Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
LG North Hall Street, LLC See All Filings	D	2016-06-10 14:51:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676778 Filed Document 0001676778-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-10 14:51:08 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Montreux IV Associates IV, LLC See All Filings	D	2016-06-10 14:47:47 UTC
Amount To Be Raised $1,825,000 Associated Brokers / Dealers N/A CIK Number 0001676802 Filed Document 0001676802-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-10 14:47:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SM Investors II, L.P. See All Filings	D/A	2016-06-10 14:46:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel Nicolaus & Company, Incorporated CIK Number 0001173632 Filed Document 0000919574-16-013612 Exclusions or Exemptions 506b Accepted Date 2016-06-10 14:46:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
N2 Partners LP See All Filings	D/A	2016-06-10 14:45:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001644473 Filed Document 0000919574-16-013611 Exclusions or Exemptions 506b Accepted Date 2016-06-10 14:45:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
OMNISPACE LLC See All Filings	D	2016-06-10 14:40:57 UTC
Amount To Be Raised $8,342,139 Associated Brokers / Dealers N/A CIK Number 0001667992 Filed Document 0001140361-16-069442 Exclusions or Exemptions 506b Accepted Date 2016-06-10 14:40:57 UTC Type of Offering D Industry Telecommunications Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
SM MERGER/ARBITRAGE OFFSHORE, LTD. See All Filings	D/A	2016-06-10 14:40:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001466819 Filed Document 0000919574-16-013608 Exclusions or Exemptions 506b Accepted Date 2016-06-10 14:40:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BCM DISCOVERY OFFSHORE FUND LTD See All Filings	D/A	2016-06-10 14:39:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001406041 Filed Document 0001406041-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-10 14:39:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Arena Ventures Clover Growth SPV II, LLC See All Filings	D	2016-06-10 14:38:03 UTC
Amount To Be Raised $25,535,000 Associated Brokers / Dealers N/A CIK Number 0001671726 Filed Document 0001671726-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-10 14:38:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
APOLLO RESOURCE Corp See All Filings	D	2016-06-10 14:35:58 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001676625 Filed Document 0001676625-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-10 14:35:58 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
BKF Financial Solutions, Ltd. See All Filings	D	2016-06-10 14:26:19 UTC
Amount To Be Raised $3,999,997 Associated Brokers / Dealers N/A CIK Number 0001676382 Filed Document 0001676382-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-10 14:26:19 UTC Type of Offering D Industry Other Technology Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Cobrain Co See All Filings	D	2016-06-10 14:25:20 UTC
Amount To Be Raised $6,178,609 Associated Brokers / Dealers N/A CIK Number 0001553990 Filed Document 0001553990-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-10 14:25:20 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Centrillion Technology Holdings Corp. See All Filings	D	2016-06-10 14:12:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001473835 Filed Document 0001473835-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-06-10 14:12:52 UTC Type of Offering D Industry Other Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
FIAM Emerging Markets All Cap Fund, LP See All Filings	D/A	2016-06-10 14:11:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fidelity Investments Institutional Services Company, Inc. and Fidelity Brokerage Services CIK Number 0001559069 Filed Document 0001559069-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-06-10 14:11:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PROHIBITION HOLDINGS LLC See All Filings	D	2016-06-10 14:00:43 UTC
Amount To Be Raised $290,000 Associated Brokers / Dealers N/A CIK Number 0001627911 Filed Document 0001627911-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-10 14:00:43 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
THEMEDICALMEMORY, LLC See All Filings	D	2016-06-10 13:56:11 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001605884 Filed Document 0001605884-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-10 13:56:11 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Cassady Village Realty Partners IV, LLC See All Filings	D	2016-06-10 13:43:49 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001676833 Filed Document 0001676833-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-10 13:43:49 UTC Type of Offering D Industry Residential Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Oaktree ATI Investors, L.P. See All Filings	D	2016-06-10 13:39:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676821 Filed Document 0001676821-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-10 13:39:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cassady Village Realty Partners III, LLC See All Filings	D	2016-06-10 13:38:47 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001676830 Filed Document 0001676830-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-10 13:38:47 UTC Type of Offering D Industry Residential Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
WILAND, INC. See All Filings	D	2016-06-10 13:14:19 UTC
Amount To Be Raised $30,600,000 Associated Brokers / Dealers JEGI LLC CIK Number 0001356906 Filed Document 0001586955-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-06-10 13:14:19 UTC Type of Offering D Industry Business Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Siddiqui Rums Corp See All Filings	D	2016-06-10 13:10:47 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001676751 Filed Document 0001676751-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-10 13:10:47 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fairhaven CYL Co-Investment Fund II, L.P. See All Filings	D	2016-06-10 13:10:28 UTC
Amount To Be Raised $50,050,000 Associated Brokers / Dealers N/A CIK Number 0001676452 Filed Document 0001676452-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-10 13:10:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ATEL Portsmouth Growth Capital Fund, LLC See All Filings	D/A	2016-06-10 13:06:31 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Raymond L. Lent CIK Number 0001637895 Filed Document 0001140361-16-069420 Exclusions or Exemptions 506b Accepted Date 2016-06-10 13:06:31 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
King's House of Wings See All Filings	D	2016-06-10 12:59:04 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers None CIK Number 0001673899 Filed Document 0001673899-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-06-10 12:59:04 UTC Type of Offering D Industry Restaurants Principal Place of Business LOUISIANA Revenue or Assets $No Revenues Type of Security Equity
Hidrate, Inc. See All Filings	D	2016-06-10 12:57:47 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001675288 Filed Document 0001672924-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-10 12:57:47 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Claros Real Estate Securities Fund II, Ltd. See All Filings	D/A	2016-06-10 12:52:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590570 Filed Document 0001590570-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-10 12:52:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Atlantic-Fulcrum Realty LLC See All Filings	D	2016-06-10 12:52:39 UTC
Amount To Be Raised $3,875,000 Associated Brokers / Dealers N/A CIK Number 0001676711 Filed Document 0001144204-16-107818 Exclusions or Exemptions 506b Accepted Date 2016-06-10 12:52:39 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Strategic Energy Income Fund IV L.P. See All Filings	D/A	2016-06-10 12:47:05 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers John Jacobs Sr. CIK Number 0001619764 Filed Document 0001619764-16-000022 Exclusions or Exemptions 506b Accepted Date 2016-06-10 12:47:05 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Caine Investment Fund, I L. P. See All Filings	D/A	2016-06-10 12:46:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001068150 Filed Document 0001095449-16-000258 Exclusions or Exemptions 506b Accepted Date 2016-06-10 12:46:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PINNACLE ALL-CAP FUND, L.P. See All Filings	D/A	2016-06-10 12:44:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578076 Filed Document 0000919574-16-013602 Exclusions or Exemptions 506b Accepted Date 2016-06-10 12:44:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BAF Latam Trade Finance Fund See All Filings	D	2016-06-10 12:42:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001662649 Filed Document 0000919574-16-013600 Exclusions or Exemptions 506b Accepted Date 2016-06-10 12:42:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
MVC Fund LLC Series E Units See All Filings	D	2016-06-10 12:40:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001676837 Filed Document 0001676837-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-10 12:40:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Warrior Acquisitions, L.L.C. See All Filings	D	2016-06-10 12:37:21 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001676721 Filed Document 0001676721-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-10 12:37:21 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Strategic Energy Income Fund IV L.P. See All Filings	D/A	2016-06-10 12:35:31 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers John Jacobs Sr. CIK Number 0001619764 Filed Document 0001619764-16-000021 Exclusions or Exemptions 506b Accepted Date 2016-06-10 12:35:31 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
PINNACLE EQUITY FUND, L.P. See All Filings	D/A	2016-06-10 12:34:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578071 Filed Document 0000919574-16-013598 Exclusions or Exemptions 506b Accepted Date 2016-06-10 12:34:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Global Factors LLC See All Filings	D	2016-06-10 12:32:03 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Howard Allen CIK Number 0001676808 Filed Document 0001676808-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-06-10 12:32:03 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Claros Real Estate Securities Fund I, Ltd. See All Filings	D/A	2016-06-10 12:30:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590572 Filed Document 0001590572-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-10 12:30:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PINNACLE OPPORTUNITY FUND, L.P. See All Filings	D/A	2016-06-10 12:24:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001108885 Filed Document 0000919574-16-013596 Exclusions or Exemptions 506b Accepted Date 2016-06-10 12:24:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Credit Suisse Securitized Products Master Fund Ltd. See All Filings	D/A	2016-06-10 12:20:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers -, -, and - CIK Number 0001537954 Filed Document 0001537954-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-10 12:20:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
PINNACLE INTERNATIONAL SMALL CAP PARTNERS, L.P. See All Filings	D/A	2016-06-10 12:20:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001102591 Filed Document 0000919574-16-013594 Exclusions or Exemptions 506b Accepted Date 2016-06-10 12:20:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Universa Black Swan Protection Protocol IX L.P. See All Filings	D/A	2016-06-10 12:20:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001556067 Filed Document 0000935836-16-000961 Exclusions or Exemptions 506b Accepted Date 2016-06-10 12:20:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Universa Black Swan Protection Protocol X L.P See All Filings	D/A	2016-06-10 12:19:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572113 Filed Document 0000935836-16-000960 Exclusions or Exemptions 506b Accepted Date 2016-06-10 12:19:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BHC AZ Co-Invest LP See All Filings	D	2016-06-10 12:19:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001675007 Filed Document 0001672032-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-10 12:19:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Retreat at Mill Grove Developer, LLC See All Filings	D	2016-06-10 12:18:44 UTC
Amount To Be Raised $1,150,000 Associated Brokers / Dealers N/A CIK Number 0001676809 Filed Document 0001140361-16-069414 Exclusions or Exemptions 506b Accepted Date 2016-06-10 12:18:44 UTC Type of Offering D Industry Residential Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
Universa Black Swan Protection Protocol XI L.P. See All Filings	D/A	2016-06-10 12:18:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587297 Filed Document 0000935836-16-000959 Exclusions or Exemptions 506b Accepted Date 2016-06-10 12:18:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Universa Black Swan Protection Protocol XII L.P. See All Filings	D/A	2016-06-10 12:17:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584592 Filed Document 0000935836-16-000958 Exclusions or Exemptions 506b Accepted Date 2016-06-10 12:17:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Novea Inc. See All Filings	1-A	2016-06-10 12:16:59 UTC
Amount To Be Raised $15,250,000 Associated Brokers / Dealers N/A CIK Number 0001676823 Filed Document 0001144204-16-107812 Accepted Date 2016-06-10 12:16:59 UTC Type of Offering 1-A Industry SERVICES-BUSINESS SERVICES, NEC Offering Tier Tier2 Principal Place of Business TEXAS Revenue or Assets $0 State of Jurisdiction WYOMING Type of Security Equity (common or preferred stock)
Universa Black Swan Protection Protocol XIV L.P. See All Filings	D/A	2016-06-10 12:16:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595295 Filed Document 0000935836-16-000957 Exclusions or Exemptions 506b Accepted Date 2016-06-10 12:16:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Universa Black Swan Protection Protocol XV L.P. See All Filings	D/A	2016-06-10 12:14:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600869 Filed Document 0000935836-16-000956 Exclusions or Exemptions 506b Accepted Date 2016-06-10 12:14:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Universa Black Swan Protection Protocol XIX L.P. See All Filings	D/A	2016-06-10 12:12:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645036 Filed Document 0000935836-16-000955 Exclusions or Exemptions 506b Accepted Date 2016-06-10 12:12:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Universa BSPP Equity & Fixed Income Fund, L.P. See All Filings	D/A	2016-06-10 12:10:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549583 Filed Document 0000935836-16-000954 Exclusions or Exemptions 506b Accepted Date 2016-06-10 12:10:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund