Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Cohen & Steers Active Commodities Fund, LP See All Filings	D	2016-04-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671987 Filed Document 0001671987-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DSAM Plus Fund LP See All Filings	D	2016-04-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672919 Filed Document 0000902664-16-006834 Exclusions or Exemptions 506b Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2016-04-26 00:00:00 UTC
Amount To Be Raised $85,830 Associated Brokers / Dealers Paul Murray, Kevin Wernick, and Andrew Airgo CIK Number 0001135856 Filed Document 0001135856-16-000537 Exclusions or Exemptions 506b Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
LiquidAlts H2O Force 10 Feeder Fund See All Filings	D/A	2016-04-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank AG, Deutsche Bank Securities Inc., and Deutsche Bank Trust Company Americas CIK Number 0001610018 Filed Document 0001610018-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RPM Ventures II BountyJobs, LLC See All Filings	D	2016-04-26 00:00:00 UTC
Amount To Be Raised $1,693,028 Associated Brokers / Dealers N/A CIK Number 0001672720 Filed Document 0001140361-16-063227 Exclusions or Exemptions 506b Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HOUSTON LAKE MINING INC See All Filings	D	2016-04-26 00:00:00 UTC
Amount To Be Raised $913,276 Associated Brokers / Dealers N/A CIK Number 0001385666 Filed Document 0001385666-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
Skinny Pancake - Hanover, LLC See All Filings	D	2016-04-26 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001673414 Filed Document 0001673414-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Debt
Tone Mobile LLC See All Filings	D	2016-04-26 00:00:00 UTC
Amount To Be Raised $1,350,000 Associated Brokers / Dealers N/A CIK Number 0001644374 Filed Document 0001144204-16-096415 Exclusions or Exemptions 506b Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
HOM.MA, Inc. See All Filings	D	2016-04-26 00:00:00 UTC
Amount To Be Raised $3,326,523 Associated Brokers / Dealers N/A CIK Number 0001673122 Filed Document 0001673122-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pragnya South City Opportunity Fund See All Filings	D	2016-04-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672344 Filed Document 0001672344-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Equity
NPC III, LLC See All Filings	D	2016-04-26 00:00:00 UTC
Amount To Be Raised $2,700,000 Associated Brokers / Dealers N/A CIK Number 0001585455 Filed Document 0001585455-16-000010 Exclusions or Exemptions 506b Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
CrossBay Medical, Inc. See All Filings	D	2016-04-26 00:00:00 UTC
Amount To Be Raised $2,001,600 Associated Brokers / Dealers N/A CIK Number 0001673107 Filed Document 0001673107-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Angel Gold Corp. See All Filings	D/A	2016-04-26 00:00:00 UTC
Amount To Be Raised $785,645 Associated Brokers / Dealers N/A CIK Number 0001604804 Filed Document 0001604804-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Vuori, Inc. See All Filings	D	2016-04-26 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001672741 Filed Document 0001672741-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Porter Bancorp, Inc. See All Filings	D	2016-04-26 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001358356 Filed Document 0001358356-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
TREEHOUSE HEALTH, LLC See All Filings	D/A	2016-04-26 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001662547 Filed Document 0001662547-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
MIAMI FLORIDA CLINIC LLLP See All Filings	D/A	2016-04-26 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers NONE CIK Number 0001656217 Filed Document 0001656217-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Gargoyle Enhanced Alpha Fund L.P. See All Filings	D/A	2016-04-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MCAM Holding, Limited, Meadowvale Advisors, LLC, Partner Capital Group, LLC, and TCW Fund Distributors CIK Number 0001542545 Filed Document 0001542545-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Acquisition Glacier II Inc. See All Filings	D/A	2016-04-26 00:00:00 UTC
Amount To Be Raised $892,500 Associated Brokers / Dealers N/A CIK Number 0001614111 Filed Document 0000950172-16-000179 Exclusions or Exemptions 506b Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business QUEBEC, CANADA Revenue or Assets $Over $100,000,000 Type of Security Option To Acquire
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-04-26 00:00:00 UTC
Amount To Be Raised $3,435,258 Associated Brokers / Dealers Craig Findley and Mark Maizel CIK Number 0001135856 Filed Document 0001135856-16-000536 Exclusions or Exemptions 506b Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Magnolia Road Global Credit Fund LP See All Filings	D/A	2016-04-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575866 Filed Document 0001315863-16-001411 Exclusions or Exemptions 506b Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FW 710 Main LP See All Filings	D	2016-04-26 00:00:00 UTC
Amount To Be Raised $385,124 Associated Brokers / Dealers N/A CIK Number 0001673079 Filed Document 0001673079-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
MyConfidant, Inc. See All Filings	D	2016-04-26 00:00:00 UTC
Amount To Be Raised $225,000 Associated Brokers / Dealers N/A CIK Number 0001672776 Filed Document 0001672776-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
DRAGONWAVE INC See All Filings	D	2016-04-26 00:00:00 UTC
Amount To Be Raised $4,349,985 Associated Brokers / Dealers N/A CIK Number 0001178946 Filed Document 0001104659-16-114230 Exclusions or Exemptions 506b Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
1000 North Arizola Road, LLC See All Filings	D	2016-04-26 00:00:00 UTC
Amount To Be Raised $2,750,000 Associated Brokers / Dealers N/A CIK Number 0001671787 Filed Document 0001671787-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CF GLOBAL CAPITAL LLC See All Filings	D	2016-04-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671335 Filed Document 0001520138-16-000882 Exclusions or Exemptions 506b Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
New Generation Loan Fund, L.P. See All Filings	D/A	2016-04-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606748 Filed Document 0000945621-16-000582 Exclusions or Exemptions 506b Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Remitly, Inc. See All Filings	D	2016-04-26 00:00:00 UTC
Amount To Be Raised $38,579,997 Associated Brokers / Dealers FTP Securities LLC CIK Number 0001534076 Filed Document 0001534076-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
US Capital Business Credit Income Fund, LP See All Filings	D/A	2016-04-26 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001656056 Filed Document 0001673119-16-000003 Exclusions or Exemptions 506c Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Switch Tech Inc. See All Filings	D	2016-04-26 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001673017 Filed Document 0001673017-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Vigilant Aerospace Systems, Inc. See All Filings	D	2016-04-26 00:00:00 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001673085 Filed Document 0001673085-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Debt
JFL-API Co-Invest Partners, L.P. See All Filings	D	2016-04-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673211 Filed Document 0001673211-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Geofortis LLC See All Filings	D/A	2016-04-26 00:00:00 UTC
Amount To Be Raised $16,962,628 Associated Brokers / Dealers N/A CIK Number 0001665492 Filed Document 0001665492-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
4Scale CDSI LLC See All Filings	D/A	2016-04-26 00:00:00 UTC
Amount To Be Raised $1,227,500 Associated Brokers / Dealers N/A CIK Number 0001623117 Filed Document 0001623117-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2016-04-26 00:00:00 UTC
Amount To Be Raised $110,440 Associated Brokers / Dealers Curtis Wyrtzen CIK Number 0001135856 Filed Document 0001135856-16-000535 Exclusions or Exemptions 506b Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
TIDAL PETROLEUM INC See All Filings	D	2016-04-26 00:00:00 UTC
Amount To Be Raised $10,444,500 Associated Brokers / Dealers The Tidal Group, Inc. CIK Number 0001014687 Filed Document 0001014687-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
Seegrid Corp See All Filings	D	2016-04-26 00:00:00 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers Headwaters BD, LLC CIK Number 0001634707 Filed Document 0001634707-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
ID Global Solutions Corp See All Filings	D	2016-04-26 00:00:00 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers Network 1 Financial Securities, Inc. CIK Number 0001534154 Filed Document 0001615774-16-005087 Exclusions or Exemptions 506b Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
LiquidAlts H2O Force 10 Fund See All Filings	D/A	2016-04-26 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Deutsche Bank AG, Deutsche Bank Securities Inc., and Deutsche Bank Trust Company Americas CIK Number 0001610016 Filed Document 0001610016-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COVEMARK RIPTIDE LLC See All Filings	D	2016-04-26 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001673097 Filed Document 0001673097-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
1791 RE INVESTMENT FUND SEG 12 See All Filings	D	2016-04-26 00:00:00 UTC
Amount To Be Raised $860,000 Associated Brokers / Dealers 1791 FUND MANAGEMENT LLC CIK Number 0001673077 Filed Document 0001673077-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MAGNOLIA ROAD GLOBAL CREDIT FUND LTD. See All Filings	D/A	2016-04-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575862 Filed Document 0001315863-16-001412 Exclusions or Exemptions 506b Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DSAM Plus Fund See All Filings	D	2016-04-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672922 Filed Document 0000902664-16-006832 Exclusions or Exemptions 506b Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Innovations International, LLC See All Filings	D	2016-04-26 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001673141 Filed Document 0001673141-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business KENTUCKY Revenue or Assets $$1 - $1,000,000 Type of Security Other
Teneology, Inc. See All Filings	D	2016-04-26 00:00:00 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers N/A CIK Number 0001629302 Filed Document 0001140361-16-062252 Exclusions or Exemptions 506b Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Tone Mobile LLC See All Filings	D	2016-04-26 00:00:00 UTC
Amount To Be Raised $2,210,000 Associated Brokers / Dealers N/A CIK Number 0001644374 Filed Document 0001144204-16-096412 Exclusions or Exemptions 506b Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
SSI Core Plus 2016 LP See All Filings	D	2016-04-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673099 Filed Document 0001673099-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
VEB, Inc. See All Filings	D	2016-04-26 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001672669 Filed Document 0001019687-16-006001 Exclusions or Exemptions 506b Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Security To Be Acquired
2016 Check List Fund, LLC See All Filings	D	2016-04-26 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001673050 Filed Document 0001673119-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Codepops, Inc. See All Filings	D	2016-04-26 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001650877 Filed Document 0001650877-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt