Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
A-OZN-12-Fund, a series of AX-JoCh-Funds, LLC See All Filings	D	2016-10-12 19:13:33 UTC
Amount To Be Raised $207,996 Associated Brokers / Dealers N/A CIK Number 0001685137 Filed Document 0001685137-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-12 19:13:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mark Equity Opportunities Fund L.P. See All Filings	D/A	2016-10-12 19:06:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers John J. Hock CIK Number 0001588911 Filed Document 0001588911-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-12 19:06:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MARK PARTNERS See All Filings	D/A	2016-10-12 18:58:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers John J. Hock CIK Number 0000849919 Filed Document 0000899140-16-001642 Exclusions or Exemptions 506b Accepted Date 2016-10-12 18:58:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
X1 Investments LP See All Filings	D/A	2016-10-12 18:55:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654464 Filed Document 0001654464-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-12 18:55:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crowdfunder, Inc. See All Filings	D	2016-10-12 18:40:55 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001551737 Filed Document 0001140361-16-082614 Exclusions or Exemptions 506b Accepted Date 2016-10-12 18:40:55 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Crowdfunder, Inc. See All Filings	D	2016-10-12 18:36:56 UTC
Amount To Be Raised $180,000 Associated Brokers / Dealers N/A CIK Number 0001551737 Filed Document 0001140361-16-082613 Exclusions or Exemptions 506b Accepted Date 2016-10-12 18:36:56 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Crowdfunder, Inc. See All Filings	D	2016-10-12 18:32:44 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001551737 Filed Document 0001140361-16-082612 Exclusions or Exemptions 506b Accepted Date 2016-10-12 18:32:44 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Crowdfunder, Inc. See All Filings	D	2016-10-12 18:26:51 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001551737 Filed Document 0001140361-16-082611 Exclusions or Exemptions 506b Accepted Date 2016-10-12 18:26:51 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Veritas Fund B-2, LLC See All Filings	D	2016-10-12 18:20:33 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001687157 Filed Document 0001687137-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-12 18:20:33 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ezuza, Inc. See All Filings	D	2016-10-12 18:16:24 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001512882 Filed Document 0001565113-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-10-12 18:16:24 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Other
Washington Hotel & Restaurant Investment, LLC See All Filings	D	2016-10-12 18:12:49 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001687303 Filed Document 0001687257-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-12 18:12:49 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Clean Grid Holdings LLC See All Filings	D	2016-10-12 18:11:12 UTC
Amount To Be Raised $62,500,000 Associated Brokers / Dealers N/A CIK Number 0001687219 Filed Document 0001687219-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-12 18:11:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Splife, LLC See All Filings	D	2016-10-12 18:08:28 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001687302 Filed Document 0001687302-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-12 18:08:28 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Veritas Fund B-1, LLC See All Filings	D	2016-10-12 18:01:10 UTC
Amount To Be Raised $17,000,000 Associated Brokers / Dealers N/A CIK Number 0001687159 Filed Document 0001687137-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-12 18:01:10 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Vicis, Inc. See All Filings	D	2016-10-12 17:44:35 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001608939 Filed Document 0001608939-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-12 17:44:35 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Secured Real Estate Income Fund II, LLC See All Filings	1-A/A	2016-10-12 17:44:32 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Cambria Capital, LLC CIK Number 0001678107 Filed Document 0001445866-16-002740 Accepted Date 2016-10-12 17:44:32 UTC Type of Offering 1-A/A Industry FINANCE SERVICES Offering Tier Tier2 Principal Place of Business ARIZONA Revenue or Assets -$1 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Minglian Capital, L.P. See All Filings	D	2016-10-12 17:33:34 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001687257 Filed Document 0001687257-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-12 17:33:34 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
FRED-Village Green, LLC See All Filings	D	2016-10-12 17:28:54 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers N/A CIK Number 0001687270 Filed Document 0001687270-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-12 17:28:54 UTC Type of Offering D Industry Residential Principal Place of Business WISCONSIN Revenue or Assets $No Revenues Type of Security Equity
HISTOGENICS CORP See All Filings	D	2016-10-12 17:25:25 UTC
Amount To Be Raised $30,000,001 Associated Brokers / Dealers H.C. Wainwright & Co. LLC CIK Number 0001372299 Filed Document 0001671400-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-12 17:25:25 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Fortified Bicycle, Inc. See All Filings	D	2016-10-12 17:25:19 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001617690 Filed Document 0001617690-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-12 17:25:19 UTC Type of Offering D Industry Retailing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Veritas Trophy V, LLC See All Filings	D	2016-10-12 17:24:13 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001687137 Filed Document 0001687137-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-12 17:24:13 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Worcester Investments, LLC See All Filings	D	2016-10-12 17:21:47 UTC
Amount To Be Raised $2,436,617 Associated Brokers / Dealers None CIK Number 0001613112 Filed Document 0001613112-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-12 17:21:47 UTC Type of Offering D Industry Residential Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Common
Specialty Loan Fund 2016, L.P. See All Filings	D	2016-10-12 17:18:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687337 Filed Document 0001687337-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-12 17:18:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eclipse Partners Fund I, L.P. See All Filings	D	2016-10-12 17:15:38 UTC
Amount To Be Raised $1,225,000 Associated Brokers / Dealers N/A CIK Number 0001680190 Filed Document 0001680190-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-12 17:15:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CWD OC 522 Offshore Fund, Ltd. See All Filings	D/A	2016-10-12 17:14:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001528311 Filed Document 0001012975-16-001531 Exclusions or Exemptions 506b Accepted Date 2016-10-12 17:14:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CWD OC 522 Master Fund, Ltd. See All Filings	D/A	2016-10-12 17:10:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001528342 Filed Document 0001012975-16-001530 Exclusions or Exemptions 506b Accepted Date 2016-10-12 17:10:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
KAIDEN, INC. See All Filings	C	2016-10-12 17:09:40 UTC
Financial Interest none Filing Platform UFP, LLC Offering Amount $1,000,000 CIK Number 0001684628 Filed Document 0001684628-16-000002 Accepted Date 2016-10-12 17:09:40 UTC Type of Offering C Security Offered Amount 2,000,000 Security Offered Type Common Stock State FLORIDA
OMNIVOR INC. See All Filings	D	2016-10-12 17:04:29 UTC
Amount To Be Raised $1,220,000 Associated Brokers / Dealers N/A CIK Number 0001687311 Filed Document 0001687311-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-12 17:04:29 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
American Wind, Inc. See All Filings	D	2016-10-12 17:04:11 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001686632 Filed Document 0001686632-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-12 17:04:11 UTC Type of Offering D Industry Other Technology Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Harvest Soul, LLC See All Filings	D	2016-10-12 17:01:32 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001687284 Filed Document 0001687284-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-12 17:01:32 UTC Type of Offering D Industry Manufacturing Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
5210 FOUNTAINGATE INVESTORS, LLC See All Filings	D	2016-10-12 17:00:11 UTC
Amount To Be Raised $760,000 Associated Brokers / Dealers N/A CIK Number 0001687313 Filed Document 0001687313-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-12 17:00:11 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Squeakly, Inc. See All Filings	D	2016-10-12 16:52:01 UTC
Amount To Be Raised $75,001 Associated Brokers / Dealers N/A CIK Number 0001678309 Filed Document 0001678309-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-12 16:52:01 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
ZINCAP, INC. See All Filings	D	2016-10-12 16:45:17 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001646691 Filed Document 0001646691-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-12 16:45:17 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
Verdigris Technologies, Inc. See All Filings	D	2016-10-12 16:43:33 UTC
Amount To Be Raised $9,203,742 Associated Brokers / Dealers N/A CIK Number 0001497231 Filed Document 0001497231-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-12 16:43:33 UTC Type of Offering D Industry Energy Conservation Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
5210 FOUNTAINGATE, LP See All Filings	D	2016-10-12 16:43:15 UTC
Amount To Be Raised $5,042,030 Associated Brokers / Dealers North Capital Private Securities Corporation and iintoo Investments, Ltd. CIK Number 0001687128 Filed Document 0001687128-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-12 16:43:15 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Formula XO, Inc. See All Filings	D	2016-10-12 16:39:12 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001594586 Filed Document 0001594586-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-12 16:39:12 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
Grava Med Solutions, LLC See All Filings	D	2016-10-12 16:32:35 UTC
Amount To Be Raised $40,000 Associated Brokers / Dealers N/A CIK Number 0001687268 Filed Document 0001687268-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-12 16:32:35 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
JikoPower, Inc. See All Filings	D	2016-10-12 16:29:40 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001687272 Filed Document 0001687272-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-12 16:29:40 UTC Type of Offering D Industry Manufacturing Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Topeka Grand Hotel, LLC See All Filings	D	2016-10-12 16:19:19 UTC
Amount To Be Raised $12,958,000 Associated Brokers / Dealers N/A CIK Number 0001684928 Filed Document 0001684928-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-12 16:19:19 UTC Type of Offering D Industry Commercial Principal Place of Business KANSAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Propel Baltimore Fund II, L.P. See All Filings	D	2016-10-12 16:17:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642920 Filed Document 0001642920-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-12 16:17:53 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Cianna Medical Inc See All Filings	D	2016-10-12 16:16:35 UTC
Amount To Be Raised $7,310,929 Associated Brokers / Dealers N/A CIK Number 0001418407 Filed Document 0001418407-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-12 16:16:35 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Farmfolio Ganaderia Pietrasanta LLC See All Filings	D/A	2016-10-12 16:14:28 UTC
Amount To Be Raised $2,575,000 Associated Brokers / Dealers N/A CIK Number 0001676376 Filed Document 0001685765-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-10-12 16:14:28 UTC Type of Offering D/A Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
HZ Rock Creek, LLC See All Filings	D	2016-10-12 16:13:48 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers N/A CIK Number 0001687292 Filed Document 0001687292-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-12 16:13:48 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
1620 Workwear, Inc. See All Filings	D	2016-10-12 16:11:15 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001687050 Filed Document 0001687050-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-12 16:11:15 UTC Type of Offering D Industry Retailing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Matrix Analytics, Inc. See All Filings	D/A	2016-10-12 16:09:18 UTC
Amount To Be Raised $1,503,540 Associated Brokers / Dealers N/A CIK Number 0001655242 Filed Document 0001655242-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-12 16:09:18 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
LEGACY GRETNA #1, L.L.C. See All Filings	D	2016-10-12 16:06:18 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001687230 Filed Document 0001687230-16-000001 Exclusions or Exemptions 505 and 506c Accepted Date 2016-10-12 16:06:18 UTC Type of Offering D Industry Restaurants Principal Place of Business LOUISIANA Revenue or Assets $No Revenues Type of Security Equity
Rock Creek Sponsor, LLC See All Filings	D	2016-10-12 16:03:27 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers N/A CIK Number 0001687289 Filed Document 0001687289-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-12 16:03:27 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Common
Road Runner Disposal Systems, LLC See All Filings	D	2016-10-12 16:02:18 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers Randall M. Duncan and Stephen B. Murchison CIK Number 0001687275 Filed Document 0001687275-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-12 16:02:18 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Jiseki Health, Inc. See All Filings	D	2016-10-12 16:02:02 UTC
Amount To Be Raised $1,234,075 Associated Brokers / Dealers N/A CIK Number 0001687180 Filed Document 0001687180-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-12 16:02:02 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Oplis Financial LLC See All Filings	D	2016-10-12 16:01:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kevin Allred CIK Number 0001684533 Filed Document 0001684533-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-10-12 16:01:31 UTC Type of Offering D Industry Other Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity