Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Pyramid Peak Investment Partners, LP See All Filings	D/A	2016-11-21 19:25:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001585725 Filed Document 0001095449-16-000304 Exclusions or Exemptions 506b Accepted Date 2016-11-21 19:25:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pyramid Peak Investment Partners, LP See All Filings	D/A	2016-11-21 19:21:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001585725 Filed Document 0001095449-16-000303 Exclusions or Exemptions 506b Accepted Date 2016-11-21 19:21:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SuperCritical Technologies, Inc. See All Filings	D	2016-11-21 19:08:34 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001560619 Filed Document 0001560619-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-21 19:08:34 UTC Type of Offering D Industry Other Energy Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
MediaHound, Inc. See All Filings	D	2016-11-21 18:55:30 UTC
Amount To Be Raised $40,000 Associated Brokers / Dealers N/A CIK Number 0001579411 Filed Document 0001579411-16-000014 Exclusions or Exemptions 506b Accepted Date 2016-11-21 18:55:30 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Cargo Systems Inc. See All Filings	D	2016-11-21 18:55:13 UTC
Amount To Be Raised $1,732,983 Associated Brokers / Dealers N/A CIK Number 0001684255 Filed Document 0001684255-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-21 18:55:13 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Texzon Technologies, LLC See All Filings	D	2016-11-21 18:47:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684586 Filed Document 0001684586-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-21 18:47:46 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Hawkeye Capital Offshore See All Filings	D/A	2016-11-21 18:13:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532070 Filed Document 0001532070-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-11-21 18:13:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HAWKEYE CAPITAL, LP See All Filings	D/A	2016-11-21 18:09:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001137663 Filed Document 0001137663-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-11-21 18:09:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
47th Street Phoenix Fund, LLC See All Filings	D	2016-11-21 18:08:33 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers Caliber Securities, LLC CIK Number 0001690145 Filed Document 0001690145-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-11-21 18:08:33 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Hawkeye Capital Institutional, L.P. See All Filings	D/A	2016-11-21 18:04:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532069 Filed Document 0001532069-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-11-21 18:04:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
North Attleboro Shopping Center, LLC See All Filings	D	2016-11-21 17:34:34 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers Nobles & Richards, Inc. CIK Number 0001690479 Filed Document 0001690479-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-21 17:34:34 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Bryden V Theatrical Ltd Liability Co See All Filings	D	2016-11-21 17:31:10 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001689851 Filed Document 0001689851-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-21 17:31:10 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
BCR Holdings Series C, LLC See All Filings	D	2016-11-21 17:28:11 UTC
Amount To Be Raised $1,116,000 Associated Brokers / Dealers N/A CIK Number 0001690612 Filed Document 0001690612-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-21 17:28:11 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Equity
JSW Greeley LLC See All Filings	D	2016-11-21 17:25:18 UTC
Amount To Be Raised $3,050,000 Associated Brokers / Dealers N/A CIK Number 0001689924 Filed Document 0001689924-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-21 17:25:18 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Woodbridge Mortgage Investment Fund 4, LLC See All Filings	D	2016-11-21 17:22:29 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001650215 Filed Document 0001650215-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-21 17:22:29 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Adeptus Health Inc. See All Filings	D	2016-11-21 17:15:51 UTC
Amount To Be Raised $27,500,000 Associated Brokers / Dealers N/A CIK Number 0001602367 Filed Document 0001602367-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-21 17:15:51 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SureFunding, LLC See All Filings	D	2016-11-21 17:13:20 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001690444 Filed Document 0001690444-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-21 17:13:20 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Debt
Caffeinated Capital Opportunity Fund I, LP See All Filings	D/A	2016-11-21 17:13:14 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers Williams Trading, LLC CIK Number 0001670585 Filed Document 0001670585-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-21 17:13:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
JULIE #1 PARTNERSHIP See All Filings	D	2016-11-21 17:03:08 UTC
Amount To Be Raised $139,029 Associated Brokers / Dealers ALL FINRA REGISTERED REPRESENTATIVES CIK Number 0001690469 Filed Document 0001690469-16-000002 Exclusions or Exemptions 506c Accepted Date 2016-11-21 17:03:08 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
Anzu Industrial Capital Partners, L.P. See All Filings	D	2016-11-21 16:59:42 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001690596 Filed Document 0001690596-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-21 16:59:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
MedPod Inc. See All Filings	D	2016-11-21 16:53:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001632644 Filed Document 0001144204-16-135637 Exclusions or Exemptions 506b Accepted Date 2016-11-21 16:53:10 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Vital Labs, Inc. See All Filings	D	2016-11-21 16:51:25 UTC
Amount To Be Raised $1,068,000 Associated Brokers / Dealers N/A CIK Number 0001646637 Filed Document 0001646637-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-11-21 16:51:25 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Househappy Inc. See All Filings	D	2016-11-21 16:50:45 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001541497 Filed Document 0001541497-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-11-21 16:50:45 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Blue Marble Cocktails, Inc. See All Filings	D	2016-11-21 16:46:23 UTC
Amount To Be Raised $26,300,000 Associated Brokers / Dealers N/A CIK Number 0001690557 Filed Document 0001690557-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-21 16:46:23 UTC Type of Offering D Industry Other Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Spectrum Development Opportunity II, LLC See All Filings	D	2016-11-21 16:44:57 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001690485 Filed Document 0001690485-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-21 16:44:57 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
DENSTOCK PEPPERS FERRY LLC See All Filings	D	2016-11-21 16:43:54 UTC
Amount To Be Raised $6,600,000 Associated Brokers / Dealers N/A CIK Number 0001689594 Filed Document 0001140361-16-087414 Exclusions or Exemptions 506b Accepted Date 2016-11-21 16:43:54 UTC Type of Offering D Industry Residential Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Tower Birmingham, LLC See All Filings	D	2016-11-21 16:43:22 UTC
Amount To Be Raised $1,175,000 Associated Brokers / Dealers N/A CIK Number 0001690581 Filed Document 0001690581-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-21 16:43:22 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BP Capital Energy Equity Fund II L P See All Filings	D/A	2016-11-21 16:41:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001318965 Filed Document 0001318965-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-21 16:41:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ShiftPixy Inc. See All Filings	1-A/A	2016-11-21 16:35:49 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001675634 Filed Document 0001477932-16-013714 Accepted Date 2016-11-21 16:35:49 UTC Type of Offering 1-A/A Industry SERVICES-EMPLOYMENT AGENCIES Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $15,607,568 State of Jurisdiction WYOMING Type of Security Equity (common or preferred stock)
3VR Security Inc See All Filings	D	2016-11-21 16:34:56 UTC
Amount To Be Raised $2,470,096 Associated Brokers / Dealers N/A CIK Number 0001350856 Filed Document 0001350856-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-21 16:34:56 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
SC Credit Opportunities Mandate, LLC See All Filings	D/A	2016-11-21 16:33:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592641 Filed Document 0000919574-16-016825 Exclusions or Exemptions 506b Accepted Date 2016-11-21 16:33:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lucena Research, Inc. See All Filings	D/A	2016-11-21 16:33:07 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001608056 Filed Document 0001608056-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-21 16:33:07 UTC Type of Offering D/A Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
BP Capital Energy Equity Fund LP See All Filings	D/A	2016-11-21 16:28:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001418092 Filed Document 0001418092-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-21 16:28:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Acadian Emerging Markets Small-Cap Equity Fund, LLC See All Filings	D/A	2016-11-21 16:25:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001533444 Filed Document 0001533444-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-11-21 16:25:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PHOENIX REALTY, INC. See All Filings	1-A/A	2016-11-21 16:12:09 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001687263 Filed Document 0001687263-16-000008 Accepted Date 2016-11-21 16:12:09 UTC Type of Offering 1-A/A Industry REAL ESTATE Offering Tier Tier1 Principal Place of Business NEW YORK Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Kang Health, Inc. See All Filings	D	2016-11-21 16:11:29 UTC
Amount To Be Raised $3,325,000 Associated Brokers / Dealers N/A CIK Number 0001689694 Filed Document 0001689694-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-21 16:11:29 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Trycera Financial, Inc. See All Filings	D	2016-11-21 16:10:18 UTC
Amount To Be Raised $225,000 Associated Brokers / Dealers N/A CIK Number 0001117045 Filed Document 0001185185-16-005851 Exclusions or Exemptions 506b Accepted Date 2016-11-21 16:10:18 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
THL Credit Direct Lending Co-Invest III (E) LLC See All Filings	D	2016-11-21 16:09:22 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001690369 Filed Document 0001690369-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-21 16:09:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CIP Equity Funds Partners VI, LLC See All Filings	D/A	2016-11-21 16:07:05 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001685039 Filed Document 0001685039-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-21 16:07:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Salarius Pharmaceuticals, LLC See All Filings	D	2016-11-21 16:00:04 UTC
Amount To Be Raised $131,500 Associated Brokers / Dealers N/A CIK Number 0001661178 Filed Document 0001661178-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-21 16:00:04 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Dover Cliff Partners LLC See All Filings	D	2016-11-21 15:52:39 UTC
Amount To Be Raised $2,700,647 Associated Brokers / Dealers N/A CIK Number 0001688676 Filed Document 0001688676-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-21 15:52:39 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Rialto Real Estate Fund III - Debt, LP See All Filings	D/A	2016-11-21 15:52:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001654834 Filed Document 0001654834-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-11-21 15:52:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Salarius Pharmaceuticals, LLC See All Filings	D	2016-11-21 15:47:57 UTC
Amount To Be Raised $108,335 Associated Brokers / Dealers N/A CIK Number 0001661178 Filed Document 0001661178-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-21 15:47:57 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Sailfish Cove Group LLC See All Filings	D	2016-11-21 15:31:20 UTC
Amount To Be Raised $4,011,142 Associated Brokers / Dealers N/A CIK Number 0001684102 Filed Document 0001684102-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-21 15:31:20 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Sustainvest Fund, LP See All Filings	D	2016-11-21 15:31:09 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers Sustainvest Asset Management, LLC CIK Number 0001690077 Filed Document 0001690077-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-11-21 15:31:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
OHP Asset Income Fund LP See All Filings	D/A	2016-11-21 15:28:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ariane Capital Partners LLC and Niagara International Capital Limited CIK Number 0001658408 Filed Document 0001658408-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-21 15:28:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Powell Development Group, Inc. See All Filings	C	2016-11-21 15:26:50 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $100,000 CIK Number 0001689081 Filed Document 0001670254-16-000203 Accepted Date 2016-11-21 15:26:50 UTC Type of Offering C Security Offered Amount 25,000 Security Offered Type Other State CALIFORNIA
Maison Cachet of Gonzales, LLC See All Filings	D	2016-11-21 15:23:21 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers None CIK Number 0001690586 Filed Document 0001690586-16-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2016-11-21 15:23:21 UTC Type of Offering D Industry Other Health Care Principal Place of Business LOUISIANA Revenue or Assets $No Revenues Type of Security Equity
Trizic, Inc. See All Filings	D/A	2016-11-21 15:15:52 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001635816 Filed Document 0001635816-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-11-21 15:15:52 UTC Type of Offering D/A Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Boldstart Ventures III L.P. See All Filings	D/A	2016-11-21 14:59:37 UTC
Amount To Be Raised $47,000,000 Associated Brokers / Dealers N/A CIK Number 0001649084 Filed Document 0001649084-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-21 14:59:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund