Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
L3 Cubed LLC See All Filings	D/A	2016-03-24 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers PHX Financial, Inc and Olympus Securities LLC CIK Number 0001600800 Filed Document 0001013762-16-001418 Exclusions or Exemptions 506b Accepted Date 2016-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Forester Opportunities, L.P. See All Filings	D/A	2016-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001271283 Filed Document 0000919574-16-012159 Exclusions or Exemptions 506b Accepted Date 2016-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Stay Gold Film Fund, LLC See All Filings	D/A	2016-03-24 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001670146 Filed Document 0001670146-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Securis II Fund-SPC-Segregated Portfolio Six-TCCC See All Filings	D/A	2016-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Towers Watson Investment Services, Inc. CIK Number 0001568361 Filed Document 0000902664-16-006506 Exclusions or Exemptions 506b Accepted Date 2016-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
L&H Brewing Partners, LP See All Filings	D	2016-03-24 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001670289 Filed Document 0001670289-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Okabena U.S. Equity Fund, LLC See All Filings	D/A	2016-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544755 Filed Document 0001209191-16-110372 Exclusions or Exemptions 506b Accepted Date 2016-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Okabena Diversified Equity Fund, LLC See All Filings	D/A	2016-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544786 Filed Document 0001209191-16-110377 Exclusions or Exemptions 506b Accepted Date 2016-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Gleneagles Credit Partners I, LLC See All Filings	D	2016-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers none CIK Number 0001533572 Filed Document 0001533572-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-03-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
DataCore Innovations, LLC See All Filings	D/A	2016-03-24 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001646652 Filed Document 0001646652-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-24 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Forester Opportunities, Ltd. See All Filings	D/A	2016-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001558723 Filed Document 0000919574-16-012147 Exclusions or Exemptions 506b Accepted Date 2016-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Discovery Global Focus Partners, L.P. See All Filings	D/A	2016-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457467 Filed Document 0000919574-16-012135 Exclusions or Exemptions 506b Accepted Date 2016-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
ONEUP HEALTH INC. See All Filings	D	2016-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670035 Filed Document 0001670035-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-03-24 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Security To Be Acquired
PB2, L.P. See All Filings	D	2016-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001634611 Filed Document 0001634611-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Incentive Active Value Fund - a sub-fund of Incentive Investment Funds ICAV See All Filings	D	2016-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670078 Filed Document 0000945621-16-000535 Exclusions or Exemptions 506b Accepted Date 2016-03-24 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Okabena International Equity Fund, LLC See All Filings	D/A	2016-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544766 Filed Document 0001209191-16-110365 Exclusions or Exemptions 506b Accepted Date 2016-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Cavalry Opportunity Offshore Fund, Ltd. See All Filings	D/A	2016-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637547 Filed Document 0000935836-16-000832 Exclusions or Exemptions 506b Accepted Date 2016-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bizodo, Inc. See All Filings	D	2016-03-24 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001641905 Filed Document 0001641905-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Carrhae Capital Long Master Fund Ltd See All Filings	D/A	2016-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599934 Filed Document 0000902664-16-006513 Exclusions or Exemptions 506b Accepted Date 2016-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Chilmark Air 2017 LLC See All Filings	D/A	2016-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637458 Filed Document 0001637458-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mast OC I Ltd. See All Filings	D/A	2016-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572929 Filed Document 0001315863-16-001325 Exclusions or Exemptions 506b Accepted Date 2016-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Lizard Global Fund LP See All Filings	D/A	2016-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602756 Filed Document 0001602756-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
ATLAS GLOBAL INVESTMENTS LTD See All Filings	D/A	2016-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers JP Morgan Private Bank and CAIS Capital, LLC CIK Number 0001373876 Filed Document 0001373876-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Denim.LA, Inc. See All Filings	1-A	2016-03-23 16:19:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001668010 Filed Document 0001144204-16-089831 Accepted Date 2016-03-23 16:19:00 UTC Type of Offering 1-A Industry RETAIL-APPAREL & ACCESSORY STORES Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $1,720,432 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Intrinsic4D Inc. See All Filings	D	2016-03-23 00:00:00 UTC
Amount To Be Raised $415,908 Associated Brokers / Dealers P.S. Securities (USA) Inc. CIK Number 0001668020 Filed Document 0001183740-16-000314 Exclusions or Exemptions 506b Accepted Date 2016-03-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Wafra Private Equity Fund V, L.P. See All Filings	D/A	2016-03-23 00:00:00 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers N/A CIK Number 0001603206 Filed Document 0001603206-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Stars Toxicology, LLC See All Filings	D	2016-03-23 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001670438 Filed Document 0001670438-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-23 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Little Creek Storage, LLC See All Filings	D	2016-03-23 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001669917 Filed Document 0001669917-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-23 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
Akoustis Technologies, Inc. See All Filings	D	2016-03-23 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001584754 Filed Document 0001615774-16-004620 Exclusions or Exemptions 506b Accepted Date 2016-03-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
A-LLX-15-Fund, a series of AngelList-ShGa-Funds, LLC See All Filings	D	2016-03-23 00:00:00 UTC
Amount To Be Raised $169,500 Associated Brokers / Dealers N/A CIK Number 0001669963 Filed Document 0001669963-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-MIT-17-Fund, a series of AX-MH-Funds, LLC See All Filings	D	2016-03-23 00:00:00 UTC
Amount To Be Raised $102,999 Associated Brokers / Dealers N/A CIK Number 0001669972 Filed Document 0001669972-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ramius Merger Fund Ltd. See All Filings	D/A	2016-03-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers EWM Capital Limited, Flying Cloud Securities LLC, and Mentor Alternative Advisors LLC CIK Number 0001591288 Filed Document 0001591288-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ramius Merger Fund LLC See All Filings	D/A	2016-03-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Flying Cloud Securities LLC CIK Number 0001575790 Filed Document 0001575790-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KRG Capital Fund V-A, L.P. See All Filings	D/A	2016-03-23 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001637499 Filed Document 0001637494-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Pramerica European Value Partners Limited Partnership S.C.S. See All Filings	D	2016-03-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670408 Filed Document 0001670408-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-23 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Silver Capital Fund, LLC See All Filings	D/A	2016-03-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001173363 Filed Document 0001013594-16-000945 Exclusions or Exemptions 506b Accepted Date 2016-03-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ASHLAND GREEN LLC See All Filings	D	2016-03-23 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001669985 Filed Document 0001669985-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-23 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SPEX Technologies, Inc. See All Filings	D	2016-03-23 00:00:00 UTC
Amount To Be Raised $15,514 Associated Brokers / Dealers N/A CIK Number 0001661598 Filed Document 0001458754-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-03-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SnoopWall, Inc. See All Filings	D/A	2016-03-23 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001601788 Filed Document 0001601788-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-03-23 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
Fitness Cubed Inc. See All Filings	D/A	2016-03-23 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001635753 Filed Document 0001635753-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-23 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
SP NASHVILLE LLC See All Filings	D	2016-03-23 00:00:00 UTC
Amount To Be Raised $11,400,000 Associated Brokers / Dealers N/A CIK Number 0001670133 Filed Document 0001670133-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-23 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
FundersClub 2WD LLC See All Filings	D	2016-03-23 00:00:00 UTC
Amount To Be Raised $1,567,900 Associated Brokers / Dealers N/A CIK Number 0001669832 Filed Document 0001669832-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Novo Resources Corp. See All Filings	D	2016-03-23 00:00:00 UTC
Amount To Be Raised $499,123 Associated Brokers / Dealers N/A CIK Number 0001536674 Filed Document 0001536674-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Rothschild Technology Partners, L.P. See All Filings	D/A	2016-03-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637153 Filed Document 0001637153-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Egerton Long-Short Fund (EUR & GBP) Ltd See All Filings	D/A	2016-03-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001467586 Filed Document 0000919574-16-012090 Exclusions or Exemptions 506b Accepted Date 2016-03-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
ZenPayroll, Inc. See All Filings	D/A	2016-03-23 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001639415 Filed Document 0001639415-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-03-23 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
eChalk Inc See All Filings	D	2016-03-23 00:00:00 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001313832 Filed Document 0001313832-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
KRA DRINKS FOR ATHLETES, INC. See All Filings	D	2016-03-23 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001669685 Filed Document 0001669685-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-23 00:00:00 UTC Type of Offering D Industry Tourism and Travel Services Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
REMY CAPITAL PARTNERS L P See All Filings	D/A	2016-03-23 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0000919756 Filed Document 0000935836-16-000826 Exclusions or Exemptions 506b Accepted Date 2016-03-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
THL Credit Direct Lending Co-Invest III LLC See All Filings	D	2016-03-23 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001670230 Filed Document 0001670230-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-03-23 00:00:00 UTC
Amount To Be Raised $1,389,684 Associated Brokers / Dealers Kirk Penland, Matt Sheehan, and Andrew Chase CIK Number 0001135856 Filed Document 0001135856-16-000486 Exclusions or Exemptions 506b Accepted Date 2016-03-23 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund