Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CLAROS REAL ESTATE SECURITIES FUND LP See All Filings	D/A	2016-06-10 12:06:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001290963 Filed Document 0001290963-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-10 12:06:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cassady Village Realty Partners II, LLC See All Filings	D	2016-06-10 12:04:59 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001676793 Filed Document 0001676793-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-10 12:04:59 UTC Type of Offering D Industry Residential Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BHMS Investments Fund I, LP See All Filings	D	2016-06-10 12:02:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676244 Filed Document 0001315863-16-001528 Exclusions or Exemptions 506b Accepted Date 2016-06-10 12:02:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Good One Global International LLC See All Filings	D/A	2016-06-10 11:56:07 UTC
Amount To Be Raised $2,509,200 Associated Brokers / Dealers James Powers CIK Number 0001569619 Filed Document 0001569619-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-10 11:56:07 UTC Type of Offering D/A Industry Other Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
DieHappy, LLC See All Filings	D	2016-06-10 11:55:27 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001675201 Filed Document 0001140361-16-069401 Exclusions or Exemptions 506c Accepted Date 2016-06-10 11:55:27 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Burgess Creek Fund, LP See All Filings	D/A	2016-06-10 11:51:49 UTC
Amount To Be Raised $144,629,110 Associated Brokers / Dealers Glen A. Beigel CIK Number 0001577052 Filed Document 0001577052-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-10 11:51:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
RonakBM, Inc. See All Filings	D	2016-06-10 11:51:42 UTC
Amount To Be Raised $1,458,432 Associated Brokers / Dealers N/A CIK Number 0001635050 Filed Document 0001635050-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-10 11:51:42 UTC Type of Offering D Industry Computers Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
TA XII-B EU AIV, L.P. See All Filings	D	2016-06-10 11:47:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676627 Filed Document 0001676627-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-10 11:47:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Credit Suisse Securitized Products Intermediate Fund Ltd. See All Filings	D/A	2016-06-10 11:47:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers -, -, and - CIK Number 0001549887 Filed Document 0001549887-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-10 11:47:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Riverside Micro-Cap Fund IV-A, L.P. See All Filings	D/A	2016-06-10 11:46:22 UTC
Amount To Be Raised $650,000,000 Associated Brokers / Dealers N/A CIK Number 0001657222 Filed Document 0001657222-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-10 11:46:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
StreamLink Software Inc. See All Filings	D/A	2016-06-10 11:45:03 UTC
Amount To Be Raised $10,465,422 Associated Brokers / Dealers N/A CIK Number 0001574419 Filed Document 0001574419-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-10 11:45:03 UTC Type of Offering D/A Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Strategic Energy Income Fund IV L.P. See All Filings	D/A	2016-06-10 11:44:10 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers John Jacobs Sr. CIK Number 0001619764 Filed Document 0001619764-16-000020 Exclusions or Exemptions 506b Accepted Date 2016-06-10 11:44:10 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Riverside Micro-Cap Fund IV, L.P. See All Filings	D/A	2016-06-10 11:43:48 UTC
Amount To Be Raised $650,000,000 Associated Brokers / Dealers N/A CIK Number 0001657209 Filed Document 0001657209-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-10 11:43:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Strategic Energy Income Fund IV L.P. See All Filings	D/A	2016-06-10 11:40:19 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers John Jacobs Sr. CIK Number 0001619764 Filed Document 0001619764-16-000019 Exclusions or Exemptions 506b Accepted Date 2016-06-10 11:40:19 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Form Automatic Solutions See All Filings	D/A	2016-06-10 11:37:59 UTC
Amount To Be Raised $1,274,270 Associated Brokers / Dealers N/A CIK Number 0001419102 Filed Document 0001419102-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-06-10 11:37:59 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
LYDIAN INTERNATIONAL LTD See All Filings	D	2016-06-10 11:36:43 UTC
Amount To Be Raised $55,000,000 Associated Brokers / Dealers N/A CIK Number 0001424556 Filed Document 0001062993-16-010148 Exclusions or Exemptions 506b Accepted Date 2016-06-10 11:36:43 UTC Type of Offering D Industry Other Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Option To Acquire
EastBay Onshore Fund LP See All Filings	D/A	2016-06-10 11:36:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Zia U. Naeem CIK Number 0001578528 Filed Document 0000919574-16-013590 Exclusions or Exemptions 506b Accepted Date 2016-06-10 11:36:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Performing Capital, LP See All Filings	D/A	2016-06-10 11:34:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001585151 Filed Document 0001585151-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-10 11:34:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Form Automatic Solutions See All Filings	D/A	2016-06-10 11:33:32 UTC
Amount To Be Raised $111,991 Associated Brokers / Dealers N/A CIK Number 0001419102 Filed Document 0001419102-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-06-10 11:33:32 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Strategic Energy Income Fund IV L.P. See All Filings	D/A	2016-06-10 11:32:48 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Jeffrey Nesseth CIK Number 0001619764 Filed Document 0001619764-16-000018 Exclusions or Exemptions 506b Accepted Date 2016-06-10 11:32:48 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
TA XII-A EU AIV, L.P. See All Filings	D	2016-06-10 11:31:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676628 Filed Document 0001676628-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-10 11:31:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Peninsula Fund, L.P. See All Filings	D/A	2016-06-10 11:29:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000865530 Filed Document 0000919574-16-013588 Exclusions or Exemptions 506b Accepted Date 2016-06-10 11:29:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Riverside Software Lending Fund I, L.P. See All Filings	D/A	2016-06-10 11:29:45 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001668437 Filed Document 0001668437-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-10 11:29:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Form Automatic Solutions See All Filings	D	2016-06-10 11:26:39 UTC
Amount To Be Raised $240,000 Associated Brokers / Dealers N/A CIK Number 0001419102 Filed Document 0001419102-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-06-10 11:26:39 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
AFA Emerging Manager Platform, LLC The Return Series See All Filings	D	2016-06-10 11:24:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001675061 Filed Document 0001675061-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-10 11:24:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
PYRAMID BURLINGTON INVESTMENT LLC See All Filings	D	2016-06-10 11:23:52 UTC
Amount To Be Raised $1,655,000 Associated Brokers / Dealers N/A CIK Number 0001675135 Filed Document 0001675135-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-10 11:23:52 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Belridge Energy Advisors, LP See All Filings	D/A	2016-06-10 11:18:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001335361 Filed Document 0000919574-16-013586 Exclusions or Exemptions 506b Accepted Date 2016-06-10 11:18:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pine River FIXED INCOME FUND LTD See All Filings	D/A	2016-06-10 11:18:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001448880 Filed Document 0001448880-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-10 11:18:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Form Automatic Solutions See All Filings	D	2016-06-10 11:16:40 UTC
Amount To Be Raised $1,274,270 Associated Brokers / Dealers N/A CIK Number 0001419102 Filed Document 0001419102-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-10 11:16:40 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Pine River Fixed Income Fund L.P. See All Filings	D/A	2016-06-10 11:15:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001445602 Filed Document 0001445602-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-10 11:15:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Yenni Income Opportunities Fund I, L.P. See All Filings	D/A	2016-06-10 11:14:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645411 Filed Document 0001645411-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-10 11:14:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
THL Credit Direct Lending Fund III-B (Cayman) LP See All Filings	D	2016-06-10 11:14:23 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers N/A CIK Number 0001676792 Filed Document 0001676792-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-10 11:14:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DRUID INVESTMENT PARTNERS LP See All Filings	D	2016-06-10 11:12:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676817 Filed Document 0001405086-16-000525 Exclusions or Exemptions 506b Accepted Date 2016-06-10 11:12:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Form Automatic Solutions See All Filings	D	2016-06-10 11:00:34 UTC
Amount To Be Raised $111,991 Associated Brokers / Dealers N/A CIK Number 0001419102 Filed Document 0001419102-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-10 11:00:34 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
FCO Special Opportunities (D1) LP See All Filings	D	2016-06-10 10:48:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001644586 Filed Document 0001644586-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-10 10:48:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Credit Suisse Securitized Products Fund Ltd. See All Filings	D/A	2016-06-10 10:43:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers -, -, and - CIK Number 0001549888 Filed Document 0001549888-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-10 10:43:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
2905 Associates, LLC See All Filings	D	2016-06-10 10:30:33 UTC
Amount To Be Raised $5,031,000 Associated Brokers / Dealers N/A CIK Number 0001676776 Filed Document 0001676776-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-10 10:30:33 UTC Type of Offering D Industry Residential Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Sharpe Point, Ltd. See All Filings	D/A	2016-06-10 10:30:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001644639 Filed Document 0000902664-16-007326 Exclusions or Exemptions 506b Accepted Date 2016-06-10 10:30:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
1 Lovejoy Wharf Boston Realty, LLC See All Filings	D	2016-06-10 10:29:10 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers First Liberties Securities, Inc. d/b/a First Liberties Financial CIK Number 0001676395 Filed Document 0001676395-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-10 10:29:10 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
UVision, Inc. See All Filings	D	2016-06-10 10:27:28 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001676815 Filed Document 0001676815-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-10 10:27:28 UTC Type of Offering D Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
AIP Select Mortgage Fund (Cayman) LP See All Filings	D/A	2016-06-10 10:16:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001551768 Filed Document 0000945621-16-000621 Exclusions or Exemptions 506b Accepted Date 2016-06-10 10:16:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Strategic Energy Income Fund IV L.P. See All Filings	D	2016-06-10 10:09:55 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers John Jacobs Sr. CIK Number 0001619764 Filed Document 0001619764-16-000017 Exclusions or Exemptions 506b Accepted Date 2016-06-10 10:09:55 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
AIP Select Mortgage Fund LP See All Filings	D/A	2016-06-10 10:09:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001543808 Filed Document 0000945621-16-000620 Exclusions or Exemptions 506b Accepted Date 2016-06-10 10:09:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2016-06-10 10:01:25 UTC
Amount To Be Raised $14,198 Associated Brokers / Dealers Kirk Penland CIK Number 0001135856 Filed Document 0001135856-16-000572 Exclusions or Exemptions 506b Accepted Date 2016-06-10 10:01:25 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
UFARMS LLC See All Filings	D	2016-06-10 09:49:53 UTC
Amount To Be Raised $210,000 Associated Brokers / Dealers NONE CIK Number 0001676564 Filed Document 0001676564-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-10 09:49:53 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Inflexion Enterprise Fund IV (No. 1) Limited Partnership See All Filings	D	2016-06-10 09:30:26 UTC
Amount To Be Raised $117,333,333 Associated Brokers / Dealers N/A CIK Number 0001676770 Filed Document 0001676770-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-10 09:30:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SQM Frontier Africa Fund, LP See All Filings	D/A	2016-06-10 09:28:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001493148 Filed Document 0001493148-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-10 09:28:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SQM Frontier Africa Fund (Offshore), Ltd. See All Filings	D/A	2016-06-10 09:26:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001493147 Filed Document 0001493147-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-10 09:26:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LIGHTNING TECHNOLOGIES LLC See All Filings	D	2016-06-10 09:19:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676774 Filed Document 0001676774-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-10 09:19:24 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Graceland TIC See All Filings	D	2016-06-10 08:58:36 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001673794 Filed Document 0001673794-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-10 08:58:36 UTC Type of Offering D Industry Other Principal Place of Business WYOMING Revenue or Assets $No Revenues Type of Security Common