Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Evernym, Inc. See All Filings	D	2016-11-07 17:29:45 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001689456 Filed Document 0001209191-16-148693 Exclusions or Exemptions 506b Accepted Date 2016-11-07 17:29:45 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Peninsula Ventures IV, L.P. See All Filings	D/A	2016-11-07 17:19:44 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001670593 Filed Document 0001670593-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-07 17:19:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Z CAPITAL CREDIT TACTICAL FUND, L.P. See All Filings	D	2016-11-07 17:16:14 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers JEFFERIES LLC CIK Number 0001689487 Filed Document 0001689487-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-07 17:16:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Partners Capital Kestrel Fund, L.P. Series E See All Filings	D/A	2016-11-07 17:07:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654319 Filed Document 0001654319-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-07 17:07:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nozomi Networks, Inc. See All Filings	D	2016-11-07 17:02:03 UTC
Amount To Be Raised $7,549,999 Associated Brokers / Dealers N/A CIK Number 0001689366 Filed Document 0001140361-16-085186 Exclusions or Exemptions 506b Accepted Date 2016-11-07 17:02:03 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Insense Ads, Inc See All Filings	D	2016-11-07 17:00:12 UTC
Amount To Be Raised $20,000 Associated Brokers / Dealers N/A CIK Number 0001689396 Filed Document 0001689396-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-07 17:00:12 UTC Type of Offering D Industry Other Technology Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Organic AquaFarms Inc., See All Filings	D	2016-11-07 16:58:46 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001689157 Filed Document 0001689157-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-07 16:58:46 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Insense Ads, Inc See All Filings	D	2016-11-07 16:55:54 UTC
Amount To Be Raised $75,000 Associated Brokers / Dealers N/A CIK Number 0001689396 Filed Document 0001689396-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-07 16:55:54 UTC Type of Offering D Industry Other Technology Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Debt
NAKED BRAND GROUP INC. See All Filings	D	2016-11-07 16:49:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001383097 Filed Document 0001144204-16-132112 Exclusions or Exemptions 506b Accepted Date 2016-11-07 16:49:42 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Asana Medical, Inc. See All Filings	D	2016-11-07 16:48:40 UTC
Amount To Be Raised $1,452,460 Associated Brokers / Dealers None CIK Number 0001625411 Filed Document 0001625411-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-07 16:48:40 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Campaign, Inc. See All Filings	D	2016-11-07 16:35:33 UTC
Amount To Be Raised $10,996,499 Associated Brokers / Dealers N/A CIK Number 0001578189 Filed Document 0001578189-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-07 16:35:33 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Piao Inc See All Filings	D	2016-11-07 16:32:45 UTC
Amount To Be Raised $30,000 Associated Brokers / Dealers NA CIK Number 0001688442 Filed Document 0001688442-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-07 16:32:45 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Palarum LLC See All Filings	D	2016-11-07 16:31:34 UTC
Amount To Be Raised $3,400,000 Associated Brokers / Dealers N/A CIK Number 0001689469 Filed Document 0001689469-16-000003 Exclusions or Exemptions 505 and 506b Accepted Date 2016-11-07 16:31:34 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
Zoom Telephonics, Inc. See All Filings	D	2016-11-07 16:27:45 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001467761 Filed Document 0001654954-16-003582 Exclusions or Exemptions 506b Accepted Date 2016-11-07 16:27:45 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Dynamo Brasil VIII LLC See All Filings	D/A	2016-11-07 16:25:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001476041 Filed Document 0000947871-16-001632 Exclusions or Exemptions 506b Accepted Date 2016-11-07 16:25:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Equity
Unilife Corp See All Filings	D	2016-11-07 16:17:12 UTC
Amount To Be Raised $10,600,000 Associated Brokers / Dealers N/A CIK Number 0001476170 Filed Document 0001209191-16-148621 Exclusions or Exemptions 506b Accepted Date 2016-11-07 16:17:12 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Strategic Partners VII ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC See All Filings	D	2016-11-07 16:16:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001689292 Filed Document 0001625257-16-000219 Exclusions or Exemptions 506b Accepted Date 2016-11-07 16:16:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prospect Advisors QP, L.P. See All Filings	D/A	2016-11-07 16:15:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553959 Filed Document 0001553959-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-07 16:15:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AMK Global Opportunities Fund LP See All Filings	D	2016-11-07 16:12:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689415 Filed Document 0001689415-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-07 16:12:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Asana Medical, Inc. See All Filings	D/A	2016-11-07 16:11:26 UTC
Amount To Be Raised $1,452,460 Associated Brokers / Dealers None CIK Number 0001625411 Filed Document 0001625411-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-07 16:11:26 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Debt
Prospect Advisors, L.P. See All Filings	D/A	2016-11-07 16:10:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553961 Filed Document 0001553961-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-07 16:10:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FairTech Labs, LLC See All Filings	D	2016-11-07 16:07:12 UTC
Amount To Be Raised $220,333 Associated Brokers / Dealers N/A CIK Number 0001689476 Filed Document 0001689476-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-07 16:07:12 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
Fitness Cubed Inc. See All Filings	D	2016-11-07 16:03:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635753 Filed Document 0001635753-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-07 16:03:25 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
ASIAN FINANCIAL CORP See All Filings	D	2016-11-07 16:02:40 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001061366 Filed Document 0001061366-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-07 16:02:40 UTC Type of Offering D Industry Commercial Banking Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
HighVista HFS Partners (Offshore) SPC - Portfolio B See All Filings	D	2016-11-07 16:02:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685534 Filed Document 0001685534-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-07 16:02:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bedrock NOVA Arlington Investments, LLC See All Filings	D	2016-11-07 15:59:44 UTC
Amount To Be Raised $1,725,000 Associated Brokers / Dealers N/A CIK Number 0001689108 Filed Document 0001689108-16-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2016-11-07 15:59:44 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Empire Residential Communities Fund IV, LLC See All Filings	D	2016-11-07 15:52:43 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001689480 Filed Document 0001689480-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-07 15:52:43 UTC Type of Offering D Industry Residential Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Fisher Lynch Co-Investment Partnership III, L.P. See All Filings	D	2016-11-07 15:25:55 UTC
Amount To Be Raised $707,000,000 Associated Brokers / Dealers N/A CIK Number 0001687335 Filed Document 0001687335-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-07 15:25:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BYS Daily. Inc. See All Filings	C/A	2016-11-07 15:21:25 UTC
Financial Interest None Filing Platform Venture.co Brokerage Services LLC Offering Amount $1,000,000 CIK Number 0001674816 Filed Document 0001625242-16-000175 Accepted Date 2016-11-07 15:21:25 UTC Type of Offering C/A Security Offered Amount 12,000 Security Offered Type Common Stock State CALIFORNIA
Southern Cross Latin America Private Equity Fund V, L.P. See All Filings	D/A	2016-11-07 15:18:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stanwich Advisors LLC CIK Number 0001655840 Filed Document 0001655840-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-07 15:18:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kalidas Corp See All Filings	D	2016-11-07 15:15:50 UTC
Amount To Be Raised $3 Associated Brokers / Dealers N/A CIK Number 0001688864 Filed Document 0001688864-16-000003 Exclusions or Exemptions 505 and 506b Accepted Date 2016-11-07 15:15:50 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Empire The Musical Worldwide, LLC See All Filings	1-A/A	2016-11-07 15:15:31 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001529026 Filed Document 0001529026-16-000005 Accepted Date 2016-11-07 15:15:31 UTC Type of Offering 1-A/A Industry SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION Offering Tier Tier1 Principal Place of Business NEW YORK Revenue or Assets $0 State of Jurisdiction NEW YORK Type of Security Equity (common or preferred stock)
Zipongo, Inc. See All Filings	D	2016-11-07 15:12:02 UTC
Amount To Be Raised $17,971,254 Associated Brokers / Dealers N/A CIK Number 0001688686 Filed Document 0001688686-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-07 15:12:02 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Crystals Sub REIT LLC See All Filings	D	2016-11-07 15:05:15 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001688738 Filed Document 0000909143-16-000109 Exclusions or Exemptions 506b Accepted Date 2016-11-07 15:05:15 UTC Type of Offering D Industry REITS and Finance Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
ZCD & F LLC See All Filings	D	2016-11-07 15:04:04 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001689391 Filed Document 0001689391-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-07 15:04:04 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Third Friday Total Return Fund, L.P. See All Filings	D/A	2016-11-07 14:59:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001432865 Filed Document 0001432865-16-000004 Exclusions or Exemptions 506c Accepted Date 2016-11-07 14:59:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brookhaven Medical, Inc. See All Filings	D	2016-11-07 14:57:11 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001592473 Filed Document 0001592473-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-11-07 14:57:11 UTC Type of Offering D Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
ROTHSCHILD SPECIAL OPPORTUNITIES OFFSHORE FUND LTD. See All Filings	D	2016-11-07 14:47:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689298 Filed Document 0000919574-16-016112 Exclusions or Exemptions 506b Accepted Date 2016-11-07 14:47:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
OZOIF IRA Access Ltd. See All Filings	D/A	2016-11-07 14:39:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001515332 Filed Document 0001515332-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-07 14:39:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Azahar Coffee Company, LLC See All Filings	D	2016-11-07 14:34:35 UTC
Amount To Be Raised $1,500,328 Associated Brokers / Dealers N/A CIK Number 0001555019 Filed Document 0001555019-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-11-07 14:34:35 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MOODY NATIONAL ACADEMY DST See All Filings	D/A	2016-11-07 14:24:29 UTC
Amount To Be Raised $27,475,000 Associated Brokers / Dealers MOODY SECURITIES, LLC CIK Number 0001656661 Filed Document 0001656661-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-07 14:24:29 UTC Type of Offering D/A Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Carlson Double Black Diamond Participation Fund LLC See All Filings	D/A	2016-11-07 14:24:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001529882 Filed Document 0001529882-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-07 14:24:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Greenhouse Overseas Fund Ltd. See All Filings	D/A	2016-11-07 14:24:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Robert W. Baird & Co. Incorporated CIK Number 0001591028 Filed Document 0001315863-16-001875 Exclusions or Exemptions 506b Accepted Date 2016-11-07 14:24:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Greenhouse Onshore Fund LP See All Filings	D/A	2016-11-07 14:23:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Robert W. Baird & Co. Incorporated CIK Number 0001591089 Filed Document 0001315863-16-001874 Exclusions or Exemptions 506b Accepted Date 2016-11-07 14:23:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Action Alignment, LLC See All Filings	D/A	2016-11-07 14:19:10 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001539101 Filed Document 0001539101-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-07 14:19:10 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Action Alignment, LLC See All Filings	D/A	2016-11-07 14:19:10 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001539101 Filed Document 0001539101-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-07 14:19:10 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Carlson Double Black Diamond Participation Fund Ltd. See All Filings	D/A	2016-11-07 14:09:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001529883 Filed Document 0001529883-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-07 14:09:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Furnished Living LLC See All Filings	D	2016-11-07 14:04:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673353 Filed Document 0001376474-16-000882 Exclusions or Exemptions 506b Accepted Date 2016-11-07 14:04:37 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Deja Mi, Inc. See All Filings	D	2016-11-07 13:57:09 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001517341 Filed Document 0001461373-16-000115 Exclusions or Exemptions 506b Accepted Date 2016-11-07 13:57:09 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
DZZOM Delaware Corp. See All Filings	D	2016-11-07 13:50:49 UTC
Amount To Be Raised $1,075,000 Associated Brokers / Dealers N/A CIK Number 0001658821 Filed Document 0000897069-16-001104 Exclusions or Exemptions 506b Accepted Date 2016-11-07 13:50:49 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity