Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Sound Point CLO Equity Fund-A Series of Taylor Insurance Series LP See All Filings	D	2016-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669944 Filed Document 0001669944-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Mytonomy, Inc. See All Filings	D	2016-03-28 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001513919 Filed Document 0001513919-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
Oceana Fund LLC See All Filings	D/A	2016-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001469074 Filed Document 0001393725-16-000194 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pentwater Credit Opportunities Fund LLC See All Filings	D/A	2016-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580588 Filed Document 0001393725-16-000202 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Valens Co Investment Fund, L.P. See All Filings	D	2016-03-28 00:00:00 UTC
Amount To Be Raised $1,754,500 Associated Brokers / Dealers N/A CIK Number 0001670584 Filed Document 0001670584-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PENTWATER EQUITY OPPORTUNITIES FUND LTD. See All Filings	D/A	2016-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001469171 Filed Document 0001393725-16-000199 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Morgan Stanley Global Diversified Markets Fund LP See All Filings	D/A	2016-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001486518 Filed Document 0000945621-16-000540 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hastings Fund, LP See All Filings	D/A	2016-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637434 Filed Document 0001315863-16-001334 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Carmenta Capital Fund SPV, L.P. - Investment Class 2 See All Filings	D/A	2016-03-28 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001653420 Filed Document 0001629493-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DAFNA Fund LP See All Filings	D/A	2016-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SDDCO Brokerage Advisors LLC CIK Number 0001407156 Filed Document 0001407156-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
O'Connor Global Fundamental Market Neutral Long/Short (Levered) LLC See All Filings	D/A	2016-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001545803 Filed Document 0001545803-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VA 115 See All Filings	D/A	2016-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc. and NFP Securities, Inc. CIK Number 0001602215 Filed Document 0001602215-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GLADE BROOK PRIVATE INVESTORS IV LLC See All Filings	D/A	2016-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638862 Filed Document 0001140361-16-059118 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Peri Inc. See All Filings	D/A	2016-03-28 00:00:00 UTC
Amount To Be Raised $2,077,000 Associated Brokers / Dealers N/A CIK Number 0001630387 Filed Document 0001630387-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EMERGENT CAPITAL, INC. See All Filings	D	2016-03-28 00:00:00 UTC
Amount To Be Raised $21,555,000 Associated Brokers / Dealers N/A CIK Number 0001494448 Filed Document 0000897069-16-000786 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Debt
KKR Special Situations (Offshore) Feeder II L.P. See All Filings	D	2016-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628007 Filed Document 0000950142-16-003384 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quantamentals Large-Cap Fund, L.P. See All Filings	D	2016-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670321 Filed Document 0001670321-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LR Global Frontier Fund, L.P. See All Filings	D/A	2016-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable CIK Number 0001616705 Filed Document 0001616705-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CQS Diversified Fund (SPC) Ltd - Segregated Portfolio Alpha See All Filings	D/A	2016-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001514736 Filed Document 0001514736-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Emulate, Inc. See All Filings	D	2016-03-28 00:00:00 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers N/A CIK Number 0001614538 Filed Document 0001192482-16-000532 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
RA CAPITAL HEALTHCARE INTERNATIONAL FUND LTD See All Filings	D/A	2016-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001391647 Filed Document 0001140361-16-059113 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Riverview Liquid Markets Fund II LP See All Filings	D/A	2016-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC and UBS Financial Services Inc. CIK Number 0001293728 Filed Document 0000945621-16-000538 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ECM Technologies, LLC See All Filings	D	2016-03-28 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001657868 Filed Document 0001657868-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
IGF Investment Grade Fund I, L.P. See All Filings	D	2016-03-28 00:00:00 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001665578 Filed Document 0001665578-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Orexigen Therapeutics, Inc. See All Filings	D	2016-03-28 00:00:00 UTC
Amount To Be Raised $329,999,991 Associated Brokers / Dealers Leerink Partners LLC CIK Number 0001382911 Filed Document 0001432545-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Quantuvis LLC See All Filings	D/A	2016-03-28 00:00:00 UTC
Amount To Be Raised $1,336,000 Associated Brokers / Dealers None CIK Number 0001600543 Filed Document 0001600543-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Colibri Heart Valve LLC See All Filings	D	2016-03-28 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001471637 Filed Document 0001471637-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
CAPRICOR THERAPEUTICS, INC. See All Filings	D	2016-03-28 00:00:00 UTC
Amount To Be Raised $13,974 Associated Brokers / Dealers SC&H Capital CIK Number 0001133869 Filed Document 0001144204-16-090730 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
ITI Holdings, Inc. See All Filings	D	2016-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670478 Filed Document 0001670478-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SWDS Holdings, Inc. See All Filings	D	2016-03-28 00:00:00 UTC
Amount To Be Raised $1,950,000 Associated Brokers / Dealers N/A CIK Number 0001637748 Filed Document 0000950138-16-001053 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Terra Alpha Fund LP See All Filings	D/A	2016-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637293 Filed Document 0000919574-16-012187 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Pentwater Credit Opportunities Fund Ltd See All Filings	D/A	2016-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580589 Filed Document 0001393725-16-000201 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Scout Media Holdings, Inc. See All Filings	D	2016-03-28 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001623865 Filed Document 0001623865-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
PENTWATER EVENT FUND LLC See All Filings	D/A	2016-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001413958 Filed Document 0001393725-16-000198 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RBJ RETIREMENT FUND LP See All Filings	D	2016-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001218455 Filed Document 0001218455-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
Wakefield CW LLC See All Filings	D/A	2016-03-28 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001656891 Filed Document 0001656891-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Recreation Risk Retention Group Inc See All Filings	D	2016-03-28 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001670542 Filed Document 0001670542-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Debt
Goldfinch Capital Management, LP See All Filings	D/A	2016-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001454868 Filed Document 0001315863-16-001335 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Wasserstein Special Opportunities Fund, LP See All Filings	D	2016-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669683 Filed Document 0000950142-16-003378 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DAFNA Fund LP See All Filings	D/A	2016-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SDDCO Brokerage Advisors LLC CIK Number 0001407156 Filed Document 0001407156-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Eckard Global, LLC See All Filings	D	2016-03-28 00:00:00 UTC
Amount To Be Raised $179,996 Associated Brokers / Dealers N/A CIK Number 0001551756 Filed Document 0001551756-16-000014 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ZOOM COMPANIES INC. See All Filings	D	2016-03-28 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001493109 Filed Document 0001493109-16-000071 Exclusions or Exemptions 506c Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Bellavista Grove Holdings LLC See All Filings	D	2016-03-28 00:00:00 UTC
Amount To Be Raised $6,954,255 Associated Brokers / Dealers N/A CIK Number 0001660455 Filed Document 0001660455-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
OCEANA FUND LTD. See All Filings	D/A	2016-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001469172 Filed Document 0001393725-16-000193 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LINCOLN & MINERAL, LLC See All Filings	D	2016-03-28 00:00:00 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers N/A CIK Number 0001670696 Filed Document 0001670696-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Virtual Power Systems, Inc. See All Filings	D	2016-03-28 00:00:00 UTC
Amount To Be Raised $2,119,745 Associated Brokers / Dealers N/A CIK Number 0001583375 Filed Document 0001583375-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CID Greater China Fund V, LP See All Filings	D	2016-03-28 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001670529 Filed Document 0001507943-16-000193 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TAIWAN, PROVINCE OF CHINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
iSport360, Inc. See All Filings	D	2016-03-28 00:00:00 UTC
Amount To Be Raised $139,999 Associated Brokers / Dealers N/A CIK Number 0001670323 Filed Document 0001140361-16-059285 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Strategic Partners Offshore Real Estate Fund VI, L.P. See All Filings	D/A	2016-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC, Compass Group Global Advisors S.A., RBC Capital Markets, LLC, and Noah Holdings (Hong Kong) Limited CIK Number 0001627279 Filed Document 0000950103-16-012145 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ratel Capital Fund LP See All Filings	D/A	2016-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001516432 Filed Document 0001013594-16-000954 Exclusions or Exemptions 506b Accepted Date 2016-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity