|
|
D |
2016-04-22 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001672841
- Filed Document
- 0001672841-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-22 00:00:00 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2016-04-22 00:00:00 UTC |
- Amount To Be Raised
- $5,600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001671403
- Filed Document
- 0001671403-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-22 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2016-04-22 00:00:00 UTC |
- Amount To Be Raised
- $3,100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001668780
- Filed Document
- 0001668780-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-22 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2016-04-22 00:00:00 UTC |
- Amount To Be Raised
- $2,750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001672912
- Filed Document
- 0001672912-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-22 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2016-04-22 00:00:00 UTC |
- Amount To Be Raised
- $110,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001656674
- Filed Document
- 0001140361-16-061874
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-22 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Option To Acquire
|
|
|
D/A |
2016-04-22 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001663621
- Filed Document
- 0000902664-16-006805
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-22 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-04-22 00:00:00 UTC |
- Amount To Be Raised
- $12,835,947
- Associated Brokers / Dealers
- Peter D. Fisher, Tomas J. Velken, Stacey J. Morimoto, Troy Thomas, Joral T. Schmalle, Robert R. Tweed, Leslie A. Cannon, William S. Sheehan, Robert R. Smith, Joseph M. Insalaco, Rocco A. Cortese, Jeffrey B. Baker, Matthew R. Schanz, Adam J. Bryan, Bobby L. Glass, Joseph A.Nugent, Francis R. Bowen, Douglas A. Herickson, Eric S. Scaff, James M. Gambaccini, John W. Goff, Brian E. Kampbell, Kelly H. Clyde, Silver Portal Capital LLC, Robert J. Binkele, Randy A, Barmarche, Hugh O. Barndollar Sr., Robert A. Horning, Joseph R. Broadbent, Mark G. Kosanke, Christine S. Nielson, James G. Shaw, Ivan M. West, and Michael J. Osland
- CIK Number
- 0001656719
- Filed Document
- 0001656719-16-000011
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-22 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2016-04-22 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001385926
- Filed Document
- 0001385926-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-22 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-04-22 00:00:00 UTC |
- Amount To Be Raised
- $1,800,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001669734
- Filed Document
- 0001669734-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-22 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Residential
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-04-22 00:00:00 UTC |
- Amount To Be Raised
- $100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001467826
- Filed Document
- 0001467826-16-000019
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-22 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- NEVADA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D |
2016-04-22 00:00:00 UTC |
- Amount To Be Raised
- $7,665,005
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001051302
- Filed Document
- 0001051302-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-22 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- INDIANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-04-22 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- UBS Securities LLC and Mercury Capital Advisors, LLC
- CIK Number
- 0001649880
- Filed Document
- 0001649880-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-22 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-04-22 00:00:00 UTC |
- Amount To Be Raised
- $3,520,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001672736
- Filed Document
- 0001672736-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-22 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-04-22 00:00:00 UTC |
- Amount To Be Raised
- $24,112,000
- Associated Brokers / Dealers
- Petrie Partners Securities, LLC
- CIK Number
- 0001668706
- Filed Document
- 0001668706-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-22 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-04-22 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- Rhonda Miller, David Stecher, and Nicholas Dellavedova
- CIK Number
- 0001135856
- Filed Document
- 0001135856-16-000534
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-22 00:00:00 UTC
- Type of Offering
- D
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-04-22 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001575285
- Filed Document
- 0001575285-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-22 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-04-22 00:00:00 UTC |
- Amount To Be Raised
- $113,994
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001484458
- Filed Document
- 0001672593-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-22 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-04-22 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001672761
- Filed Document
- 0001672761-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-22 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2016-04-22 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Foreside Fund Services, LLC
- CIK Number
- 0001447247
- Filed Document
- 0001447247-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-22 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-04-22 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- CdR Capital S.A.
- CIK Number
- 0001461591
- Filed Document
- 0000919574-16-012597
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-22 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-04-22 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001648997
- Filed Document
- 0001648997-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-22 00:00:00 UTC
- Type of Offering
- D
- Industry
- Hospitals and Physicians
- Principal Place of Business
- INDIANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-04-22 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001639700
- Filed Document
- 0000919574-16-012585
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-22 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-04-22 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001565073
- Filed Document
- 0001565073-16-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-22 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-04-22 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001360727
- Filed Document
- 0001095449-16-000231
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-22 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-04-22 00:00:00 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001672931
- Filed Document
- 0001672931-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-22 00:00:00 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2016-04-22 00:00:00 UTC |
- Amount To Be Raised
- $1,196,020
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001672683
- Filed Document
- 0001672683-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-22 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D |
2016-04-22 00:00:00 UTC |
- Amount To Be Raised
- $5,750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001209987
- Filed Document
- 0001015325-16-000049
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-22 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- WISCONSIN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-04-22 00:00:00 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001607837
- Filed Document
- 0001607837-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-22 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2016-04-22 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001672842
- Filed Document
- 0001672842-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-22 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-04-22 00:00:00 UTC |
- Amount To Be Raised
- $1,999,996
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001561310
- Filed Document
- 0001561310-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-22 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-04-22 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001564744
- Filed Document
- 0001564744-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-22 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-04-22 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Mesirow Financial, Inc.
- CIK Number
- 0001489370
- Filed Document
- 0001489370-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-22 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-04-22 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- LEGG MASON INVESTOR SERVICES, LLC
- CIK Number
- 0001672710
- Filed Document
- 0001672710-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-22 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-04-22 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001351020
- Filed Document
- 0000902664-16-006804
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-22 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-04-22 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001671756
- Filed Document
- 0001671756-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-22 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MISSOURI
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2016-04-22 00:00:00 UTC |
- Amount To Be Raised
- $49,499,993
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001639225
- Filed Document
- 0001639225-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-22 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-04-22 00:00:00 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001522610
- Filed Document
- 0001522610-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-22 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-04-22 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001672152
- Filed Document
- 0001672152-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-22 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-04-22 00:00:00 UTC |
- Amount To Be Raised
- $40,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001553104
- Filed Document
- 0001553104-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-22 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Axonic High Conviction Series A, a segregated series of Axonic IDF LLC
See All Filings
|
D/A |
2016-04-22 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001636504
- Filed Document
- 0001636504-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-22 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-04-22 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Foreside Fund Services, LLC
- CIK Number
- 0001492958
- Filed Document
- 0001447247-16-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-22 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Axonic High Conviction Series A TDF, a group of segregated series of Marble Hill Funds LLC
See All Filings
|
D/A |
2016-04-22 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001636503
- Filed Document
- 0001636503-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-22 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$1 - $5,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-04-22 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001672903
- Filed Document
- 0001672903-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-22 00:00:00 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2016-04-22 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000,000
- Associated Brokers / Dealers
- N/A, N/A, N/A, and N/A
- CIK Number
- 0001601966
- Filed Document
- 0000919574-16-012589
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-22 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-04-22 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001572034
- Filed Document
- 0000902664-16-006809
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-22 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-04-22 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- None
- CIK Number
- 0001475181
- Filed Document
- 0001475181-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-22 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-04-22 00:00:00 UTC |
- Amount To Be Raised
- $52,676
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001500620
- Filed Document
- 0001500620-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-22 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2016-04-22 00:00:00 UTC |
- Amount To Be Raised
- $1,146,200
- Associated Brokers / Dealers
- Sharespost Financial Corp
- CIK Number
- 0001670020
- Filed Document
- 0001670020-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-22 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2016-04-22 00:00:00 UTC |
- Amount To Be Raised
- $14,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001672915
- Filed Document
- 0001672915-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-22 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2016-04-22 00:00:00 UTC |
- Amount To Be Raised
- $214,809
- Associated Brokers / Dealers
- Kirk Penland
- CIK Number
- 0001135856
- Filed Document
- 0001135856-16-000533
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-04-22 00:00:00 UTC
- Type of Offering
- D
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|