Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
QUINN OPPORTUNITIES LP See All Filings	D/A	2016-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001517093 Filed Document 0001013594-16-001017 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
VSS IV SPV, L.P. See All Filings	D	2016-05-02 00:00:00 UTC
Amount To Be Raised $234,938,387 Associated Brokers / Dealers N/A CIK Number 0001672935 Filed Document 0001672935-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Waveland Resource Partners IV, LP See All Filings	D/A	2016-05-02 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Waveland Capital Partners LLC CIK Number 0001667521 Filed Document 0001667521-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pin Oak Premier Select Fund, LP See All Filings	D/A	2016-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001535178 Filed Document 0001535178-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GRT CLOSED-END OPPORTUNITIES, L.P. See All Filings	D/A	2016-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001435094 Filed Document 0000919574-16-012690 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Arquivei Holdings, Ltd. See All Filings	D	2016-05-02 00:00:00 UTC
Amount To Be Raised $935,187 Associated Brokers / Dealers N/A CIK Number 0001673449 Filed Document 0001673449-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
JHL Capital Group Fund Ltd. See All Filings	D/A	2016-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001490748 Filed Document 0001490748-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OHA Diversified Credit Strategies Fund (AUD Feeder), Ltd. See All Filings	D/A	2016-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611973 Filed Document 0000950142-16-003632 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
HELIUS MEDICAL TECHNOLOGIES, INC. See All Filings	D	2016-05-02 00:00:00 UTC
Amount To Be Raised $5,323,631 Associated Brokers / Dealers Mackie Research Capital Corporation CIK Number 0001610853 Filed Document 0001012975-16-001187 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
ROYALE ENERGY INC See All Filings	D	2016-05-02 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0000864839 Filed Document 0001162677-16-000177 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tiburon Saltwater Reclamation Fund II, LLC See All Filings	D/A	2016-05-02 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Sandlapper Securities, LLC, Mark Headrick, Gina Maher, Orlando Fernandez, Jack Bixler, Trevor Gordon, Robert Boggess, Tracy Turner, Alfred Vanderlaan, Joshua Ungerecht, Rena Morris, Ruth Goldstein, Steve Rice, Ivan West, Greg Gibson, Colorado Financial Service Corporation, Lighthouse Capital Group, LLC, and Dempsey Lord Smith, LLC CIK Number 0001605645 Filed Document 0001605645-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Anabatic Fund, L.P. See All Filings	D/A	2016-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590308 Filed Document 0000919574-16-012688 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
LevelPar Capital Fund LP See All Filings	D	2016-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671028 Filed Document 0001546927-16-000486 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Crossroads I Clinton Hill LLC See All Filings	D	2016-05-02 00:00:00 UTC
Amount To Be Raised $7,305,770 Associated Brokers / Dealers Time Equities Securities LLC CIK Number 0001673493 Filed Document 0001673500-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Winkanda, LLC See All Filings	D	2016-05-02 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001599369 Filed Document 0001209191-16-119770 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Turnpoint Medical Devices, Inc. See All Filings	D/A	2016-05-02 00:00:00 UTC
Amount To Be Raised $10,500,000 Associated Brokers / Dealers Four Points Capital Partners, LLC CIK Number 0001616322 Filed Document 0001615774-16-005234 Exclusions or Exemptions 506c Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
Wayfinder Corp. See All Filings	D	2016-05-02 00:00:00 UTC
Amount To Be Raised $47,518 Associated Brokers / Dealers N/A CIK Number 0001673765 Filed Document 0001673765-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets $No Revenues Type of Security Equity
TGP INVESTORS, LLC See All Filings	D	2016-05-02 00:00:00 UTC
Amount To Be Raised $8,075,000 Associated Brokers / Dealers N/A CIK Number 0001673708 Filed Document 0001673708-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Tresa Sponsor, LLC See All Filings	D	2016-05-02 00:00:00 UTC
Amount To Be Raised $18,400,000 Associated Brokers / Dealers N/A CIK Number 0001673608 Filed Document 0001673608-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
KITSBOW LLC See All Filings	D	2016-05-02 00:00:00 UTC
Amount To Be Raised $5,190,548 Associated Brokers / Dealers N/A CIK Number 0001581629 Filed Document 0001581629-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TRANSFORMING RISK ASSESSMENT IN CANCER, LLC See All Filings	D	2016-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671839 Filed Document 0001671839-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
TANNOR PARTNERS CREDIT FUND II, LP See All Filings	D/A	2016-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001521442 Filed Document 0001012975-16-001188 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trustify Inc. See All Filings	D	2016-05-02 00:00:00 UTC
Amount To Be Raised $1,926,000 Associated Brokers / Dealers N/A CIK Number 0001667661 Filed Document 0001667661-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Xeddco Inc. See All Filings	D	2016-05-02 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001673213 Filed Document 0001673213-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Level 4 Yoga, LLC See All Filings	D	2016-05-02 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001667264 Filed Document 0001667264-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
ORIGINCLEAR, INC. See All Filings	D	2016-05-02 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001419793 Filed Document 0001013762-16-001523 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GRT VALUE FUND, L.P. See All Filings	D/A	2016-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001323448 Filed Document 0000919574-16-012702 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
OHA Diversified Credit Strategies Fund (Offshore), Ltd. See All Filings	D/A	2016-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001555996 Filed Document 0000950142-16-003633 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
VSS IV SPV Parallel, L.P. See All Filings	D	2016-05-02 00:00:00 UTC
Amount To Be Raised $18,220,106 Associated Brokers / Dealers N/A CIK Number 0001672934 Filed Document 0001672934-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PSM Solar MA 2 LLC See All Filings	D	2016-05-02 00:00:00 UTC
Amount To Be Raised $168,900 Associated Brokers / Dealers WealthForge Securities, LLC CIK Number 0001673448 Filed Document 0001673448-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Nipun Asia Total Return Fund, L.P. See All Filings	D/A	2016-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542848 Filed Document 0001542848-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
QUEST EUROPE, L.P. See All Filings	D/A	2016-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001385336 Filed Document 0000905718-16-001373 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NAM Special Situations Fund I, LLC See All Filings	D	2016-05-02 00:00:00 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers National Securities Corporation CIK Number 0001665289 Filed Document 0001665289-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Aroya Investment Partners, LP See All Filings	D/A	2016-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers John J. Hock CIK Number 0001606687 Filed Document 0001013594-16-001016 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Digi Outdoor Media Inc. See All Filings	D	2016-05-02 00:00:00 UTC
Amount To Be Raised $659,861 Associated Brokers / Dealers N/A CIK Number 0001628444 Filed Document 0001161697-16-000809 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Digi Outdoor Media Inc. See All Filings	D	2016-05-02 00:00:00 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001628444 Filed Document 0001161697-16-000811 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
GRT DEEP WOODS PARTNERS, L.P. See All Filings	D/A	2016-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001463395 Filed Document 0000919574-16-012694 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
190 Academy, LLC See All Filings	D/A	2016-05-02 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Vanderbilt Securities, LLC CIK Number 0001642523 Filed Document 0001642523-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SARES-REGIS MULTIFAMILY VALUE-ADD FUND II, L.P. See All Filings	D/A	2016-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Accord Capital Partners LLC CIK Number 0001640038 Filed Document 0001640038-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Furnished Living LLC See All Filings	D	2016-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673353 Filed Document 0001376474-16-000667 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
TGP INVESTORS II, LLC See All Filings	D	2016-05-02 00:00:00 UTC
Amount To Be Raised $18,500,000 Associated Brokers / Dealers N/A CIK Number 0001673709 Filed Document 0001673708-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
INDEPENDENCE REALTY TRUST, INC See All Filings	D/A	2016-05-02 00:00:00 UTC
Amount To Be Raised $8,550,245 Associated Brokers / Dealers N/A CIK Number 0001466085 Filed Document 0001466085-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business PENNSYLVANIA Revenue or Assets $Over $100,000,000 Type of Security Equity
Simplifi Wireless DAS Holdings, LLC See All Filings	D	2016-05-02 00:00:00 UTC
Amount To Be Raised $22,500,000 Associated Brokers / Dealers N/A CIK Number 0001673738 Filed Document 0001673738-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
PANNOTIA PARTNERS, L.P. See All Filings	D/A	2016-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001480957 Filed Document 0000905718-16-001377 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
IP Infra Investors LP See All Filings	D	2016-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673240 Filed Document 0001673240-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DENMARK Revenue or Assets Decline to Disclose Type of Security Equity
ROC DEBT STRATEGIES FUND II LP See All Filings	D	2016-05-02 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001673429 Filed Document 0001477932-16-010029 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chengwei Ventures Evergreen Advisors Fund, LLC See All Filings	D	2016-05-02 00:00:00 UTC
Amount To Be Raised $13,760,000 Associated Brokers / Dealers N/A CIK Number 0001553361 Filed Document 0001553361-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Sticky Technologies Inc. See All Filings	D/A	2016-05-02 00:00:00 UTC
Amount To Be Raised $1,285,034 Associated Brokers / Dealers N/A CIK Number 0001631901 Filed Document 0001631901-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEVADA Revenue or Assets $Not Applicable Type of Security Equity
Inshur Inc. See All Filings	D	2016-05-02 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001673534 Filed Document 0001673534-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Privet Fund LP See All Filings	D/A	2016-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001414517 Filed Document 0000950138-16-001080 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund