Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Nuveen Asset Management, LLC See All Filings	D/A	2016-06-09 14:41:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001521019 Filed Document 0000950172-16-000210 Exclusions or Exemptions 506b Accepted Date 2016-06-09 14:41:10 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
SANTA BARBARA ASSET MANAGEMENT, LLC See All Filings	D/A	2016-06-09 14:39:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001109426 Filed Document 0000950172-16-000209 Exclusions or Exemptions 506b Accepted Date 2016-06-09 14:39:40 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Emerald Direct Lending Institutional Offshore Fund, Ltd. See All Filings	D/A	2016-06-09 14:38:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657688 Filed Document 0001192482-16-000609 Exclusions or Exemptions 506c Accepted Date 2016-06-09 14:38:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SYMPHONY ASSET MANAGEMENT LLC See All Filings	D/A	2016-06-09 14:38:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001030815 Filed Document 0000950172-16-000208 Exclusions or Exemptions 506b Accepted Date 2016-06-09 14:38:30 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Winslow Capital Management, LLC See All Filings	D/A	2016-06-09 14:36:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000900973 Filed Document 0000950172-16-000207 Exclusions or Exemptions 506b Accepted Date 2016-06-09 14:36:44 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
CyMedica Orthopedics, Inc. See All Filings	D	2016-06-09 14:31:12 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers N/A CIK Number 0001579395 Filed Document 0001579395-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-09 14:31:12 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
Emerald Direct Lending Institutional Series Fund, L.P. See All Filings	D/A	2016-06-09 14:31:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657371 Filed Document 0001192482-16-000608 Exclusions or Exemptions 506c Accepted Date 2016-06-09 14:31:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Contabilizei Co See All Filings	D	2016-06-09 14:24:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676383 Filed Document 0001676383-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-09 14:24:56 UTC Type of Offering D Industry Other Technology Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Certus Manufacturing, LLC See All Filings	D	2016-06-09 14:24:23 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001676727 Filed Document 0001676727-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-09 14:24:23 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Ronit Global Opportunities Fund Ltd See All Filings	D	2016-06-09 14:01:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676682 Filed Document 0000902664-16-007307 Exclusions or Exemptions 506b Accepted Date 2016-06-09 14:01:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Great Plain Hospitality LLC See All Filings	D	2016-06-09 14:01:28 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001676641 Filed Document 0001676641-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-09 14:01:28 UTC Type of Offering D Industry Restaurants Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Ecorithm, Inc. See All Filings	D	2016-06-09 13:59:55 UTC
Amount To Be Raised $14,049,758 Associated Brokers / Dealers Third Seven Capital LLC CIK Number 0001510587 Filed Document 0001510587-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-09 13:59:55 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AVE MARIA BIOTECHNOLOGY LLC See All Filings	D/A	2016-06-09 13:57:36 UTC
Amount To Be Raised $17,500,000 Associated Brokers / Dealers N/A CIK Number 0001463741 Filed Document 0001463741-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-06-09 13:57:36 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Zero Motorcycles Inc See All Filings	D	2016-06-09 13:57:08 UTC
Amount To Be Raised $2,303,007 Associated Brokers / Dealers N/A CIK Number 0001414496 Filed Document 0001414496-16-000011 Exclusions or Exemptions 506b Accepted Date 2016-06-09 13:57:08 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Smith Asset Management Group Absolute Return Fund I, L.P. See All Filings	D/A	2016-06-09 13:55:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001583043 Filed Document 0001583043-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-09 13:55:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
TravelPerk, Inc. See All Filings	D	2016-06-09 13:50:09 UTC
Amount To Be Raised $8,372,999 Associated Brokers / Dealers N/A CIK Number 0001676221 Filed Document 0001140361-16-069245 Exclusions or Exemptions 506b Accepted Date 2016-06-09 13:50:09 UTC Type of Offering D Industry Tourism and Travel Services Principal Place of Business SPAIN Revenue or Assets Decline to Disclose Type of Security Equity
Vibrant Minerals Investments, LLC See All Filings	D	2016-06-09 13:35:41 UTC
Amount To Be Raised $9,147,600 Associated Brokers / Dealers Sandlapper Securities CIK Number 0001676733 Filed Document 0001676733-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-06-09 13:35:41 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Gridiron Capital Fund III, L.P. See All Filings	D/A	2016-06-09 13:35:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers EQUUS FINANCIAL CONSULTING LLC CIK Number 0001639393 Filed Document 0001639393-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-09 13:35:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Suneva Medical Inc. See All Filings	D	2016-06-09 13:34:21 UTC
Amount To Be Raised $28,333,319 Associated Brokers / Dealers N/A CIK Number 0001562974 Filed Document 0001562974-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-09 13:34:21 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Renticity, Inc. See All Filings	D/A	2016-06-09 13:04:31 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001569920 Filed Document 0001569920-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-09 13:04:31 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Arlington Heights Memory Partners LLC See All Filings	D	2016-06-09 12:56:21 UTC
Amount To Be Raised $4,510,000 Associated Brokers / Dealers N/A CIK Number 0001675599 Filed Document 0001675599-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-09 12:56:21 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Bay View Partners II, LLC See All Filings	D	2016-06-09 12:53:51 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001676660 Filed Document 0001676634-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-06-09 12:53:51 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
HUMMINGBIRD US FUND, LP See All Filings	D	2016-06-09 12:52:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676274 Filed Document 0001140361-16-069229 Exclusions or Exemptions 506b Accepted Date 2016-06-09 12:52:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vibrissa Inc. See All Filings	D	2016-06-09 12:49:39 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001676664 Filed Document 0001676664-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-09 12:49:39 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Alaskan Son See All Filings	D	2016-06-09 12:47:57 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001676744 Filed Document 0001676744-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-09 12:47:57 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Quad Partners V LP See All Filings	D/A	2016-06-09 12:44:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ASANTE CAPITAL GROUP ADVISORS LLC CIK Number 0001636297 Filed Document 0001636297-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-09 12:44:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NEWLOX GOLD VENTURES CORP See All Filings	D	2016-06-09 12:42:01 UTC
Amount To Be Raised $30,815 Associated Brokers / Dealers N/A CIK Number 0001676478 Filed Document 0001183740-16-000367 Exclusions or Exemptions 506b Accepted Date 2016-06-09 12:42:01 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Appuri, Inc. See All Filings	D	2016-06-09 12:41:21 UTC
Amount To Be Raised $2,400,001 Associated Brokers / Dealers N/A CIK Number 0001616240 Filed Document 0001616240-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-09 12:41:21 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
PHASERX, INC. See All Filings	D	2016-06-09 12:29:58 UTC
Amount To Be Raised $420,000 Associated Brokers / Dealers N/A CIK Number 0001429386 Filed Document 0001429386-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-09 12:29:58 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Deca Capital Partners LP See All Filings	D	2016-06-09 12:29:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676723 Filed Document 0001676723-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-09 12:29:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HUMMINGBIRD OFFSHORE FUND, LTD. See All Filings	D	2016-06-09 12:29:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676300 Filed Document 0001140361-16-069224 Exclusions or Exemptions 506b Accepted Date 2016-06-09 12:29:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
McDowell Fund VI, LLC See All Filings	D	2016-06-09 12:28:30 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers Kipling Capital, Inc. CIK Number 0001676634 Filed Document 0001676634-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-06-09 12:28:30 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Somar Partners LP See All Filings	D	2016-06-09 12:28:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676731 Filed Document 0000919574-16-013571 Exclusions or Exemptions 506b Accepted Date 2016-06-09 12:28:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FOREST N OAK HOLDINGS, LLC See All Filings	D	2016-06-09 12:07:30 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001676693 Filed Document 0001676693-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-09 12:07:30 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
ACCELERGY Corp See All Filings	D	2016-06-09 11:59:55 UTC
Amount To Be Raised $6,389,396 Associated Brokers / Dealers N/A CIK Number 0001275393 Filed Document 0001275393-16-000006 Exclusions or Exemptions 506c Accepted Date 2016-06-09 11:59:55 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Certa Dose, Inc. See All Filings	D	2016-06-09 11:59:28 UTC
Amount To Be Raised $600,001 Associated Brokers / Dealers N/A CIK Number 0001582843 Filed Document 0001582843-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-09 11:59:28 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Taylor Woods Fund Ltd. See All Filings	D/A	2016-06-09 11:59:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001511969 Filed Document 0000919574-16-013569 Exclusions or Exemptions 506b Accepted Date 2016-06-09 11:59:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
RumbleMonkey Inc. See All Filings	D	2016-06-09 11:58:23 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001676281 Filed Document 0001676281-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-09 11:58:23 UTC Type of Offering D Industry Computers Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Veda Investors Fund L.P. See All Filings	D	2016-06-09 11:57:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676518 Filed Document 0000902664-16-007306 Exclusions or Exemptions 506b Accepted Date 2016-06-09 11:57:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Fresenius Medical Care NW Baltimore, LLC See All Filings	D	2016-06-09 11:55:24 UTC
Amount To Be Raised $3,696,493 Associated Brokers / Dealers N/A CIK Number 0001676351 Filed Document 0001461373-16-000091 Exclusions or Exemptions 506b Accepted Date 2016-06-09 11:55:24 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
MBV-Belize IV, LLC See All Filings	D	2016-06-09 11:54:45 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers N/A CIK Number 0001676678 Filed Document 0001676678-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-09 11:54:45 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Debt
Advenir@Grand Parkway Investors, LLC See All Filings	D	2016-06-09 11:32:26 UTC
Amount To Be Raised $13,550,000 Associated Brokers / Dealers N/A CIK Number 0001676722 Filed Document 0001676722-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-09 11:32:26 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
IBC Advanced Alloys Corp. See All Filings	D	2016-06-09 11:28:41 UTC
Amount To Be Raised $1,071,115 Associated Brokers / Dealers N/A CIK Number 0001450894 Filed Document 0001450894-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-09 11:28:41 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
RealtyShares 184, LLC See All Filings	D	2016-06-09 11:26:00 UTC
Amount To Be Raised $436,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001676425 Filed Document 0001676425-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-09 11:26:00 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Fresenius Medical Care Lenexa, LLC See All Filings	D	2016-06-09 11:25:50 UTC
Amount To Be Raised $257,670 Associated Brokers / Dealers N/A CIK Number 0001676705 Filed Document 0001461373-16-000090 Exclusions or Exemptions 506b Accepted Date 2016-06-09 11:25:50 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Vajra Fund I, L.P. See All Filings	D	2016-06-09 11:25:05 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001676553 Filed Document 0001676553-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-09 11:25:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IGGBO, Inc. See All Filings	D	2016-06-09 11:24:09 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers N/A CIK Number 0001659783 Filed Document 0001659783-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-09 11:24:09 UTC Type of Offering D Industry Other Health Care Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
H4 Engineering Inc. See All Filings	D	2016-06-09 11:23:15 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001537868 Filed Document 0001537868-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-09 11:23:15 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Cadence Biomedical, Inc. See All Filings	D/A	2016-06-09 11:17:40 UTC
Amount To Be Raised $505,000 Associated Brokers / Dealers N/A CIK Number 0001533465 Filed Document 0001533465-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-09 11:17:40 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Asia Realty Fund III (SO), L.P. See All Filings	D/A	2016-06-09 11:11:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001636561 Filed Document 0001636561-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-09 11:11:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund