Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Celadon Technology Fund VIII, LLC See All Filings	D/A	2016-05-10 00:00:00 UTC
Amount To Be Raised $7,253,238 Associated Brokers / Dealers Sharespost Financial Corp CIK Number 0001670020 Filed Document 0001670020-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
NPC III, LLC See All Filings	D	2016-05-10 00:00:00 UTC
Amount To Be Raised $1,875,000 Associated Brokers / Dealers N/A CIK Number 0001585455 Filed Document 0001585455-16-000011 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
SWIFT REAL ESTATE PARTNERS FUND II FEEDER, L.P. See All Filings	D	2016-05-10 00:00:00 UTC
Amount To Be Raised $71,500,000 Associated Brokers / Dealers N/A CIK Number 0001665671 Filed Document 0001665671-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2016-05-10 00:00:00 UTC
Amount To Be Raised $372,000 Associated Brokers / Dealers Todd Mezrah CIK Number 0001135856 Filed Document 0001135856-16-000551 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Spotted Media Inc. See All Filings	D	2016-05-10 00:00:00 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001674140 Filed Document 0001674140-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
WFS Angels, LP See All Filings	D/A	2016-05-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641071 Filed Document 0001641071-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WEATHERLOW OFFSHORE FUND II LTD See All Filings	D/A	2016-05-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AMD Capital, LLC, UMB Financial Services, Inc., and Sendero Securities, LLC CIK Number 0001274829 Filed Document 0001274829-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NETHERLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Get Me, LLC See All Filings	D	2016-05-10 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001673755 Filed Document 0001673755-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Atlanta Seed Investment Company, LLC See All Filings	D	2016-05-10 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001674217 Filed Document 0001674217-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Rooam, Inc. See All Filings	D	2016-05-10 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001674212 Filed Document 0001674212-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
A9 EUR (Feeder) L.P. See All Filings	D	2016-05-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673139 Filed Document 0001673139-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tourbillon Global Long Alpha Fund, Ltd. See All Filings	D/A	2016-05-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646004 Filed Document 0001646004-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-05-10 00:00:00 UTC
Amount To Be Raised $720,973 Associated Brokers / Dealers Donald Harrington, Scott Seibel, and Jason Maples CIK Number 0001135856 Filed Document 0001135856-16-000549 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
DelMar Pharmaceuticals, Inc. See All Filings	D	2016-05-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Newport Coast Scurities Inc and Aegis Capital Corp CIK Number 0001498382 Filed Document 0001013762-16-001563 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Legal & General MSCI EAFE Fund, LLC See All Filings	D	2016-05-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673948 Filed Document 0001673948-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Chrona Sleep Inc. See All Filings	D	2016-05-10 00:00:00 UTC
Amount To Be Raised $75,000 Associated Brokers / Dealers N/A CIK Number 0001673764 Filed Document 0001673764-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Envera Health, Inc. See All Filings	D	2016-05-10 00:00:00 UTC
Amount To Be Raised $10,500,000 Associated Brokers / Dealers N/A CIK Number 0001660184 Filed Document 0001660184-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
VEMURI INVESTMENT PARTNERSHIP LP See All Filings	D/A	2016-05-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001442294 Filed Document 0001442294-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A9 USD (Feeder) L.P. See All Filings	D	2016-05-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673117 Filed Document 0001673117-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COLLWICK OPPORTUNITY FUND, L.P. See All Filings	D/A	2016-05-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661130 Filed Document 0000919574-16-012800 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Brighton Surgicenter, LLC See All Filings	D	2016-05-10 00:00:00 UTC
Amount To Be Raised $1,960,000 Associated Brokers / Dealers The Securities Group, LLC CIK Number 0001673142 Filed Document 0001673142-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
BlackRock Capital Structure Investments Offshore Fund Ltd. See All Filings	D/A	2016-05-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549619 Filed Document 0001673462-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Nanoly Bioscience, Inc. See All Filings	D	2016-05-10 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001673739 Filed Document 0001673739-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Knotty Tie Co. See All Filings	D/A	2016-05-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625497 Filed Document 0001625497-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
SG VC Fund II, L.P. See All Filings	D/A	2016-05-10 00:00:00 UTC
Amount To Be Raised $50,096,939 Associated Brokers / Dealers N/A CIK Number 0001604758 Filed Document 0001604758-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Craft3 See All Filings	D/A	2016-05-10 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001573708 Filed Document 0001573708-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
PORTLANDIA COHOUSING LLC See All Filings	D/A	2016-05-10 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001636188 Filed Document 0001636188-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business OREGON Revenue or Assets $No Revenues Type of Security Equity
SynGen Inc. See All Filings	D	2016-05-10 00:00:00 UTC
Amount To Be Raised $1,563,422 Associated Brokers / Dealers N/A CIK Number 0001547876 Filed Document 0001547876-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MCN Partners, L.P. See All Filings	D/A	2016-05-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578321 Filed Document 0001578321-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tourbillon Global Long Alpha Fund, LLC See All Filings	D/A	2016-05-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645843 Filed Document 0001646004-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
UPH Holdings, LLC See All Filings	D/A	2016-05-10 00:00:00 UTC
Amount To Be Raised $7,002,000 Associated Brokers / Dealers Houlihan Capital, LLC and FundAmerica Securities CIK Number 0001669243 Filed Document 0001669243-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Vx Freighter Investment Fund, L.P. See All Filings	D	2016-05-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BNP Paribas Securities Corp. CIK Number 0001673034 Filed Document 0001673034-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ardmore Global Onshore Fund, LP See All Filings	D	2016-05-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666943 Filed Document 0000919574-16-012791 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Geller Select Alternatives LLC See All Filings	D/A	2016-05-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574527 Filed Document 0000919574-16-012796 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-05-10 00:00:00 UTC
Amount To Be Raised $4,659,711 Associated Brokers / Dealers Kirk Penland, Danny Golesh, and Danny Golesh CIK Number 0001135856 Filed Document 0001135856-16-000548 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-05-10 00:00:00 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers Michael Shannon, Donald Tippett Jr., and Clell Laugharn CIK Number 0001135856 Filed Document 0001135856-16-000550 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Greenstone Partners, L.P. See All Filings	D/A	2016-05-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Liberty Tree Advisors, LLC CIK Number 0001494311 Filed Document 0001494311-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
VPC SELECT FUND LLC See All Filings	D/A	2016-05-10 00:00:00 UTC
Amount To Be Raised $6,200,000 Associated Brokers / Dealers WPartners Capital Group LLC CIK Number 0001672705 Filed Document 0001672705-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NWC ST. HWY 105, LP See All Filings	D	2016-05-10 00:00:00 UTC
Amount To Be Raised $2,750,000 Associated Brokers / Dealers N/A CIK Number 0001672652 Filed Document 0001672652-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
USDR Energy Partners, L.P. See All Filings	D	2016-05-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674008 Filed Document 0001674008-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Foodio, Inc. See All Filings	D	2016-05-10 00:00:00 UTC
Amount To Be Raised $584,999 Associated Brokers / Dealers N/A CIK Number 0001673659 Filed Document 0001673659-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
CARLSON WIRELESS TECHNOLOGIES INC See All Filings	D/A	2016-05-10 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001136440 Filed Document 0000908662-16-000521 Exclusions or Exemptions 506c Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
COLLWICK PREMIER ACCESS FUND, LTD. See All Filings	D/A	2016-05-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589190 Filed Document 0000919574-16-012804 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Bridgeline Digital, Inc. See All Filings	D	2016-05-10 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Taglich Brothers, Inc. CIK Number 0001378590 Filed Document 0001671193-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
BlackRock Capital Structure Investments Onshore Fund LLC See All Filings	D/A	2016-05-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549618 Filed Document 0001673462-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
KCB Real Estate Fund VI LP See All Filings	D/A	2016-05-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635331 Filed Document 0001635331-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LCPF I SLP (E), L.P. See All Filings	D	2016-05-10 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001674084 Filed Document 0001674084-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Waterpods, Inc. See All Filings	D	2016-05-10 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001567720 Filed Document 0001567720-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Debt
Eventus Systems, Inc. See All Filings	D/A	2016-05-10 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001637252 Filed Document 0001637252-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Western Asset Brazil Bond Master Fund, Ltd. See All Filings	D	2016-05-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001673864 Filed Document 0001673864-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund