|
|
D/A |
2016-03-17 00:00:00 UTC |
- Amount To Be Raised
- $7,217,923
- Associated Brokers / Dealers
- John Sanford and Jason Burlie
- CIK Number
- 0001135856
- Filed Document
- 0001135856-16-000479
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wunderlich Securities
- CIK Number
- 0001471589
- Filed Document
- 0001315863-16-001307
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- FSC SECURITIES CORP., THE STRATEGIC FINANCIAL ALLIANCE, COMMONWEALTH FINANCIAL NETWORK, VSR FINANCIAL SERVICES, INC., H. BECK, INC., STANFORD INVESTMENT GROUP, AMERICAN INVESTORS COMPANY, CETERA ADVISORS LLC, VSR FINANCIAL SERVICES, INC., and LPL FINANCIAL LLC
- CIK Number
- 0001122892
- Filed Document
- 0001122892-16-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-03-17 00:00:00 UTC |
- Amount To Be Raised
- $7,002,000
- Associated Brokers / Dealers
- Houlihan Capital, LLC
- CIK Number
- 0001669243
- Filed Document
- 0001669243-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Commercial
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-03-17 00:00:00 UTC |
- Amount To Be Raised
- $7,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001423866
- Filed Document
- 0001423866-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D/A |
2016-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001434847
- Filed Document
- 0000919574-16-011927
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-03-17 00:00:00 UTC |
- Amount To Be Raised
- $9,273,388
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001400438
- Filed Document
- 0001062993-16-008396
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Richard Landsberger and Paul Rabinovitch / SKB Securities, Inc.
- CIK Number
- 0001564766
- Filed Document
- 0001013594-16-000899
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-03-17 00:00:00 UTC |
- Amount To Be Raised
- $250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001668547
- Filed Document
- 0001668547-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- SOUTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001458703
- Filed Document
- 0000947871-16-001045
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BERMUDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-03-17 00:00:00 UTC |
- Amount To Be Raised
- $1,250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001669735
- Filed Document
- 0001669735-16-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2016-03-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- LOUISIANA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2016-03-17 00:00:00 UTC |
- Amount To Be Raised
- $295,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001669647
- Filed Document
- 0001669647-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- KENTUCKY
- Revenue or Assets
- $Not Applicable
- Type of Security
- Other
|
|
|
D |
2016-03-17 00:00:00 UTC |
- Amount To Be Raised
- $1,185,680
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600007
- Filed Document
- 0001600007-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001552677
- Filed Document
- 0001144204-16-088593
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-03-17 00:00:00 UTC |
- Amount To Be Raised
- $35,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001669446
- Filed Document
- 0001615594-16-000170
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001486660
- Filed Document
- 0001144204-16-088598
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-03-17 00:00:00 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001640433
- Filed Document
- 0001640433-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2016-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001602029
- Filed Document
- 0000902664-16-006423
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- NH Investment & Securities Co., Ltd.
- CIK Number
- 0001660713
- Filed Document
- 0001660713-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-03-17 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- Ted Berman, Jeffrey Zimmer, Robert DeVita, James Simpson, Michael Nadler, Alan Demar, Christopher Neston, Joseph Alagna, Donald Kiley, Mark Stasik, and Scott Larsen
- CIK Number
- 0001647846
- Filed Document
- 0001647846-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D/A |
2016-03-17 00:00:00 UTC |
- Amount To Be Raised
- $400,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001414647
- Filed Document
- 0001414647-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- UBS Financial Services Inc., Agecroft Partners LLC, Richard Freundlich, Richard Landsberger, Howard L. Blum Jr., Buckman, Buckman & Reid, Inc., J. H. Darbie & Co., Inc., Paul Rabinovitch / SKB Securities, Inc., and CAIS Capital, LLC
- CIK Number
- 0001029788
- Filed Document
- 0001013594-16-000907
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001638000
- Filed Document
- 0000945621-16-000545
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-03-17 00:00:00 UTC |
- Amount To Be Raised
- $720,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001669897
- Filed Document
- 0001669897-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2016-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001547694
- Filed Document
- 0001547694-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-03-17 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- North Capital Private Securities Corporation
- CIK Number
- 0001667772
- Filed Document
- 0001667778-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2016-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001669652
- Filed Document
- 0001669652-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001484760
- Filed Document
- 0001668669-16-000008
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- J.P. MORGAN SECURITIES LLC
- CIK Number
- 0001302145
- Filed Document
- 0000919574-16-011940
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-03-17 00:00:00 UTC |
- Amount To Be Raised
- $7,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001669696
- Filed Document
- 0001669696-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2016-03-17 00:00:00 UTC |
- Amount To Be Raised
- $1,700,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001663036
- Filed Document
- 0001663036-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- WISCONSIN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-03-17 00:00:00 UTC |
- Amount To Be Raised
- $3,260,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001667885
- Filed Document
- 0001667885-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2016-03-17 00:00:00 UTC |
- Amount To Be Raised
- $100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001669660
- Filed Document
- 0001669660-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- UNITED STATES
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-03-17 00:00:00 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001385329
- Filed Document
- 0001477932-16-009079
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2016-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001637529
- Filed Document
- 0000919574-16-011933
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-03-17 00:00:00 UTC |
- Amount To Be Raised
- $21,600,000
- Associated Brokers / Dealers
- John Sanford, Scott Seibel, and Donald Harrington
- CIK Number
- 0001135856
- Filed Document
- 0001135856-16-000478
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wunderlich Securities
- CIK Number
- 0001460512
- Filed Document
- 0001315863-16-001308
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001620121
- Filed Document
- 0001178858-16-000005
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2016-03-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Environmental Services
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001189716
- Filed Document
- 0000899140-16-001299
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Far Hills Group, LLC, Plus Securities LLC, and JPMorgan Securities LLC
- CIK Number
- 0001448804
- Filed Document
- 0001013594-16-000906
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Westport Capital Markets, LLC
- CIK Number
- 0001534262
- Filed Document
- 0001315863-16-001310
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001337674
- Filed Document
- 0000902664-16-006427
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001669716
- Filed Document
- 0001669716-16-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2016-03-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- $$1 - $5,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-03-17 00:00:00 UTC |
- Amount To Be Raised
- $400,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001666306
- Filed Document
- 0001666306-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001269196
- Filed Document
- 0001460345-16-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2016-03-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001636440
- Filed Document
- 0000908662-16-000499
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Agecroft Partners LLC, Richard Freundlich, Richard Landsberger, Buckman, Buckman & Reid, Inc., J. H, Darbie & Co., Inc., and Paul Rabinovitch / SKB Securities, Inc.
- CIK Number
- 0001440995
- Filed Document
- 0001013594-16-000898
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-03-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- UBS Financial Services Inc., Agecroft Partners LLC, Richard Freundlich, Richard Landsberger, Buckman, Buckman & Reid, Inc., J.H. DARBIE & CO., INC., Award Capital Advisory Limited, and Paul Rabinovitch / SKB Securities, Inc.
- CIK Number
- 0001456210
- Filed Document
- 0001013594-16-000901
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-03-17 00:00:00 UTC |
- Amount To Be Raised
- $2,310,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001669432
- Filed Document
- 0001660363-16-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Telecommunications
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2016-03-17 00:00:00 UTC |
- Amount To Be Raised
- $15,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001378325
- Filed Document
- 0001378325-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-03-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|