Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
MVP ES Fund V LLC See All Filings	D/A	2016-11-17 13:35:14 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVentures Marketplace, Inc. CIK Number 0001687620 Filed Document 0001682383-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-17 13:35:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Snow Phipps III, L.P. See All Filings	D/A	2016-11-17 13:35:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CREDIT SUISSE SECURITIES (USA) LLC and Raymond James & Associates, Inc. CIK Number 0001658272 Filed Document 0001658272-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-17 13:35:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MV EI Fund IV LLC See All Filings	D/A	2016-11-17 13:24:10 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Microventures Marketplace, Inc. CIK Number 0001687579 Filed Document 0001682383-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-17 13:24:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
SIGNALFIRE AFFILIATES FUND II, L.P. See All Filings	D	2016-11-17 13:21:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689754 Filed Document 0001689754-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-17 13:21:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CYPHER, LLC See All Filings	D	2016-11-17 13:19:33 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001547476 Filed Document 0001547476-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-11-17 13:19:33 UTC Type of Offering D Industry Computers Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Option To Acquire
UT Arlington Preferred, L.P. See All Filings	D	2016-11-17 13:07:15 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001690273 Filed Document 0001690273-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-17 13:07:15 UTC Type of Offering D Industry Residential Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
AFA Emerging Manager Platform, LLC ArbitrOption Series See All Filings	D/A	2016-11-17 13:01:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659708 Filed Document 0001659708-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-17 13:01:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SG Holdings, LLC See All Filings	D	2016-11-17 12:58:55 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001620271 Filed Document 0001620271-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-17 12:58:55 UTC Type of Offering D Industry Agriculture Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Rockland Power Partners III, LP See All Filings	D/A	2016-11-17 12:55:34 UTC
Amount To Be Raised $450,000,000 Associated Brokers / Dealers N/A CIK Number 0001688100 Filed Document 0001688100-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-11-17 12:55:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Monterone Partners Master Fund Ltd See All Filings	D	2016-11-17 12:55:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690308 Filed Document 0000902664-16-008851 Exclusions or Exemptions 506b Accepted Date 2016-11-17 12:55:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CVI International Credit Fund Ltd. See All Filings	D/A	2016-11-17 12:47:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534420 Filed Document 0000902664-16-008850 Exclusions or Exemptions 506b Accepted Date 2016-11-17 12:47:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Waterford Court, LLC See All Filings	D	2016-11-17 12:42:19 UTC
Amount To Be Raised $13,330,000 Associated Brokers / Dealers N/A CIK Number 0001687293 Filed Document 0001687293-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-17 12:42:19 UTC Type of Offering D Industry Residential Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
PA Cultivation Group, LP See All Filings	D	2016-11-17 12:26:27 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers Not Applicable CIK Number 0001689612 Filed Document 0001689612-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-17 12:26:27 UTC Type of Offering D Industry Agriculture Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
Spotlight Capital Holdings, Inc See All Filings	1-A/A	2016-11-17 12:24:57 UTC
Amount To Be Raised $0 Associated Brokers / Dealers N/A CIK Number 0001077319 Filed Document 0001437749-16-042310 Accepted Date 2016-11-17 12:24:57 UTC Type of Offering 1-A/A Industry SERVICES-ALLIED TO MOTION PICTURE PRODUCTION Offering Tier Tier1 Principal Place of Business CALIFORNIA Revenue or Assets $20,072 State of Jurisdiction COLORADO Type of Security Equity (common or preferred stock)
OCEAN AVENUE FUND III, L.P. See All Filings	D/A	2016-11-17 12:21:57 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers CALTON & ASSOCIATES, INC., ALCIFOR ADVISORY ASSOCIATES, and GROWTH CAPITAL SERVICES, INC. CIK Number 0001658988 Filed Document 0001658988-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-17 12:21:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
REDWOOD OFFSHORE FUND LTD See All Filings	D/A	2016-11-17 12:14:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001270285 Filed Document 0000919574-16-016773 Exclusions or Exemptions 506b Accepted Date 2016-11-17 12:14:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Tianyou Offshore Fund, Ltd. See All Filings	D	2016-11-17 12:11:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689827 Filed Document 0001689827-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-17 12:11:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
REDWOOD DOMESTIC FUND LP See All Filings	D/A	2016-11-17 12:11:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001270909 Filed Document 0000919574-16-016771 Exclusions or Exemptions 506b Accepted Date 2016-11-17 12:11:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
FREQUENTZ, INC. See All Filings	D	2016-11-17 12:09:05 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001602384 Filed Document 0001288320-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-11-17 12:09:05 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Best Response Strategies LLC See All Filings	D	2016-11-17 11:59:20 UTC
Amount To Be Raised $24,750 Associated Brokers / Dealers N/A CIK Number 0001502201 Filed Document 0001502201-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-11-17 11:59:20 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
NAV Invincea I, LLC See All Filings	D	2016-11-17 11:47:21 UTC
Amount To Be Raised $494,400 Associated Brokers / Dealers N/A CIK Number 0001689288 Filed Document 0001140361-16-087041 Exclusions or Exemptions 506b Accepted Date 2016-11-17 11:47:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VWP Sonoran Creek, LLC See All Filings	D	2016-11-17 11:43:28 UTC
Amount To Be Raised $2,602,000 Associated Brokers / Dealers ARI Financial Services, Inc. CIK Number 0001690288 Filed Document 0001690288-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-17 11:43:28 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
AFA Emerging Manager Platform, LLC ArbitrOption Series See All Filings	D/A	2016-11-17 11:38:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659708 Filed Document 0001659708-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-17 11:38:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nix, Inc. See All Filings	D/A	2016-11-17 11:31:50 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001653674 Filed Document 0001653674-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-17 11:31:50 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Auda Capital SCS SICAV SIF - Auda Asia IV See All Filings	D	2016-11-17 11:27:04 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001689553 Filed Document 0001689553-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-17 11:27:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
MERIDIAN PRIORITY, LLC See All Filings	D/A	2016-11-17 11:17:33 UTC
Amount To Be Raised $1,940,000 Associated Brokers / Dealers N/A CIK Number 0001657471 Filed Document 0001657471-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-17 11:17:33 UTC Type of Offering D/A Industry Investing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Radeeus Inc. See All Filings	D/A	2016-11-17 11:00:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625966 Filed Document 0001690287-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-17 11:00:33 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MPMI Solutions, Inc. See All Filings	D	2016-11-17 10:56:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690038 Filed Document 0001144204-16-135095 Exclusions or Exemptions 506b Accepted Date 2016-11-17 10:56:48 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Strategic Private Equity Fund V, L.P. See All Filings	D	2016-11-17 10:52:02 UTC
Amount To Be Raised $450,000,000 Associated Brokers / Dealers N/A CIK Number 0001690271 Filed Document 0001690271-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-17 10:52:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Linden Phull Growth Partners, LP See All Filings	D/A	2016-11-17 10:42:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601730 Filed Document 0001601730-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-17 10:42:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ottawa Avenue Fund 2017, LP See All Filings	D	2016-11-17 10:41:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690287 Filed Document 0001690287-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-17 10:41:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Electric GT Holdings Inc. See All Filings	D	2016-11-17 10:28:04 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001686402 Filed Document 0001686402-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-17 10:28:04 UTC Type of Offering D Industry Other Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Debt
Navvis & Company, LLC See All Filings	D	2016-11-17 10:26:04 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001661102 Filed Document 0001014108-16-000529 Exclusions or Exemptions 506b Accepted Date 2016-11-17 10:26:04 UTC Type of Offering D Industry Other Health Care Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
StarStreet, Inc. See All Filings	D	2016-11-17 10:11:35 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001585170 Filed Document 0001585170-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-11-17 10:11:35 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
BFC-MCP, LLC See All Filings	D	2016-11-17 10:11:05 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001627935 Filed Document 0001627935-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-17 10:11:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets $Not Applicable Type of Security Equity
Zebra Capital Partners, L.P. See All Filings	D	2016-11-17 10:00:24 UTC
Amount To Be Raised $653,000,000 Associated Brokers / Dealers N/A CIK Number 0001689090 Filed Document 0001689090-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-17 10:00:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CMC Capital Partners II, L.P. See All Filings	D/A	2016-11-17 09:59:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Securities LLC CIK Number 0001680164 Filed Document 0001680164-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-17 09:59:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
FIG SCOOP-STACK 6 Well, GP See All Filings	D	2016-11-17 09:50:03 UTC
Amount To Be Raised $3,100,000 Associated Brokers / Dealers N/A CIK Number 0001686875 Filed Document 0001654954-16-004140 Exclusions or Exemptions 506c Accepted Date 2016-11-17 09:50:03 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
Sierra Springs Diversified Income Fund, LP See All Filings	D	2016-11-17 09:48:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690291 Filed Document 0001690291-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-17 09:48:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GBI Holdings I Corp See All Filings	D	2016-11-17 09:43:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676706 Filed Document 0000895345-16-000597 Exclusions or Exemptions 506b Accepted Date 2016-11-17 09:43:18 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TDC Blue Quadrangle Member, LLC See All Filings	D	2016-11-17 09:43:14 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers N/A CIK Number 0001690235 Filed Document 0001690235-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-17 09:43:14 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Radformation, Inc. See All Filings	D	2016-11-17 09:37:09 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001690280 Filed Document 0001690280-16-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2016-11-17 09:37:09 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Debt
Roadtrippers Inc See All Filings	D	2016-11-17 09:35:17 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001579542 Filed Document 0001579542-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-17 09:35:17 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
BUILT IN, INC. See All Filings	D	2016-11-17 09:30:37 UTC
Amount To Be Raised $2,103,291 Associated Brokers / Dealers N/A CIK Number 0001608675 Filed Document 0001608675-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-17 09:30:37 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Material Impact, Inc. See All Filings	D	2016-11-17 09:27:14 UTC
Amount To Be Raised $2,513,985 Associated Brokers / Dealers N/A CIK Number 0001689505 Filed Document 0001689505-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-17 09:27:14 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Noyes Torchlite Investment Fund, LLC See All Filings	D/A	2016-11-17 09:18:41 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers Robert V Welch, James M Huse, and Linda M Conti CIK Number 0001678576 Filed Document 0001678576-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-17 09:18:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
iCapital MLP Fund, L.P. See All Filings	D	2016-11-17 08:57:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690236 Filed Document 0001690236-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-17 08:57:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Energy Hunter Resources, Inc. See All Filings	1-A/A	2016-11-17 06:31:41 UTC
Amount To Be Raised $0 Associated Brokers / Dealers N/A CIK Number 0001679073 Filed Document 0001567619-16-003212 Accepted Date 2016-11-17 06:31:41 UTC Type of Offering 1-A/A Industry CRUDE PETROLEUM & NATURAL GAS Offering Tier Tier2 Principal Place of Business TEXAS Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
LIGHTBOX EXPANSION FUND See All Filings	D/A	2016-11-17 06:30:39 UTC
Amount To Be Raised $54,000,000 Associated Brokers / Dealers N/A CIK Number 0001685636 Filed Document 0001685636-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-17 06:30:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Paragon Partners Ltd. See All Filings	D/A	2016-11-17 06:12:49 UTC
Amount To Be Raised $7,125,675 Associated Brokers / Dealers N/A CIK Number 0001656880 Filed Document 0001656880-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-17 06:12:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund