-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001490751 Filed Document 0001490751-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GRT TOPAZ PARTNERS, L.P. See All Filings	D/A	2016-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001161897 Filed Document 0000919574-16-012700 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
TA INVESTORS IV, L.P. See All Filings	D/A	2016-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578035 Filed Document 0001578035-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Glade Brook Private Investors VIII LLC See All Filings	D	2016-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671651 Filed Document 0001140361-16-062765 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ionic Volatility Arbitrage Fund II Ltd. See All Filings	D/A	2016-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606565 Filed Document 0001606565-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
QUEST JAPAN, L.P. See All Filings	D/A	2016-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001397578 Filed Document 0000905718-16-001371 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Secure Cloud Systems, Inc. See All Filings	D	2016-05-02 00:00:00 UTC
Amount To Be Raised $2,475,000 Associated Brokers / Dealers N/A CIK Number 0001673436 Filed Document 0001673436-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Digi Outdoor Media Inc. See All Filings	D/A	2016-05-02 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001628444 Filed Document 0001161697-16-000807 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Beers Enterprises, LLC See All Filings	D	2016-05-02 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001343610 Filed Document 0001343610-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Avatar Capital Finance LLC See All Filings	D	2016-05-02 00:00:00 UTC
Amount To Be Raised $1,715,000 Associated Brokers / Dealers N/A CIK Number 0001342986 Filed Document 0001342986-16-000025 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
GRT CONCENTRIC PARTNERS, L.P. See All Filings	D/A	2016-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001349500 Filed Document 0000919574-16-012692 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Boardman Bay Onshore, LP See All Filings	D/A	2016-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Alternative Asset Investment Management Securities, LLC, York Stockbrokers, Inc., Charles Jordan & Co., LLC, and Seedchange Execution Services Inc. CIK Number 0001553130 Filed Document 0001013594-16-001019 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Dynamis Software Corp See All Filings	D	2016-05-01 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001569093 Filed Document 0000892712-16-001622 Exclusions or Exemptions 506b Accepted Date 2016-05-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
EDN, Inc. See All Filings	D	2016-05-01 00:00:00 UTC
Amount To Be Raised $20,000 Associated Brokers / Dealers N/A CIK Number 0001671675 Filed Document 0001671675-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Gila Therapeutics, Inc. See All Filings	D	2016-05-01 00:00:00 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers N/A CIK Number 0001673503 Filed Document 0001209191-16-116749 Exclusions or Exemptions 506b Accepted Date 2016-05-01 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
VELTEX CORP See All Filings	D	2016-05-01 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001085040 Filed Document 0001511164-16-000795 Exclusions or Exemptions 506b Accepted Date 2016-05-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
HV Holdings LLC See All Filings	D/A	2016-04-30 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001668262 Filed Document 0001668262-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-30 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Dogpatch Technology, Inc. See All Filings	D	2016-04-30 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001642298 Filed Document 0001642298-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-04-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Mitogenetics, LLC See All Filings	D/A	2016-04-30 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001511439 Filed Document 0001511439-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-04-30 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
JIMMYASH LLC See All Filings	D	2016-04-30 00:00:00 UTC
Amount To Be Raised $17,000,000 Associated Brokers / Dealers N/A CIK Number 0001453696 Filed Document 0001453696-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-30 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
BREWDOG USA INC. See All Filings	1-A/A	2016-04-29 19:24:05 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001646269 Filed Document 0001646269-16-000009 Accepted Date 2016-04-29 19:24:05 UTC Type of Offering 1-A/A Industry BEVERAGES Offering Tier Tier2 Principal Place of Business OHIO Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security E
CF FUND II, LLC See All Filings	1-A/A	2016-04-29 17:46:51 UTC
Amount To Be Raised $0 Associated Brokers / Dealers N/A CIK Number 0001656124 Filed Document 0001615774-16-005158 Accepted Date 2016-04-29 17:46:51 UTC Type of Offering 1-A/A Industry FINANCE SERVICES Offering Tier Tier1 Principal Place of Business PENNSYLVANIA Revenue or Assets $0 State of Jurisdiction PENNSYLVANIA Type of Security Debt
YOBI CAPITAL FUND CORPORATION See All Filings	1-A	2016-04-29 16:15:05 UTC
Amount To Be Raised $35,010,000 Associated Brokers / Dealers N/A CIK Number 0001658083 Filed Document 0001214659-16-011105 Accepted Date 2016-04-29 16:15:05 UTC Type of Offering 1-A Industry SERVICES-BUSINESS SERVICES, NEC Offering Tier Tier2 Principal Place of Business NEW YORK Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Tailwind Cedar Falls, LLC See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001673376 Filed Document 0001673376-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MINNESOTA Revenue or Assets $Not Applicable Type of Security Equity
Rithm Inc. See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001673252 Filed Document 0001673252-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
BALX Holdings, LLC See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $6,982,012 Associated Brokers / Dealers N/A CIK Number 0001668511 Filed Document 0001668511-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
myNFO, Inc. See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $6,797,859 Associated Brokers / Dealers N/A CIK Number 0001665236 Filed Document 0000897069-16-000855 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Racecar Holdings, LLC See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001662690 Filed Document 0001662690-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
eSalon.com Holdings, LLC See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $1,975,000 Associated Brokers / Dealers N/A CIK Number 0001668135 Filed Document 0001668135-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity