Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Financia Global Focus Fund L.P. See All Filings	D/A	2016-05-20 15:32:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001206505 Filed Document 0001095449-16-000250 Exclusions or Exemptions 506b Accepted Date 2016-05-20 15:32:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cherwell Software, LLC See All Filings	D/A	2016-05-20 15:32:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636779 Filed Document 0001636779-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-20 15:32:44 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Life Clips, Inc. See All Filings	D	2016-05-20 15:31:19 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001604930 Filed Document 0001015325-16-000057 Exclusions or Exemptions 506b Accepted Date 2016-05-20 15:31:19 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
MAGNETAR LLC See All Filings	D	2016-05-20 15:30:05 UTC
Amount To Be Raised $465,500 Associated Brokers / Dealers N/A CIK Number 0001437882 Filed Document 0001625257-16-000164 Exclusions or Exemptions 506b Accepted Date 2016-05-20 15:30:05 UTC Type of Offering D Industry Other Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
CRESCAT LONG/SHORT FUND LP See All Filings	D/A	2016-05-20 15:30:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001442351 Filed Document 0001435030-16-000004 Exclusions or Exemptions 506c Accepted Date 2016-05-20 15:30:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Centerlane Southeast Land Investors, LLC See All Filings	D	2016-05-20 15:28:54 UTC
Amount To Be Raised $1,375,000 Associated Brokers / Dealers N/A CIK Number 0001675181 Filed Document 0001675181-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-20 15:28:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CARDAX, INC. See All Filings	D	2016-05-20 15:28:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544238 Filed Document 0001544238-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-20 15:28:14 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business HAWAII Revenue or Assets Decline to Disclose Type of Security Equity
American Homeowner Preservation 2015A LLC See All Filings	1-A/A	2016-05-20 15:02:09 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001667307 Filed Document 0001214659-16-011706 Accepted Date 2016-05-20 15:02:09 UTC Type of Offering 1-A/A Industry MORTGAGE BANKERS & LOAN CORRESPONDENTS Offering Tier Tier2 Principal Place of Business ILLINOIS Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Pikon Group Inc. See All Filings	1-A	2016-05-20 13:47:46 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001671084 Filed Document 0001671084-16-000003 Accepted Date 2016-05-20 13:47:46 UTC Type of Offering 1-A Industry REAL ESTATE Offering Tier Tier1 Principal Place of Business NEW JERSEY Revenue or Assets $0 State of Jurisdiction WYOMING Type of Security Debt
ALPINE STREET PARTNERS, LP - SERIES A See All Filings	D/A	2016-05-20 09:06:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611125 Filed Document 0001405086-16-000514 Exclusions or Exemptions 506b Accepted Date 2016-05-20 09:06:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
AROHI EMERGING ASIA (US) FUND See All Filings	D/A	2016-05-20 09:02:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553509 Filed Document 0001405086-16-000513 Exclusions or Exemptions 506b Accepted Date 2016-05-20 09:02:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Arohi Emerging Asia Fund See All Filings	D/A	2016-05-20 08:59:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001552784 Filed Document 0001405086-16-000512 Exclusions or Exemptions 506b Accepted Date 2016-05-20 08:59:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Myocardial Solutions, Inc. See All Filings	D	2016-05-20 08:58:23 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001669062 Filed Document 0001669062-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-20 08:58:23 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Railroad MHP Partners, LLC See All Filings	D	2016-05-20 08:48:52 UTC
Amount To Be Raised $610,000 Associated Brokers / Dealers N/A CIK Number 0001675115 Filed Document 0001675115-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-20 08:48:52 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
BAY ISLAND ASSOCIATES III, LLC See All Filings	D	2016-05-20 08:42:19 UTC
Amount To Be Raised $875,000 Associated Brokers / Dealers N/A CIK Number 0001675116 Filed Document 0001675116-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-20 08:42:19 UTC Type of Offering D Industry Other Principal Place of Business WYOMING Revenue or Assets $No Revenues Type of Security Equity
AUTHORS INC See All Filings	D/A	2016-05-20 00:00:00 UTC
Amount To Be Raised $620,000 Associated Brokers / Dealers N/A CIK Number 0001669573 Filed Document 0001669573-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-20 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Livingston Group of Companies LLC See All Filings	D	2016-05-20 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001417917 Filed Document 0001417917-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-20 00:00:00 UTC Type of Offering D Industry Investment Banking Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Kingsford Alpha Capture Fund, L.P. See All Filings	D	2016-05-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674829 Filed Document 0000935836-16-000922 Exclusions or Exemptions 506b Accepted Date 2016-05-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Commonfund Hedge FundDirect, LLC See All Filings	D/A	2016-05-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Commonfund Securities, Inc. CIK Number 0001607651 Filed Document 0001607651-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-05-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
W ST DF Onshore Feeder Fund, L.P. See All Filings	D/A	2016-05-20 00:00:00 UTC
Amount To Be Raised $59,215,000 Associated Brokers / Dealers CITIGROUP GLOBAL MARKETS INC. CIK Number 0001671831 Filed Document 0001671831-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arrowhead Medical Properties, L.P. See All Filings	D	2016-05-20 00:00:00 UTC
Amount To Be Raised $3,375,000 Associated Brokers / Dealers N/A CIK Number 0001675140 Filed Document 0001675140-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-20 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Story2 LLC See All Filings	D	2016-05-20 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001673409 Filed Document 0001673409-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
ROYSTONE CAPITAL PARTNERS LP See All Filings	D/A	2016-05-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574463 Filed Document 0000919574-16-013358 Exclusions or Exemptions 506b Accepted Date 2016-05-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ironsides Direct Investment Fund IV, L.P. See All Filings	D/A	2016-05-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers COMPASS SECURITIES CORPORATION and EQUUS FINANCIAL CONSULTING LLC CIK Number 0001665630 Filed Document 0001665630-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Faraday, Inc. See All Filings	D	2016-05-20 00:00:00 UTC
Amount To Be Raised $2,511,520 Associated Brokers / Dealers N/A CIK Number 0001600236 Filed Document 0001600236-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
Nima Labs, Inc. See All Filings	D	2016-05-20 00:00:00 UTC
Amount To Be Raised $9,539,536 Associated Brokers / Dealers N/A CIK Number 0001590416 Filed Document 0001590416-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-05-20 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Founder's Chair Inc. See All Filings	D	2016-05-20 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001659554 Filed Document 0001659554-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
VFU LLC See All Filings	D	2016-05-20 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001672768 Filed Document 0001672768-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
CJDE Treats LLC See All Filings	D	2016-05-20 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001610031 Filed Document 0001610031-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-20 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SecureSet Academy, LLC See All Filings	D	2016-05-20 00:00:00 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers N/A CIK Number 0001651720 Filed Document 0001651720-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-05-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Lightyear Acquisition Company, LLC See All Filings	D	2016-05-20 00:00:00 UTC
Amount To Be Raised $4,650,000 Associated Brokers / Dealers N/A CIK Number 0001542008 Filed Document 0001542008-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Cast21, Inc. See All Filings	D	2016-05-20 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001675155 Filed Document 0001675155-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-20 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Securis I Fund (US) LP See All Filings	D/A	2016-05-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001543746 Filed Document 0000902664-16-007165 Exclusions or Exemptions 506b Accepted Date 2016-05-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Scoutmob, Inc. See All Filings	D	2016-05-20 00:00:00 UTC
Amount To Be Raised $161,698 Associated Brokers / Dealers N/A CIK Number 0001518272 Filed Document 0001518272-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
AKONNI BIOSYSTEMS INC See All Filings	D/A	2016-05-20 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001254334 Filed Document 0001254334-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-05-20 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
Marshall Wace Managed Accounts PLC-MW TOPS International Equities Fund See All Filings	D/A	2016-05-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642972 Filed Document 0000902664-16-007160 Exclusions or Exemptions 506b Accepted Date 2016-05-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CRESCAT GLOBAL MACRO FUND LP See All Filings	D/A	2016-05-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001435030 Filed Document 0001435030-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-05-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hemvest, Inc. See All Filings	D	2016-05-20 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001675129 Filed Document 0001675129-16-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2016-05-20 00:00:00 UTC Type of Offering D Industry Electric Utilities Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Rock Creek Mozarkite Emerging Markets Fund, L.P. See All Filings	D/A	2016-05-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520182 Filed Document 0001520182-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
PEG MZ 2016 L.P. See All Filings	D/A	2016-05-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001669927 Filed Document 0001669927-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Alpha Logic, Inc. See All Filings	D	2016-05-20 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001621743 Filed Document 0001621743-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Schoola, Inc. See All Filings	D	2016-05-20 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001356363 Filed Document 0001356363-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
N-VIRO INTERNATIONAL CORP See All Filings	D	2016-05-20 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers Craft Capital Management, LLC CIK Number 0000904896 Filed Document 0000904896-16-000065 Exclusions or Exemptions 506b Accepted Date 2016-05-20 00:00:00 UTC Type of Offering D Industry Environmental Services Principal Place of Business OHIO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Soundways, Inc. See All Filings	D	2016-05-20 00:00:00 UTC
Amount To Be Raised $43,750 Associated Brokers / Dealers N/A CIK Number 0001675162 Filed Document 0001675162-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Option To Acquire
VAQUERO US EM CREDIT FUND LP See All Filings	D/A	2016-05-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001438543 Filed Document 0001438543-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-05-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PALMERSTON CREDIT MASTER FUND LP See All Filings	D	2016-05-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674915 Filed Document 0001674915-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Three Court Fund, LP See All Filings	D/A	2016-05-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Blue Sand Securities LLC CIK Number 0001555002 Filed Document 0001315863-16-001493 Exclusions or Exemptions 506b Accepted Date 2016-05-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LJM Fund LP See All Filings	D/A	2016-05-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CAPITAL MANAGEMENT PARTNERS, INC., Uhlmann Price Securities, Inc., TRIAD ADVISORS, INC., Liccar Securities & Custodial Services, LLC, and Silver Leaf Partners, LLC CIK Number 0001411071 Filed Document 0001411071-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Equity
York Select Investors Unit Trust See All Filings	D/A	2016-05-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461082 Filed Document 0001144204-16-103824 Exclusions or Exemptions 506b Accepted Date 2016-05-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DCP FUND LLC See All Filings	D	2016-05-20 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001674658 Filed Document 0000949265-16-000019 Exclusions or Exemptions 506b Accepted Date 2016-05-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity