Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
MOSAIC REAL ESTATE CREDIT TE, LLC See All Filings	D	2016-10-11 09:50:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CAIS Capital LLC CIK Number 0001686215 Filed Document 0001144204-16-127527 Exclusions or Exemptions 506b Accepted Date 2016-10-11 09:50:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Disciplined Investor Fund, LP See All Filings	D/A	2016-10-11 09:50:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590047 Filed Document 0001590047-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-11 09:50:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Maine Grains, Inc. See All Filings	D	2016-10-11 09:49:11 UTC
Amount To Be Raised $782,550 Associated Brokers / Dealers N/A CIK Number 0001550107 Filed Document 0001550107-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-11 09:49:11 UTC Type of Offering D Industry Manufacturing Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
Bayview Liquid Credit Strategies Domestic, L.P. See All Filings	D/A	2016-10-11 09:43:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001634247 Filed Document 0000902664-16-008323 Exclusions or Exemptions 506b Accepted Date 2016-10-11 09:43:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Bractlet, Inc. See All Filings	D/A	2016-10-11 09:41:26 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001605841 Filed Document 0001209191-16-145514 Exclusions or Exemptions 506c Accepted Date 2016-10-11 09:41:26 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Sententia Capital Management, LLC See All Filings	D	2016-10-11 09:36:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687054 Filed Document 0001687054-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-11 09:36:56 UTC Type of Offering D Industry Business Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
37P - HENDERSON PASS LLC See All Filings	D	2016-10-11 09:33:22 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers WealthForge Securities, LLC CIK Number 0001687063 Filed Document 0001687063-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-11 09:33:22 UTC Type of Offering D Industry Residential Principal Place of Business UNITED STATES Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Grit Investment Fund, LP See All Filings	D	2016-10-11 09:27:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687057 Filed Document 0001687057-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-11 09:27:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Thomas Avenue Apartments LLC See All Filings	D	2016-10-11 09:23:31 UTC
Amount To Be Raised $490,000 Associated Brokers / Dealers N/A CIK Number 0001687087 Filed Document 0001687087-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-11 09:23:31 UTC Type of Offering D Industry Residential Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Debt
Everwaters, Inc. See All Filings	D	2016-10-11 09:15:23 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001686847 Filed Document 0001686847-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-11 09:15:23 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
BOLAY 5 INVESTORS, LLC See All Filings	D	2016-10-11 09:12:59 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001686579 Filed Document 0001686579-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-11 09:12:59 UTC Type of Offering D Industry Restaurants Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
ALTERNATIVE RE HOLDINGS LTD See All Filings	D/A	2016-10-11 08:46:30 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001070324 Filed Document 0001140361-16-082364 Exclusions or Exemptions 506b Accepted Date 2016-10-11 08:46:30 UTC Type of Offering D/A Industry Insurance Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Maestro Health, Inc. See All Filings	D/A	2016-10-11 08:42:44 UTC
Amount To Be Raised $59,036,612 Associated Brokers / Dealers N/A CIK Number 0001605517 Filed Document 0001605517-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-10-11 08:42:44 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
KEEPS, Inc. See All Filings	D	2016-10-11 08:39:21 UTC
Amount To Be Raised $7,999,999 Associated Brokers / Dealers N/A CIK Number 0001686624 Filed Document 0001683168-16-000283 Exclusions or Exemptions 506b Accepted Date 2016-10-11 08:39:21 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Epcon Andrews Chapel, LLC See All Filings	D	2016-10-11 08:38:20 UTC
Amount To Be Raised $4,750,000 Associated Brokers / Dealers None CIK Number 0001677441 Filed Document 0001677441-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-11 08:38:20 UTC Type of Offering D Industry Residential Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
Strategic Value Restructuring Fund, Ltd. See All Filings	D/A	2016-10-11 08:11:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets, Inc. and Deutsche Bank Securities Inc. CIK Number 0001470395 Filed Document 0001315863-16-001830 Exclusions or Exemptions 506b Accepted Date 2016-10-11 08:11:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Five Star Storage Holdings, L.P. See All Filings	D	2016-10-11 06:09:40 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001684417 Filed Document 0001209191-16-145491 Exclusions or Exemptions 506b Accepted Date 2016-10-11 06:09:40 UTC Type of Offering D Industry Other Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Bofat Investment Inc See All Filings	1-A	2016-10-07 20:36:33 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001677159 Filed Document 0001677159-16-000008 Accepted Date 2016-10-07 20:36:33 UTC Type of Offering 1-A Industry SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. Offering Tier Tier1 Principal Place of Business MINNESOTA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Baqua Inc. See All Filings	C	2016-10-07 20:14:48 UTC
Financial Interest Filing Platform StartEngine Capital, LLC Offering Amount $100,000 CIK Number 0001677789 Filed Document 0001665160-16-000134 Accepted Date 2016-10-07 20:14:48 UTC Type of Offering C Security Offered Amount 5,000 Security Offered Type Common Stock State KENTUCKY
Quants Fund, LP See All Filings	D	2016-10-07 19:07:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001686932 Filed Document 0001562555-16-000030 Exclusions or Exemptions 506b Accepted Date 2016-10-07 19:07:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quants Corp See All Filings	D	2016-10-07 19:05:32 UTC
Amount To Be Raised $5,520,000 Associated Brokers / Dealers N/A CIK Number 0001635229 Filed Document 0001562555-16-000029 Exclusions or Exemptions 506c Accepted Date 2016-10-07 19:05:32 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Vogogo Inc. See All Filings	D	2016-10-07 18:48:37 UTC
Amount To Be Raised $114,420 Associated Brokers / Dealers N/A CIK Number 0001626064 Filed Document 0001626064-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-07 18:48:37 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Asymmetry Global Healthcare (Offshore) Fund, Ltd. See All Filings	D/A	2016-10-07 18:39:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580404 Filed Document 0001566114-16-000149 Exclusions or Exemptions 506b Accepted Date 2016-10-07 18:39:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Asymmetry Global Healthcare Fund, L.P. See All Filings	D/A	2016-10-07 18:37:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001563716 Filed Document 0001566114-16-000148 Exclusions or Exemptions 506b Accepted Date 2016-10-07 18:37:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eastpoint, LLC See All Filings	D	2016-10-07 18:33:18 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001686989 Filed Document 0001600785-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-07 18:33:18 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Upload, Inc. See All Filings	D	2016-10-07 18:30:21 UTC
Amount To Be Raised $5,004,822 Associated Brokers / Dealers N/A CIK Number 0001647463 Filed Document 0001647463-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-07 18:30:21 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ARC287BC CORP See All Filings	1-A	2016-10-07 18:28:29 UTC
Amount To Be Raised $0 Associated Brokers / Dealers N/A CIK Number 0001642079 Filed Document 0001642079-16-000013 Accepted Date 2016-10-07 18:28:29 UTC Type of Offering 1-A Industry MISCELLANEOUS TRANSPORTATION EQUIPMENT Offering Tier Tier1 Principal Place of Business NEW JERSEY Revenue or Assets $0 State of Jurisdiction NEW JERSEY Type of Security Equity (common or preferred stock)
InteraXon Inc. See All Filings	D	2016-10-07 18:26:44 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001546979 Filed Document 0001546979-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-07 18:26:44 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
Little Fly Labs Inc. See All Filings	D	2016-10-07 18:24:39 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001687044 Filed Document 0001687044-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-07 18:24:39 UTC Type of Offering D Industry Biotechnology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
1784 Self Storage Site Acquisition, LLC See All Filings	D	2016-10-07 18:20:59 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers Source Capital Group, Inc. CIK Number 0001685518 Filed Document 0001685518-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-07 18:20:59 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Network Integrity Systems Inc See All Filings	D/A	2016-10-07 18:16:30 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001404419 Filed Document 0001209191-16-145447 Exclusions or Exemptions 506b Accepted Date 2016-10-07 18:16:30 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
ELECTRAMECCANICA VEHICLES CORP. See All Filings	D	2016-10-07 18:14:19 UTC
Amount To Be Raised $11,382 Associated Brokers / Dealers N/A CIK Number 0001637736 Filed Document 0001183740-16-000438 Exclusions or Exemptions 506b Accepted Date 2016-10-07 18:14:19 UTC Type of Offering D Industry Manufacturing Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Challenger Fund LLC See All Filings	D	2016-10-07 18:13:36 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001600785 Filed Document 0001600785-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-07 18:13:36 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
GLOBAL VELOCITY INC See All Filings	D/A	2016-10-07 18:09:57 UTC
Amount To Be Raised $7,563,052 Associated Brokers / Dealers N/A CIK Number 0001276487 Filed Document 0001276487-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-10-07 18:09:57 UTC Type of Offering D/A Industry Computers Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
MIMG CX Brookwood, LLC See All Filings	D	2016-10-07 18:08:01 UTC
Amount To Be Raised $6,440,000 Associated Brokers / Dealers N/A CIK Number 0001686695 Filed Document 0001686695-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-07 18:08:01 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
APPLIED STEMCELL INC See All Filings	D/A	2016-10-07 17:46:44 UTC
Amount To Be Raised $18,999,999 Associated Brokers / Dealers N/A CIK Number 0001437229 Filed Document 0001437229-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-07 17:46:44 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OpenSesame Inc. See All Filings	D	2016-10-07 17:35:00 UTC
Amount To Be Raised $9,500,000 Associated Brokers / Dealers N/A CIK Number 0001529058 Filed Document 0001529058-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-07 17:35:00 UTC Type of Offering D Industry Business Services Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
SYNOVUS FINANCIAL CORP See All Filings	D	2016-10-07 17:33:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000018349 Filed Document 0000018349-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-07 17:33:34 UTC Type of Offering D Industry Commercial Banking Principal Place of Business GEORGIA Revenue or Assets $Over $100,000,000 Type of Security Equity
Gotham Diversified Neutral, LP See All Filings	D/A	2016-10-07 17:29:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621865 Filed Document 0001621865-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-07 17:29:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WG DST 5 See All Filings	D	2016-10-07 17:27:25 UTC
Amount To Be Raised $17,870,000 Associated Brokers / Dealers CANTOR FITZGERALD & CO. CIK Number 0001687068 Filed Document 0001687068-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-07 17:27:25 UTC Type of Offering D Industry Commercial Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
Monro Capital Real Estate Fund, LP See All Filings	D/A	2016-10-07 17:25:35 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers Investment Placement Group CIK Number 0001680043 Filed Document 0001680043-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-07 17:25:35 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Advisor Group Holdings, Inc. See All Filings	D	2016-10-07 17:24:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677044 Filed Document 0001677044-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-07 17:24:35 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pacific Exploration & Production Corp See All Filings	D	2016-10-07 17:23:13 UTC
Amount To Be Raised $89,454,000 Associated Brokers / Dealers N/A CIK Number 0001408423 Filed Document 0001012975-16-001520 Exclusions or Exemptions 506b Accepted Date 2016-10-07 17:23:13 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Debt
Pacific Exploration & Production Corp See All Filings	D	2016-10-07 17:22:45 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001408423 Filed Document 0001012975-16-001519 Exclusions or Exemptions 506b Accepted Date 2016-10-07 17:22:45 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Debt
Pacific Exploration & Production Corp See All Filings	D	2016-10-07 17:21:32 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001408423 Filed Document 0001012975-16-001518 Exclusions or Exemptions 506b Accepted Date 2016-10-07 17:21:32 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Option To Acquire
Synaptive Medical Inc. See All Filings	D/A	2016-10-07 17:20:52 UTC
Amount To Be Raised $3,725,536 Associated Brokers / Dealers N/A CIK Number 0001621394 Filed Document 0001621394-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-10-07 17:20:52 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Cowlar, Inc. See All Filings	D	2016-10-07 17:18:35 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001685423 Filed Document 0001685423-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-07 17:18:35 UTC Type of Offering D Industry Agriculture Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
IDSS Holdings, Inc. See All Filings	D	2016-10-07 17:17:48 UTC
Amount To Be Raised $6,000,005 Associated Brokers / Dealers N/A CIK Number 0001563947 Filed Document 0001140361-16-082313 Exclusions or Exemptions 506b Accepted Date 2016-10-07 17:17:48 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Gotham Hedged Value Strategies (International) SPC, Ltd. See All Filings	D/A	2016-10-07 17:06:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001531981 Filed Document 0001531981-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-07 17:06:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BioPharmX Corp See All Filings	D	2016-10-07 17:00:38 UTC
Amount To Be Raised $930,000 Associated Brokers / Dealers Rodman & Renshaw, a unit of H.C. Wainwright & Co., LLC CIK Number 0001504167 Filed Document 0001104659-16-149365 Exclusions or Exemptions 506b Accepted Date 2016-10-07 17:00:38 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire