Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Digi Outdoor Media Inc. See All Filings	D/A	2016-05-02 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001628444 Filed Document 0001161697-16-000807 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Beers Enterprises, LLC See All Filings	D	2016-05-02 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001343610 Filed Document 0001343610-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Avatar Capital Finance LLC See All Filings	D	2016-05-02 00:00:00 UTC
Amount To Be Raised $1,715,000 Associated Brokers / Dealers N/A CIK Number 0001342986 Filed Document 0001342986-16-000025 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
GRT CONCENTRIC PARTNERS, L.P. See All Filings	D/A	2016-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001349500 Filed Document 0000919574-16-012692 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Boardman Bay Onshore, LP See All Filings	D/A	2016-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Alternative Asset Investment Management Securities, LLC, York Stockbrokers, Inc., Charles Jordan & Co., LLC, and Seedchange Execution Services Inc. CIK Number 0001553130 Filed Document 0001013594-16-001019 Exclusions or Exemptions 506b Accepted Date 2016-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Dynamis Software Corp See All Filings	D	2016-05-01 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001569093 Filed Document 0000892712-16-001622 Exclusions or Exemptions 506b Accepted Date 2016-05-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
EDN, Inc. See All Filings	D	2016-05-01 00:00:00 UTC
Amount To Be Raised $20,000 Associated Brokers / Dealers N/A CIK Number 0001671675 Filed Document 0001671675-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Gila Therapeutics, Inc. See All Filings	D	2016-05-01 00:00:00 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers N/A CIK Number 0001673503 Filed Document 0001209191-16-116749 Exclusions or Exemptions 506b Accepted Date 2016-05-01 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
VELTEX CORP See All Filings	D	2016-05-01 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001085040 Filed Document 0001511164-16-000795 Exclusions or Exemptions 506b Accepted Date 2016-05-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
HV Holdings LLC See All Filings	D/A	2016-04-30 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001668262 Filed Document 0001668262-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-30 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Dogpatch Technology, Inc. See All Filings	D	2016-04-30 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001642298 Filed Document 0001642298-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-04-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Mitogenetics, LLC See All Filings	D/A	2016-04-30 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001511439 Filed Document 0001511439-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-04-30 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
JIMMYASH LLC See All Filings	D	2016-04-30 00:00:00 UTC
Amount To Be Raised $17,000,000 Associated Brokers / Dealers N/A CIK Number 0001453696 Filed Document 0001453696-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-30 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
BREWDOG USA INC. See All Filings	1-A/A	2016-04-29 19:24:05 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001646269 Filed Document 0001646269-16-000009 Accepted Date 2016-04-29 19:24:05 UTC Type of Offering 1-A/A Industry BEVERAGES Offering Tier Tier2 Principal Place of Business OHIO Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security E
CF FUND II, LLC See All Filings	1-A/A	2016-04-29 17:46:51 UTC
Amount To Be Raised $0 Associated Brokers / Dealers N/A CIK Number 0001656124 Filed Document 0001615774-16-005158 Accepted Date 2016-04-29 17:46:51 UTC Type of Offering 1-A/A Industry FINANCE SERVICES Offering Tier Tier1 Principal Place of Business PENNSYLVANIA Revenue or Assets $0 State of Jurisdiction PENNSYLVANIA Type of Security Debt
YOBI CAPITAL FUND CORPORATION See All Filings	1-A	2016-04-29 16:15:05 UTC
Amount To Be Raised $35,010,000 Associated Brokers / Dealers N/A CIK Number 0001658083 Filed Document 0001214659-16-011105 Accepted Date 2016-04-29 16:15:05 UTC Type of Offering 1-A Industry SERVICES-BUSINESS SERVICES, NEC Offering Tier Tier2 Principal Place of Business NEW YORK Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Tailwind Cedar Falls, LLC See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001673376 Filed Document 0001673376-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MINNESOTA Revenue or Assets $Not Applicable Type of Security Equity
Rithm Inc. See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001673252 Filed Document 0001673252-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
BALX Holdings, LLC See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $6,982,012 Associated Brokers / Dealers N/A CIK Number 0001668511 Filed Document 0001668511-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
myNFO, Inc. See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $6,797,859 Associated Brokers / Dealers N/A CIK Number 0001665236 Filed Document 0000897069-16-000855 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Racecar Holdings, LLC See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001662690 Filed Document 0001662690-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
eSalon.com Holdings, LLC See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $1,975,000 Associated Brokers / Dealers N/A CIK Number 0001668135 Filed Document 0001668135-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Rothenberg Ventures 2015 Fund, LLC See All Filings	D/A	2016-04-29 00:00:00 UTC
Amount To Be Raised $24,620,000 Associated Brokers / Dealers N/A CIK Number 0001643344 Filed Document 0001643344-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Adams Arms, LLC See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $6,523,369 Associated Brokers / Dealers Wilmington Capital Securities, LLC CIK Number 0001554366 Filed Document 0001554366-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Observa, Inc. See All Filings	D/A	2016-04-29 00:00:00 UTC
Amount To Be Raised $575,000 Associated Brokers / Dealers N/A CIK Number 0001673445 Filed Document 0001209191-16-116576 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Radar APPS, Inc. See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers N/A CIK Number 0001672502 Filed Document 0001672502-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PUERTO RICO Revenue or Assets Decline to Disclose Type of Security Equity
Naya Lincoln Park Fund Ltd See All Filings	D/A	2016-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606488 Filed Document 0000902664-16-006872 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ARPEGGIO FUND See All Filings	D/A	2016-04-29 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001138474 Filed Document 0000935836-16-000888 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chinus Fund, LLC See All Filings	D/A	2016-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001463824 Filed Document 0001140361-16-062552 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SKCP IV Groundhog Co-Invest, L.P. See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673266 Filed Document 0001673266-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $3,600,002 Associated Brokers / Dealers Sean Devlin CIK Number 0001135856 Filed Document 0001135856-16-000544 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Massachusetts Innovation Catalyst Fund I L.P. See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001673076 Filed Document 0001673076-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
AQR Offshore Multi-Strategy Fund XII, L.P. See All Filings	D/A	2016-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001633379 Filed Document 0001385053-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INTRINSIC EDGE PLUS AI, L.P. See All Filings	D/A	2016-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Charles L. Coe, Melanie J. Duguid, and Michael Yale Ragins CIK Number 0001480340 Filed Document 0001480340-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Observa, Inc. See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $575 Associated Brokers / Dealers N/A CIK Number 0001673445 Filed Document 0001209191-16-116519 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Stermax Merger Opportunities Fund, LP See All Filings	D/A	2016-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638128 Filed Document 0001013594-16-001013 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Mobiquity Technologies, Inc. See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001084267 Filed Document 0001019687-16-006030 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Spectrum ANC Investor, L.P. See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672730 Filed Document 0001672730-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Johnston Road Plaza LLC See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $2,063,020 Associated Brokers / Dealers N/A CIK Number 0001672179 Filed Document 0001672179-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
New Shop Center Apartments, LLC See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $1,816,667 Associated Brokers / Dealers None, N/A CIK Number 0001673340 Filed Document 0001673340-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
ESA Toxicology LLC See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $140,000 Associated Brokers / Dealers N/A CIK Number 0001618729 Filed Document 0001618729-16-000029 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
American Midstream Partners, LP See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $120,000,006 Associated Brokers / Dealers N/A CIK Number 0001513965 Filed Document 0001513965-16-000188 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Access Capital Partners, LLC See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673162 Filed Document 0001673162-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OKLAHOMA Revenue or Assets $No Revenues Type of Security Equity
Boyu Capital Offshore Fund See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672795 Filed Document 0001672795-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Leerink Transformation Fund I L.P. See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers Sagent Advisors, LLC CIK Number 0001673062 Filed Document 0001673062-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
FEG Directional Access TEI Fund LLC See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001667215 Filed Document 0000926877-16-000466 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PCCP Equity VII, LP See All Filings	D/A	2016-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639599 Filed Document 0001639599-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
eSalon.com Holdings, LLC See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $2,663,000 Associated Brokers / Dealers N/A CIK Number 0001668135 Filed Document 0001668135-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Rothenberg Ventures 2016 Feeder Fund, L.P. See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $6,175,000 Associated Brokers / Dealers N/A CIK Number 0001660701 Filed Document 0001660701-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Taylor Group Corp See All Filings	D/A	2016-04-29 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001610666 Filed Document 0001376474-16-000668 Exclusions or Exemptions 506c Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity