Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Cartica Investors, L.P. See All Filings	D/A	2016-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers c/o XT Capital Partners, LLC CIK Number 0001557688 Filed Document 0001669063-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jacobs Levy 130-30 Core 3 Fund, LLC See All Filings	D/A	2016-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001430090 Filed Document 0000919574-16-011931 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
TF Special Opportunities - Toon, LLC See All Filings	D	2016-03-17 00:00:00 UTC
Amount To Be Raised $2,880,000 Associated Brokers / Dealers N/A CIK Number 0001667836 Filed Document 0001667836-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
14 LOOKIN AT LUCKY/BRUSH THE RAIL, LLC See All Filings	D	2016-03-17 00:00:00 UTC
Amount To Be Raised $268,000 Associated Brokers / Dealers N/A CIK Number 0001669764 Filed Document 0001669764-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
Key Bridge Capital Group, LP See All Filings	D/A	2016-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637387 Filed Document 0001637387-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tracker Partners LP See All Filings	D/A	2016-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570764 Filed Document 0001570764-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Varde Fund XII (C), L.P. See All Filings	D	2016-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669544 Filed Document 0000950142-16-003331 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BRANDES INSTITUTIONAL EQUITY TRUST See All Filings	D/A	2016-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001003256 Filed Document 0000899140-16-001297 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TEXAKOMA EXPLORATION & PRODUCTION LLC See All Filings	D	2016-03-17 00:00:00 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers TEXAKOMA FINANCIAL INC. CIK Number 0001312331 Filed Document 0001312331-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
GAZUNTITE, LLC See All Filings	D	2016-03-17 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001669628 Filed Document 0001376474-16-000589 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $No Revenues Type of Security Equity
Oculogica, Inc. See All Filings	D	2016-03-17 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001613810 Filed Document 0001613810-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DIKER MICRO-CAP FUND, LP See All Filings	D/A	2016-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460913 Filed Document 0000902664-16-006425 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Compass Real Estate Fund IV, LLC See All Filings	D	2016-03-17 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Robert F. Godard CIK Number 0001669701 Filed Document 0001669701-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business GEORGIA Revenue or Assets $Not Applicable Type of Security Equity
Hain Capital Investors LLC See All Filings	D/A	2016-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Andrew Coburn CIK Number 0001308687 Filed Document 0001308687-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Armadillo Financial Fund II LP See All Filings	D/A	2016-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Blue Sand Securities LLC, Hamilton Miller Investments, LLC, Crewe Capital LLC, Stifel Nicolaus & Co, Inc., and Carrollton Capital Partners LLC CIK Number 0001637419 Filed Document 0001668669-16-000006 Exclusions or Exemptions 506c Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CastleKeep, L.P. See All Filings	D/A	2016-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545320 Filed Document 0001545320-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business MISSOURI Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
American Dream Brokerage House Co See All Filings	D	2016-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668158 Filed Document 0001668158-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Columbus Photovoltaics LLC See All Filings	D	2016-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538881 Filed Document 0001538881-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Option To Acquire
Aurelius Capital International, Ltd. See All Filings	D/A	2016-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001355932 Filed Document 0000902664-16-006418 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ocean Park Investors, L.P. See All Filings	D/A	2016-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001067522 Filed Document 0001095449-16-000229 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SDC 30 Las Cruces, LLC See All Filings	D	2016-03-17 00:00:00 UTC
Amount To Be Raised $3,733,050 Associated Brokers / Dealers N/A CIK Number 0001670173 Filed Document 0001670172-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ALABAMA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Keen Labs, Inc. See All Filings	D	2016-03-17 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001612392 Filed Document 0001243233-16-000017 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Biopep Solutions Inc. See All Filings	D	2016-03-17 00:00:00 UTC
Amount To Be Raised $15,000 Associated Brokers / Dealers N/A CIK Number 0001658895 Filed Document 0001658895-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
IllumiCare, Inc. See All Filings	D	2016-03-17 00:00:00 UTC
Amount To Be Raised $2,060,000 Associated Brokers / Dealers N/A CIK Number 0001669606 Filed Document 0001669606-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Merion Partners LP See All Filings	D	2016-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Blue Sand Securities LLC CIK Number 0001669518 Filed Document 0000902664-16-006467 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Heights Finance Corp See All Filings	D	2016-03-17 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001475158 Filed Document 0001475158-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Ursus International Ltd. See All Filings	D/A	2016-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001469387 Filed Document 0001144204-16-088612 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Phyto Management LLC See All Filings	D	2016-03-17 00:00:00 UTC
Amount To Be Raised $1,425,000 Associated Brokers / Dealers None CIK Number 0001669119 Filed Document 0001669119-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $No Revenues Type of Security Equity
Quantum Circuits, Inc. See All Filings	D	2016-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669391 Filed Document 0001669391-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Upside Partnership II, L.P. See All Filings	D	2016-03-17 00:00:00 UTC
Amount To Be Raised $42,500,000 Associated Brokers / Dealers N/A CIK Number 0001664971 Filed Document 0001664971-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Project Arthur AIV Voting Stock Feeder, L.P. See All Filings	D	2016-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664760 Filed Document 0001664760-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Equity
YANNIX FUND LP See All Filings	D/A	2016-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Access Securities Inc. CIK Number 0001340311 Filed Document 0000902664-16-006417 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
UPH Holdings, LLC See All Filings	D	2016-03-17 00:00:00 UTC
Amount To Be Raised $7,020,000 Associated Brokers / Dealers Houlihan Capital, LLC CIK Number 0001669243 Filed Document 0001669243-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
RED KITE COMPASS FUND, L.P. See All Filings	D/A	2016-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001367677 Filed Document 0000947871-16-001039 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Updata Partners V, L.P. See All Filings	D/A	2016-03-17 00:00:00 UTC
Amount To Be Raised $275,000,000 Associated Brokers / Dealers Probitas Funds Group LLC CIK Number 0001628239 Filed Document 0001628239-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
LORD ABBETT INTERNATIONAL CORE EQUITY TRUST See All Filings	D/A	2016-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001441675 Filed Document 0001441675-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MICON Properties LLC See All Filings	D	2016-03-17 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001631394 Filed Document 0001631394-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
HomeStream Capital, LLC See All Filings	D	2016-03-17 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001669040 Filed Document 0001669040-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Infinite Yield Fund LP See All Filings	D	2016-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001667475 Filed Document 0001667475-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Financial Institutions Opportunity Fund, Limited Partnership See All Filings	D/A	2016-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001471398 Filed Document 0001471398-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Other
Portsea Fund, a sub-fund of Portsea Fund SICAV PLC See All Filings	D	2016-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661991 Filed Document 0000943663-16-000335 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MALTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-03-17 00:00:00 UTC
Amount To Be Raised $9,048,415 Associated Brokers / Dealers Kenneth Dayton, Jason Chepenik, Barnett Chepenik, and Gregory Cahill CIK Number 0001135856 Filed Document 0001135856-16-000475 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Cartica Capital Partners (Cayman) Ltd. See All Filings	D/A	2016-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers c/o XT Capital Partners, LLC CIK Number 0001573275 Filed Document 0001669063-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Finomial Corp See All Filings	D/A	2016-03-17 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001538698 Filed Document 0001538698-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VL133 See All Filings	D/A	2016-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Financial CIK Number 0001612191 Filed Document 0001612191-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Metolius Enhanced Fund L.P. See All Filings	D	2016-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669594 Filed Document 0001669594-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DIKER SMALL-CAP FUND, LP See All Filings	D/A	2016-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001270623 Filed Document 0000902664-16-006429 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Envisia Therapeutics, Inc. See All Filings	D	2016-03-17 00:00:00 UTC
Amount To Be Raised $16,547,948 Associated Brokers / Dealers N/A CIK Number 0001655970 Filed Document 0001655970-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Cutler Income & Growth Fund I, L.P. See All Filings	D/A	2016-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547696 Filed Document 0001547696-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Column Park Offshore Fund Ltd. See All Filings	D/A	2016-03-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602028 Filed Document 0000902664-16-006424 Exclusions or Exemptions 506b Accepted Date 2016-03-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund