Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CARINGO INC See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001333997 Filed Document 0001333997-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
MICRO CAP PARTNERS L P See All Filings	D/A	2016-04-15 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Frontier Solutions, LLC CIK Number 0000941712 Filed Document 0000941712-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PALO ALTO HEALTHCARE FUND II L P See All Filings	D/A	2016-04-15 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Frontier Solutions, LLC and Morgan Stanley Smith Barney LLC CIK Number 0001366743 Filed Document 0001366743-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lagunita, Ltd. See All Filings	D/A	2016-04-15 00:00:00 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers Frontier Solutions LLC CIK Number 0001605896 Filed Document 0001605896-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEWTYN PARTNERS, LP See All Filings	D/A	2016-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548707 Filed Document 0000905718-16-001325 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BLACK DRAGON CAPITAL L.P., SERIES TEN See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672320 Filed Document 0001672320-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BIOCURITY HOLDINGS, INC. See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001639681 Filed Document 0001639681-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Civitas Maple Fund, LP (Series C) See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001671348 Filed Document 0001315863-16-001388 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Aeromics, Inc. See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001601320 Filed Document 0001601320-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
Foundation Specialty Financing Fund, LLC See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised $2,985,000 Associated Brokers / Dealers N/A CIK Number 0001609281 Filed Document 0001609281-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
AIM-Landmark Management LLC See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672276 Filed Document 0001140361-16-061251 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fourth Avenue FF Opportunities LP - Series A See All Filings	D/A	2016-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669240 Filed Document 0001669240-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Logen Asset Management Offshore Fund Ltd. See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672317 Filed Document 0001672295-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALPHAKEYS MILLENNIUM FUND II, L.L.C. See All Filings	D/A	2016-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS FINANCIAL SERVICES INC. CIK Number 0001519810 Filed Document 0001519810-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Angel Gold Corp. See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised $657,646 Associated Brokers / Dealers N/A CIK Number 0001604804 Filed Document 0001604804-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
BREF 851 LLC See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001673969 Filed Document 0001673969-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Strategic 1 Enterprises See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised $378,000 Associated Brokers / Dealers N/A CIK Number 0001670318 Filed Document 0001376474-16-000656 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Other
White Oaks Investors, LLC See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised $925,000 Associated Brokers / Dealers N/A CIK Number 0001671778 Filed Document 0001671778-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
PosiGen, Inc. See All Filings	D/A	2016-04-15 00:00:00 UTC
Amount To Be Raised $20,003,947 Associated Brokers / Dealers Dragonfly Capital Partners, LLC CIK Number 0001653121 Filed Document 0001653121-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
Solidian Fund (Cayman) Ltd. See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672314 Filed Document 0001544824-16-000032 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
C2 Therapeutics Inc See All Filings	D/A	2016-04-15 00:00:00 UTC
Amount To Be Raised $5,800,000 Associated Brokers / Dealers N/A CIK Number 0001399463 Filed Document 0001399463-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Signal Vine, LLC See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001611616 Filed Document 0001611616-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
Zetta Venture Partners II, L.P. See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001671602 Filed Document 0001671602-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
THL Equity Fund VI Investors (Ceridian) VI, L.P. See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670734 Filed Document 0001670734-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Nexosis, Inc. See All Filings	D/A	2016-04-15 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001645371 Filed Document 0001645371-16-000004 Exclusions or Exemptions 506c Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Other
LADERA CAPITAL, LP See All Filings	D/A	2016-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001161896 Filed Document 0001161896-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-04-15 00:00:00 UTC
Amount To Be Raised $19,276 Associated Brokers / Dealers John Sanford CIK Number 0001135856 Filed Document 0001135856-16-000524 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Senator Global Opportunity Offshore Fund II Ltd See All Filings	D/A	2016-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605520 Filed Document 0000902664-16-006737 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Highbridge Asia Strategies Fund, L.P. See All Filings	D/A	2016-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPM"), J.P. Morgan Institutional Investments Inc. ("JPMII"), and JPMorgan Distribution Services, Inc. ("JPMDS") CIK Number 0001605709 Filed Document 0000899140-16-001369 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Compology Inc. See All Filings	D/A	2016-04-15 00:00:00 UTC
Amount To Be Raised $6,750,000 Associated Brokers / Dealers N/A CIK Number 0001600835 Filed Document 0001660235-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Marckie's Water LLC See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers N/A CIK Number 0001672290 Filed Document 0001672290-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CJ Notary & Business Services, Inc. See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised $500 Associated Brokers / Dealers N/A CIK Number 0001671769 Filed Document 0001671769-16-000001 Exclusions or Exemptions 504, 505, 504.1, and 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Accensione Investment Partners LLC See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001647293 Filed Document 0001647293-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Fayerweather Street Life Settlement Series I Designated Activity Co See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671946 Filed Document 0000919574-16-012479 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Debt
WeatherStorm Global Macro Fund US, L.P. See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663730 Filed Document 0001663730-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
REVA Kay Ashley Corporate Center, DST See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers Dwight Kay, Jason Salmon, and Chay Lapin CIK Number 0001672310 Filed Document 0001672310-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
Civitas Maple Fund, LP (Series A) See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001671346 Filed Document 0001315863-16-001391 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ClariVest Emerging Markets Socially Responsible Fund LLC See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671545 Filed Document 0000935836-16-000872 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALPHAKEYS MILLENNIUM FUND III, L.L.C. See All Filings	D/A	2016-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS FINANCIAL SERVICES INC. CIK Number 0001557747 Filed Document 0001557747-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALPHAKEYS DOUBLE BLACK DIAMOND FUND, L.L.C. See All Filings	D/A	2016-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS FINANCIAL SERVICES INC. CIK Number 0001551189 Filed Document 0001551189-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALPHAKEYS MILLENNIUM FUND (OFFSHORE), LTD. See All Filings	D/A	2016-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS FINANCIAL SERVICES INC. CIK Number 0001521529 Filed Document 0001521529-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALPHAKEYS RENAISSANCE INSTITUTIONAL EQUITIES FUND II, L.L.C. See All Filings	D/A	2016-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS FINANCIAL SERVICES INC. CIK Number 0001407149 Filed Document 0001407149-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ALPHAKEYS RENAISSANCE INSTITUTIONAL EQUITIES FUND I, L.L.C. See All Filings	D/A	2016-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS FINANCIAL SERVICES INC. CIK Number 0001395039 Filed Document 0001395039-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Civitas Maple Fund, LP (Series D) See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001671349 Filed Document 0001315863-16-001389 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Centrexion Therapeutics Corp See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592052 Filed Document 0001012975-16-001163 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Other
IC Berkeley Partners IV, L.P. See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671559 Filed Document 0001671559-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ST. IVES PLC See All Filings	D/A	2016-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639536 Filed Document 0001639536-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
VIZpin Inc. See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001671168 Filed Document 0001671168-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
SafeOp Surgical, Inc. See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540725 Filed Document 0001540725-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Pikes Peak Capital LCP, LLC See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001672308 Filed Document 0001137050-16-000244 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity