Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Nipun Asia Total Return Offshore Fund, Ltd. See All Filings	D/A	2016-06-17 11:16:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001552235 Filed Document 0001552235-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-17 11:16:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TT Long/Short Focus Fund II Feeder Segregated Portfolio See All Filings	D	2016-06-17 11:09:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677174 Filed Document 0000947871-16-001276 Exclusions or Exemptions 506b Accepted Date 2016-06-17 11:09:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
POTOMAC CAPITAL PARTNERS LP See All Filings	D/A	2016-06-17 11:00:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers APB Financial Group, LLC CIK Number 0001233373 Filed Document 0001233373-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-06-17 11:00:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arrowpoint Fundamental Opportunity Fund, L.P. See All Filings	D/A	2016-06-17 10:55:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001465382 Filed Document 0001521756-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-06-17 10:55:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Soroban Cayman Fund Ltd See All Filings	D/A	2016-06-17 10:54:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001505381 Filed Document 0001505381-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-17 10:54:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
UPLAND NANOTECH, LLC See All Filings	D	2016-06-17 10:50:34 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001641401 Filed Document 0001641401-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-17 10:50:34 UTC Type of Offering D Industry Biotechnology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Affinity Portfolio Funding, LLC See All Filings	D	2016-06-17 10:46:46 UTC
Amount To Be Raised $6,050,000 Associated Brokers / Dealers Herbert J. Sims & Co. Inc. CIK Number 0001677442 Filed Document 0001677442-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-17 10:46:46 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
INDICATE CAPITAL FUND 1, LLC See All Filings	D	2016-06-17 10:45:42 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001677043 Filed Document 0001677043-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-17 10:45:42 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Soroban Fund LLC See All Filings	D/A	2016-06-17 10:44:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001505382 Filed Document 0001505382-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-17 10:44:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arrowpoint Acquisition Vehicle SPC See All Filings	D/A	2016-06-17 10:23:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001521756 Filed Document 0001521756-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-17 10:23:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Soroban Opportunities Cayman Fund Ltd See All Filings	D/A	2016-06-17 10:17:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615909 Filed Document 0001615909-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-17 10:17:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Strategic Energy Income Fund IV L.P. See All Filings	D/A	2016-06-17 10:11:56 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers John McCarthy III CIK Number 0001619764 Filed Document 0001619764-16-000023 Exclusions or Exemptions 506b Accepted Date 2016-06-17 10:11:56 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Soroban Opportunities Fund LLC See All Filings	D/A	2016-06-17 10:10:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615910 Filed Document 0001615910-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-17 10:10:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEZU ASIA PARTNERS, L.P. See All Filings	D/A	2016-06-17 10:00:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001521838 Filed Document 0000919574-16-013698 Exclusions or Exemptions 506b Accepted Date 2016-06-17 10:00:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Financial Credit Investment III, L.P. See All Filings	D	2016-06-17 10:00:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001667506 Filed Document 0001315863-16-001535 Exclusions or Exemptions 506b Accepted Date 2016-06-17 10:00:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FCI Co-Investors III (A), L.P. See All Filings	D	2016-06-17 09:59:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671887 Filed Document 0001315863-16-001534 Exclusions or Exemptions 506b Accepted Date 2016-06-17 09:59:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GHP-EIP Holdings, LLC See All Filings	D	2016-06-17 09:57:45 UTC
Amount To Be Raised $225,000,000 Associated Brokers / Dealers N/A CIK Number 0001677429 Filed Document 0001677429-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-17 09:57:45 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Real Estate Capital Fund 2016, L.L.C. See All Filings	D	2016-06-17 09:56:47 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001676973 Filed Document 0001676973-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-17 09:56:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Arrowpoint Fundamental Opportunity Fund, Ltd. See All Filings	D/A	2016-06-17 09:52:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468153 Filed Document 0001468153-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-17 09:52:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Evergreen Automotive, LLC See All Filings	D	2016-06-17 09:44:52 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001676708 Filed Document 0001676708-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-06-17 09:44:52 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
Evergreen Mobile Devices, LLC See All Filings	D	2016-06-17 09:29:50 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001676921 Filed Document 0001676921-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-06-17 09:29:50 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
PulseSwitch Wireless Controls NA, LLC See All Filings	D	2016-06-17 09:19:03 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001676917 Filed Document 0001676917-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-06-17 09:19:03 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
Above Average Productions, Inc. See All Filings	D	2016-06-17 09:17:31 UTC
Amount To Be Raised $10,300,000 Associated Brokers / Dealers N/A CIK Number 0001600295 Filed Document 0001600295-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-17 09:17:31 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Arrowpoint Income Opportunity Fund, Ltd. See All Filings	D/A	2016-06-17 09:01:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001521757 Filed Document 0001521757-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-17 09:01:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Bloomery Investment Holdings, LLC See All Filings	C/A	2016-06-17 08:20:51 UTC
Financial Interest Filing Platform StartEngine Capital, LLC Offering Amount $996,000 CIK Number 0001674421 Filed Document 0001674421-16-000010 Accepted Date 2016-06-17 08:20:51 UTC Type of Offering C/A Security Offered Amount 12,000 Security Offered Type Other State WEST VIRGINIA
Bloomery Investment Holdings, LLC See All Filings	C/A	2016-06-17 07:54:03 UTC
Financial Interest Filing Platform StartEngine Capital, LLC Offering Amount $996,000 CIK Number 0001674421 Filed Document 0001674421-16-000008 Accepted Date 2016-06-17 07:54:03 UTC Type of Offering C/A Security Offered Amount 12,000 Security Offered Type Other State WEST VIRGINIA
XREAL, Inc. See All Filings	1-A/A	2016-06-16 21:20:29 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001671988 Filed Document 0001477932-16-010901 Accepted Date 2016-06-16 21:20:29 UTC Type of Offering 1-A/A Industry SERVICES-PREPACKAGED SOFTWARE Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $17,127 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Cornerstone Point LLC See All Filings	D	2016-06-16 20:19:35 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001677363 Filed Document 0001677363-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-16 20:19:35 UTC Type of Offering D Industry Commercial Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Holbrook Holdings, Inc. See All Filings	D	2016-06-16 19:57:31 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001677327 Filed Document 0001677327-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-16 19:57:31 UTC Type of Offering D Industry Investing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Soundwall, Inc. See All Filings	D/A	2016-06-16 19:56:44 UTC
Amount To Be Raised $6,992,113 Associated Brokers / Dealers N/A CIK Number 0001589193 Filed Document 0001589193-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-16 19:56:44 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
PureSpectrum Inc. See All Filings	D	2016-06-16 19:50:51 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001677401 Filed Document 0001677401-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-16 19:50:51 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Proof of Concept, LLC See All Filings	C	2016-06-16 19:49:55 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $100,000 CIK Number 0001677340 Filed Document 0001670254-16-000058 Accepted Date 2016-06-16 19:49:55 UTC Type of Offering C Security Offered Amount 50,000 Security Offered Type Common Stock State NEW YORK
Prescient Edge Holdings, LLC See All Filings	D	2016-06-16 19:00:57 UTC
Amount To Be Raised $10,200,000 Associated Brokers / Dealers N/A CIK Number 0001676975 Filed Document 0001676975-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-16 19:00:57 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Patriot North America, LLC See All Filings	D	2016-06-16 18:57:02 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001675685 Filed Document 0001675685-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-06-16 18:57:02 UTC Type of Offering D Industry Manufacturing Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Equity
Kennedy, LLC See All Filings	D	2016-06-16 18:51:51 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001675715 Filed Document 0001080368-16-000048 Exclusions or Exemptions 504 and 506b Accepted Date 2016-06-16 18:51:51 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Salty Girl Seafood, Inc. See All Filings	D	2016-06-16 18:41:50 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001627692 Filed Document 0001627692-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-16 18:41:50 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Lukes Seafood LLC See All Filings	D	2016-06-16 18:26:43 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers Stifel, Nicolaus & Company, Incorporated CIK Number 0001676285 Filed Document 0001676285-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-16 18:26:43 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PROPHECY DEVELOPMENT CORP. See All Filings	D	2016-06-16 18:22:30 UTC
Amount To Be Raised $22,444 Associated Brokers / Dealers N/A CIK Number 0001545224 Filed Document 0001545224-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-06-16 18:22:30 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
721 Apartment Associates LLC See All Filings	D	2016-06-16 18:22:06 UTC
Amount To Be Raised $3,842,000 Associated Brokers / Dealers N/A CIK Number 0001676893 Filed Document 0001676893-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-16 18:22:06 UTC Type of Offering D Industry Residential Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Equity
Native Hostel Austin LLC See All Filings	C/A	2016-06-16 18:19:49 UTC
Financial Interest None Filing Platform NextSeed US LLC Offering Amount $500,000 CIK Number 0001674180 Filed Document 0001674180-16-000006 Accepted Date 2016-06-16 18:19:49 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State TEXAS
Celadon Technology Fund V, LLC See All Filings	D/A	2016-06-16 18:12:23 UTC
Amount To Be Raised $6,595,992 Associated Brokers / Dealers Sharespost Financial Corp CIK Number 0001640790 Filed Document 0001640790-16-000011 Exclusions or Exemptions 506b Accepted Date 2016-06-16 18:12:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
APPLIED STEMCELL INC See All Filings	D	2016-06-16 18:06:05 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers N/A CIK Number 0001437229 Filed Document 0001437229-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-16 18:06:05 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sequoia Equities - Azure See All Filings	D	2016-06-16 18:05:28 UTC
Amount To Be Raised $21,550,000 Associated Brokers / Dealers R. Ken Coit CIK Number 0001677365 Filed Document 0001677365-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-16 18:05:28 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OurCrowd (Investment in Panorama) L.P. See All Filings	D	2016-06-16 17:57:40 UTC
Amount To Be Raised $1,232,125 Associated Brokers / Dealers N/A CIK Number 0001677320 Filed Document 0001465818-16-000116 Exclusions or Exemptions 506c Accepted Date 2016-06-16 17:57:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $Not Applicable Type of Security Equity
Brown Advisory Investors 2016 - CP VI, LLLP See All Filings	D	2016-06-16 17:51:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677012 Filed Document 0001677012-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-16 17:51:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Northvale Greens LLC See All Filings	D	2016-06-16 17:47:41 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers N/A CIK Number 0001677375 Filed Document 0001677375-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-16 17:47:41 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Network Life Sciences Inc. See All Filings	D/A	2016-06-16 17:43:23 UTC
Amount To Be Raised $309,867 Associated Brokers / Dealers Bill Thomas CIK Number 0001677233 Filed Document 0001677233-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-16 17:43:23 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
XY - the Findables Company See All Filings	1-A	2016-06-16 17:36:08 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001577351 Filed Document 0001193125-16-623801 Accepted Date 2016-06-16 17:36:08 UTC Type of Offering 1-A Industry ELECTRONIC COMPONENTS & ACCESSORIES Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $1,540,334 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
ORGANIGRAM HOLDINGS INC See All Filings	D	2016-06-16 17:33:21 UTC
Amount To Be Raised $609,803 Associated Brokers / Dealers DUNDEE SECURITIES INC. CIK Number 0001620737 Filed Document 0001183740-16-000383 Exclusions or Exemptions 506b Accepted Date 2016-06-16 17:33:21 UTC Type of Offering D Industry Agriculture Principal Place of Business NEW BRUNSWICK, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Baroo, Inc. See All Filings	D	2016-06-16 17:30:11 UTC
Amount To Be Raised $2,700,000 Associated Brokers / Dealers N/A CIK Number 0001677212 Filed Document 0001677212-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-16 17:30:11 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity