Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Ares Commercial Finance Feeder LP See All Filings	D/A	2016-04-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ares Investor Services LLC CIK Number 0001634614 Filed Document 0001634614-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Salarius Pharmaceuticals, LLC See All Filings	D	2016-04-03 00:00:00 UTC
Amount To Be Raised $2,745,000 Associated Brokers / Dealers N/A CIK Number 0001661178 Filed Document 0001661178-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-03 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Fair-Haired Dumbbell LLC See All Filings	1-A/A	2016-04-01 17:02:36 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001629699 Filed Document 0000906318-16-000105 Accepted Date 2016-04-01 17:02:36 UTC Type of Offering 1-A/A Industry REAL ESTATE Offering Tier Tier1 Principal Place of Business OREGON Revenue or Assets $0 State of Jurisdiction OREGON Type of Security Equity (common or preferred stock)
Appliqate Inc See All Filings	1-A	2016-04-01 16:46:21 UTC
Amount To Be Raised $0 Associated Brokers / Dealers (1) CIK Number 0001669778 Filed Document 0001669778-16-000006 Accepted Date 2016-04-01 16:46:21 UTC Type of Offering 1-A Industry SERVICES-ADVERTISING AGENCIES Offering Tier Tier2 Principal Place of Business UTAH Revenue or Assets $176 State of Jurisdiction WYOMING Type of Security Equity (common or preferred stock)
SLK Value & Opportunity Fund, LP See All Filings	D/A	2016-04-01 13:49:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603171 Filed Document 0001603171-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-01 13:49:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Pine Ridge Apartments, LLC See All Filings	1-A	2016-04-01 13:41:54 UTC
Amount To Be Raised $1,000 Associated Brokers / Dealers N/A CIK Number 0001668918 Filed Document 0001668918-16-000001 Accepted Date 2016-04-01 13:41:54 UTC Type of Offering 1-A Industry REAL ESTATE Offering Tier Tier1 Principal Place of Business FLORIDA Revenue or Assets $0 State of Jurisdiction FLORIDA Type of Security Debt
San Carlos Resort, LLC See All Filings	1-A/A	2016-04-01 12:36:15 UTC
Amount To Be Raised $1,000 Associated Brokers / Dealers N/A CIK Number 0001660947 Filed Document 0001660947-16-000003 Accepted Date 2016-04-01 12:36:15 UTC Type of Offering 1-A/A Industry REAL ESTATE Offering Tier Tier1 Principal Place of Business FLORIDA Revenue or Assets $0 State of Jurisdiction FLORIDA Type of Security Debt
UrbanStems, Inc. See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001633187 Filed Document 0001633187-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Debt
BRISIO INNOVATIONS INC. See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised $22,608 Associated Brokers / Dealers N/A CIK Number 0001115672 Filed Document 0001534122-16-000096 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
2Morrow, Inc. See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001636618 Filed Document 0001636618-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Taurus CD 186 Balmy Beach FL LP See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised $5,950,000 Associated Brokers / Dealers Robert Clifford, T Capital Funding, LLC, and Alexander Jeffers CIK Number 0001671030 Filed Document 0001546927-16-000478 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Verdad Leveraged Co Fund, L.P. See All Filings	D/A	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602514 Filed Document 0001602514-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ARKactive, Inc. See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised $455,000 Associated Brokers / Dealers N/A CIK Number 0001671085 Filed Document 0001671085-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Lyxor/MKP Global Fund Ltd See All Filings	D/A	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SG Americas Securities, LLC CIK Number 0001562500 Filed Document 0001140361-16-059807 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SkyBridge Opportunity Fund, Ltd. See All Filings	D/A	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hastings Capital Group LLC CIK Number 0001638383 Filed Document 0000899140-16-001341 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SCB Global Opportunities Fund, LP See All Filings	D/A	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers RWN3 LLC and Seedchange Execution Services Inc. CIK Number 0001640574 Filed Document 0001640574-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
L2 Summit Enhanced Return Fund L.P. See All Filings	D/A	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641025 Filed Document 0001641025-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lighthouse Assurance, LLC See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised $2,645,000 Associated Brokers / Dealers N/A CIK Number 0001671090 Filed Document 0001671090-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Stonecutter Multistate Investors II LLC See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised $30,675,631 Associated Brokers / Dealers N/A CIK Number 0001670785 Filed Document 0001670785-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Permanens Capital Equities Fund, L.P. See All Filings	D/A	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544990 Filed Document 0001315863-16-001340 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Strategic Energy Income Fund IV L.P. See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Jeffrey Nesseth CIK Number 0001619764 Filed Document 0001619764-16-000013 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
GRAHAM GLOBAL INVESTMENT FUND II SPC LTD See All Filings	D/A	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MULTIPLE CIK Number 0001269194 Filed Document 0000941031-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets $Over $100,000,000 Type of Security Equity
JMY CAPITAL LLC See All Filings	D/A	2016-04-01 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001637477 Filed Document 0001637477-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
GMO Funds Plc on behalf of its sub-fund GMO Quality Investment Fund See All Filings	D/A	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545531 Filed Document 0001545531-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Microphase Corp See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised $1,136,000 Associated Brokers / Dealers Palladium Capital Advisors, LLC and Hallmark Investments, Inc. CIK Number 0001574969 Filed Document 0001144204-16-092140 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CONNECTICUT Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
EctoScan Systems, LLC See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001671049 Filed Document 0001671049-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Demetree Meridian Holdings, LLC See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised $61,000,000 Associated Brokers / Dealers N/A CIK Number 0001671167 Filed Document 0001671167-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
RGI Capital Partners, LP See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670854 Filed Document 0001538805-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ESSA Pharma Inc. See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised $4,999,998 Associated Brokers / Dealers N/A CIK Number 0001633932 Filed Document 0000950172-16-000168 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Apollo Natural Resources Partners II, L.P. See All Filings	D/A	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eugene Investment & Securities Co. Ltd. and Morgan Stanley Smith Barney LLC CIK Number 0001649264 Filed Document 0001315863-16-001345 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LightSail Inc. See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised $11,015,570 Associated Brokers / Dealers N/A CIK Number 0001587678 Filed Document 0000905718-16-001281 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
P1 Offshore Ltd. See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635145 Filed Document 0001635145-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NP-C Therapeutics, LLC See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001671127 Filed Document 0001671127-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
GMO World Equity Allocation Investment Fund Plc See All Filings	D/A	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545528 Filed Document 0001545528-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AVM RANGER FUND (BVI), LTD See All Filings	D/A	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001536254 Filed Document 0001566114-16-000113 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Clean Energy Capital Fund II, LLC See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001671000 Filed Document 0001671000-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
ASF VII L.P. See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660096 Filed Document 0001660096-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Really Simple, Inc. See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001641782 Filed Document 0001641782-16-000004 Exclusions or Exemptions 506c Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Mandeville Capital Real Estate Group I See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers Mandeville Capital, LLC CIK Number 0001671882 Filed Document 0001671882-16-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TABLESAFE, INC. See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised $10,936,000 Associated Brokers / Dealers N/A CIK Number 0001504672 Filed Document 0001504672-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Voyager Pacific Opportunity Fund II, LLC See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001671072 Filed Document 0001671072-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Bend Labs, Inc. See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised $165,000 Associated Brokers / Dealers N/A CIK Number 0001618637 Filed Document 0001599807-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Option To Acquire
Wellgreen Platinum Ltd. See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised $4,958,927 Associated Brokers / Dealers N/A CIK Number 0001535652 Filed Document 0001535652-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Truelight Capital Fund, LLC See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599590 Filed Document 0001599590-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business WASHINGTON Revenue or Assets $Not Applicable Type of Security Equity
Textsavvyapp, Inc. See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001670656 Filed Document 0001670656-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Lighthouse Fund, LLC See All Filings	D	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671018 Filed Document 0001671018-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
CHESTNUT RIDGE PARTNERS LP See All Filings	D/A	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001173744 Filed Document 0000919574-16-012241 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Opico Capital Pty Ltd See All Filings	D/A	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Opico Capital Pty Ltd CIK Number 0001616008 Filed Document 0001616008-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sirios Access LLC See All Filings	D/A	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001515337 Filed Document 0001515337-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Permanens Capital Floating Rate Fund LP See All Filings	D/A	2016-04-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580592 Filed Document 0001315863-16-001341 Exclusions or Exemptions 506b Accepted Date 2016-04-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity